Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/01/2021	Callodine Group	Private Capital Advisory	Private Funds		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole financial advisor for Callodine Group on the acquisition of Thorofare Capital	Callodine Group acquired Thorofare Capital	Financial Advisor
Published	12/01/2021	Clear Blue Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$25.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole dealer manager for Clear Blue Insurance Group on a tender offer of 7.00% senior notes offering due in 2025	Senior Notes	Sole Admin Agent
Published	12/01/2021	Dart Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$15.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Dart Financial Corporation, holding company for Dart Bank, on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Pelorus Equity Group	Financing	Senior Notes	$7.8 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Pelorous Equity Group on a senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	GBank Financial Holdings Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Gbank Financial Holdings Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Pelorus Equity Group	Financing	Senior Notes	$50.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Pelorous Equity Group on a 7.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	JD Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for JD Bancshares, Inc., holding company for JD Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Ready Capital	Financing	Senior Notes	$110.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole bookrunner for Ready Capital on a 5.50% senior notes offering due in 2028	Senior Notes	Left Bookrunner
Published	12/01/2021	Park Financial Group, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$13.2 Million		Financial Services, Depositories	Piper Sandler served as sole placement agent for Park Financial Group, Inc. on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	South Street Securities	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$87.5 Million	Image	Financial Services, FinTech	Piper Sandler served as lead placement agent for South Street Securities on a 6.25% senior notes offering	Senior Notes	Joint Placement Agent
Published	12/01/2021	Parkside Financial, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$13.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Parkside Financial, Inc., holding company for Parkside Financial Bank & Trust, on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Transverse Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$30.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Transverse Insurance Group on a 6.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	Tradition Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Tradition Bancshares on a 3.95% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	CW Bancorp	Financing	Subordinated Notes	$17.5 Million	Image	Financial Services	Piper Sandler served as co-placement agent for CW Bancorp on a 3.25% rate fixed-to-floating subordinated notes offering due in 2031	Subordinated Notes	Co-Lead
Published	11/30/2021	Soligent Holdings, Inc	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for Soligent Holdings, Inc. on sale to City Electric Supply Company	Soligent Holdings, Inc. has been acquired by City Electric Supply Company	Financial Advisor
Published	11/30/2021	AECOM	Mergers & Acquisitions	Division Carve Out		Image Image	Technology, Technology Services	Piper Sandler served as sell-side advisor for AECOM on divestiture of Canadian Oil & Gas to Graham Construction	AECOM has divested Canadian Oil & Gas to Graham Construction	Financial Advisor
Published	11/30/2021	Resonetics, LLC.	Mergers & Acquisitions	Sell-Side	$2.3 Billion	Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Resonetics, LLC, a portfolio company of GTCR, on sale of a significant minority interest in Resonetics, LLC to The Carlyle Group	GTCR has sold a significant stake in Resonetics, LLC to The Carlyle Group	Financial Advisor
Published	11/30/2021	Restore Hyper Wellness + Cryotherapy	Mergers & Acquisitions	Minority Investment		Image Image	Consumer, Health & Wellness Services	Piper Sandler served as financial advisor for Restore Hyper WEllness + Cryotherapy (Austin Cryo Ventures, LLC) on a significant investment from General Atlantic	Minority Investment	Financial Advisor
Published	11/29/2021	Quilvest Capital Partners	Financing	Senior Term Loan	$190.0 Million	Image Image	Healthcare, Healthcare Services	Piper Sandler served as sole placement agent for Quilvest Capital Partners’ acquisition financing of UrgentMED	Senior Term Loan	Sole Placement Agent
Published	11/29/2021	Quilvest Capital Partners	Mergers & Acquisitions	Buy-Side		Image Image	Healthcare, Healthcare Services	Piper Sandler served as buy-side advisor for Quilvest Capital Partners on acquisition of UrgentMED	Quilvest Capital Partners has acquired UrgentMED	Financial Advisor