Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/09/2021	Arena Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Arena Technologies on its sale to Systems Planning and Analysis, Inc.	Arena Technologies has been acquired by Systems Planning and Analysis, Inc.	Financial Advisor
Published	12/08/2021	Confluent, Inc.	Financing	Convertible Offering	$1.1 Billion	Image	Technology, Software	Piper Sandler served as co-manager for Confluent, Inc. on a convertible notes offering	Convertible Offering	Co-Manager
Published	12/08/2021	Group 2 Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Group 2 Technologies and Tomson Technologies on sale to ChampionX	Group 2 Technologies and Tomson Technologies have been acquired by ChampionX	Financial Advisor
Published	12/03/2021	Union Corrugating Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Building Products, Distribution	Piper Sandler served as sell-side advisor for Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, on sale to Cornerstone Building Brands, Inc.	Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, has been acquired be Cornerstone Building Brands, Inc.	Financial Advisor
Published	12/02/2021	Ames Taping Tools Inc.	Financing	Senior Term Loan		Image	Services & Industrials, Building Products	Piper Sandler served as financial advisor for Ames Taping Tools Inc on a senior term loan	Senior Term Loan	Financial Advisor
Published	12/02/2021	Willow Wood Global, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Healthcare Services, Med-Tech	Piper Sandler served as sell-side advisor for Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, on sale to Blue Sea Capital	Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, has been acquired by Blue Sea Capital	Financial Advisor
Published	12/01/2021	Arbor Realty Trust, Inc.	Financing	Senior Notes	$180.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a 5.00% senior notes offering due in 2028	Senior Notes	Sole Placement Agent
Published	12/01/2021	CW Bancorp	Financing	Subordinated Notes	$17.5 Million	Image	Financial Services	Piper Sandler served as co-placement agent for CW Bancorp on a 3.25% rate fixed-to-floating subordinated notes offering due in 2031	Subordinated Notes	Co-Lead
Published	12/01/2021	CRS TH Holdings, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for CRS, a portfolio company of GenNx360 Capital Partners, on sale to Reverence Capital Partners	CRS, a portfolio company of GenNx360 Capital Partners, has been acquired by Reverence Capital Partners	Financial Advisor
Published	12/01/2021	Clear Blue Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$65.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Clear Blue Insurance Group on a 5.375% senior notes offering due in 2028	Senior Notes	Sole Placement Agent
Published	12/01/2021	Ames Taping Tools Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Building Products, Distribution	Piper Sandler served as sell-side advisor for Ames Taping Tools Inc., a portfolio company of Sun Capital Partners, on its sale to GMS Inc.	Ames Taping Tools Inc., a portfolio company of Sun Capital Partners, has been acquired by GMS Inc.	Financial Advisor
Published	12/01/2021	Clear Blue Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$25.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole dealer manager for Clear Blue Insurance Group on a tender offer of 7.00% senior notes offering due in 2025	Senior Notes	Sole Admin Agent
Published	12/01/2021	Ellington Financial	Financing	Preferred Stock	$120.0 Million	Image	Financial Services	Piper Sandler served as sole bookrunner for Ellington Financial on a 6.25% fixed-rate reset cumulative perpetual preferred stock offering	Preferred Stock	Left Bookrunner
Published	12/01/2021	Pelorus Equity Group	Financing	Senior Notes	$7.8 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Pelorous Equity Group on a senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	Pelorus Equity Group	Financing	Senior Notes	$50.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Pelorous Equity Group on a 7.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	Platform Partners	Private Capital Advisory	Capital Solutions		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent for Platform Partners in the acquisition of SouthCoast	Raised promoted equity for acquisition	Sole Placement Agent
Published	12/01/2021	Ready Capital	Financing	Senior Notes	$110.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole bookrunner for Ready Capital on a 5.50% senior notes offering due in 2028	Senior Notes	Left Bookrunner
Published	12/01/2021	Callodine Group	Private Capital Advisory	Private Funds		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole financial advisor for Callodine Group on the acquisition of Thorofare Capital	Callodine Group acquired Thorofare Capital	Financial Advisor
Published	12/01/2021	South Street Securities	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$87.5 Million	Image	Financial Services, FinTech	Piper Sandler served as lead placement agent for South Street Securities on a 6.25% senior notes offering	Senior Notes	Joint Placement Agent
Published	12/01/2021	Transverse Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$30.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Transverse Insurance Group on a 6.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent