Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/09/2021	Arena Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Arena Technologies on its sale to Systems Planning and Analysis, Inc.	Arena Technologies has been acquired by Systems Planning and Analysis, Inc.	Financial Advisor
Published	12/08/2021	Group 2 Technologies	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Group 2 Technologies and Tomson Technologies on sale to ChampionX	Group 2 Technologies and Tomson Technologies have been acquired by ChampionX	Financial Advisor
Published	12/08/2021	Confluent, Inc.	Financing	Convertible Offering	$1.1 Billion	Image	Technology, Software	Piper Sandler served as co-manager for Confluent, Inc. on a convertible notes offering	Convertible Offering	Co-Manager
Published	12/03/2021	Union Corrugating Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Building Products, Distribution	Piper Sandler served as sell-side advisor for Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, on sale to Cornerstone Building Brands, Inc.	Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, has been acquired be Cornerstone Building Brands, Inc.	Financial Advisor
Published	12/02/2021	Willow Wood Global, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Healthcare Services, Med-Tech	Piper Sandler served as sell-side advisor for Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, on sale to Blue Sea Capital	Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, has been acquired by Blue Sea Capital	Financial Advisor
Published	12/02/2021	Ames Taping Tools Inc.	Financing	Senior Term Loan		Image	Services & Industrials, Building Products	Piper Sandler served as financial advisor for Ames Taping Tools Inc on a senior term loan	Senior Term Loan	Financial Advisor
Published	12/01/2021	Arbor Realty Trust, Inc.	Financing	Senior Notes	$180.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a 5.00% senior notes offering due in 2028	Senior Notes	Sole Placement Agent
Published	12/01/2021	Clear Blue Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$65.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Clear Blue Insurance Group on a 5.375% senior notes offering due in 2028	Senior Notes	Sole Placement Agent
Published	12/01/2021	Atlantic Union Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$250.0 Million	Image	Financial Services, Depositories	Piper Sandler served as joint bookrunner for Atlantic Union Bancshares on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	12/01/2021	State Bank	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for State Bank on divestiture of its mortgage lending business to Armed Forces Bank	State Bank has divested its mortgage lending business to Armed Forces Bank	Financial Advisor
Published	12/01/2021	Clear Blue Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$25.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole dealer manager for Clear Blue Insurance Group on a tender offer of 7.00% senior notes offering due in 2025	Senior Notes	Sole Admin Agent
Published	12/01/2021	Dart Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$15.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Dart Financial Corporation, holding company for Dart Bank, on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Ellington Financial	Financing	Preferred Stock	$120.0 Million	Image	Financial Services	Piper Sandler served as sole bookrunner for Ellington Financial on a 6.25% fixed-rate reset cumulative perpetual preferred stock offering	Preferred Stock	Left Bookrunner
Published	12/01/2021	Heartland Compression Services	Mergers & Acquisitions	Division Carve Out		Image Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Heartland Compression Services, a division of Louisiana Machinery Company on sale of contract compression assets to Nova Compression	Heartland Compression Services, a division of Louisiana Machinery Company, has sold contract compression assets to Nova Compression	Financial Advisor
Published	12/01/2021	Pelorus Equity Group	Financing	Senior Notes	$7.8 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Pelorous Equity Group on a senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	GBank Financial Holdings Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Gbank Financial Holdings Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Pelorus Equity Group	Financing	Senior Notes	$50.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Pelorous Equity Group on a 7.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	JD Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for JD Bancshares, Inc., holding company for JD Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Ready Capital	Financing	Senior Notes	$110.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole bookrunner for Ready Capital on a 5.50% senior notes offering due in 2028	Senior Notes	Left Bookrunner
Published	12/01/2021	CRS TH Holdings, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for CRS, a portfolio company of GenNx360 Capital Partners, on sale to Reverence Capital Partners	CRS, a portfolio company of GenNx360 Capital Partners, has been acquired by Reverence Capital Partners	Financial Advisor