Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/10/2021	Venterra Group	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as buy-side advisor for Venterra on acquisition of Osbit Limited	Venterra has acquired Osbit Limited	Financial Advisor
Published	09/09/2021	McAfee Corp.	Financing, Equity Capital Markets	Follow-On Offering	$487.4 Million	Image	Technology, Software	Piper Sandler served as co-manager for McAfee Corp. on a follow-on offering	Follow-On Offering	Co-Manager
Published	09/09/2021	Global-eOnline Ltd.	Financing, Equity Capital Markets	Follow-On Offering	$883.2 Million	Image	Technology, Software	Piper Sandler served as co-manager for Global-E Online Ltd. on its follow-on offering	Follow-On Offering	Co-Manager
Published	09/07/2021	Confidio, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Confidio, LLC on sale to RxBenefits, Inc.	Confidio, LLC has been acquired by RxBenefits, Inc.	Financial Advisor
Published	09/07/2021	Blackstone Inc.	Mergers & Acquisitions	Sell-Side	$5.0 Billion	Image Image Image	Technology, Hardware	Piper Sandler served as buy-side advisor for The Blackstone Group on acquisition of The Chamberlain Group, a subsidiary of The Duchossois Group, Inc.	Blackstone Inc. has acquired The Chamberlain Group LLC, a subsidiary of The Duchossois Group, Inc.	Financial Advisor
Published	09/01/2021	Falcon Private Holdings, LLC	Mergers & Acquisitions	Sell-Side	$445.0 Million	Image Image Image	Chemicals	Piper Sandler advised Falcon Private Holdings, LLC, on sale of Aristech Surfaces LLC to Trinseo	Falcon Private Holdings, LLC, has been acquired by Aristech Surfaces LLC to Trinseo	Financial Advisor
Published	09/01/2021	AgTexas Farm Credit Services	Equity Capital Markets, Financing	Preferred Stock	$80.0 Million	Image	Financial Services	Piper Sandler served as sole bookrunner for Ag Texas Farm Credit Services on a 5.75% fixed-rate reset cumulative perpetual preferred stock offering	Preferred Stock	Left Bookrunner
Published	09/01/2021	First Trust	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for First Trust on sale to BancPlus Corproration	First Trust has been acquired by to BancPlus Corproration	Financial Advisor
Published	09/01/2021	ACBB	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for ACBB on divestiture of BITS to New Era Technology	ACBB has divested BITS to New Era Technology	Financial Advisor
Published	09/01/2021	National Bank of New York City	Mergers & Acquisitions	Sell-Side	$36.4 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for National Bank of New York City on sale to Newtek	National Bank of New York City has been acquired by Newtek	Financial Advisor
Published	09/01/2021	Dakota Financial	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$30.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as sole placement agent for Dakota Financial on a 5.00% senior unsecured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	09/01/2021	Project Creeky	Private Capital Advisory, Secondary Capital	Secondary Capital	$36.0 Million		Private Capital Advisory	Piper Sandler served as sole financial advisor on the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	09/01/2021	LedgerX	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for LedgerX on sale to FTX.US	LedgerX has been acquired by FTX.US	Financial Advisor
Published	09/01/2021	Lakeland Bancorp, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Lakeland Bancorp, Inc. on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	09/01/2021	Western Alliance Bancorporation	Equity Capital Markets, Financing	Preferred Stock	$300.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Western Alliance Bancorporation on a 4.25% fixed-rate resert non-cumulative perpetual preferred stock offering	Preferred Stock	Active Bookrunner
Published	09/01/2021	Bank OZK	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$350.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole bookrunner for Bank OZK on a 2.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	09/01/2021	Orange County Bancorp, inc.	Equity Capital Markets, Financing	IPO	$38.5 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Orange County Bancorp, inc. on its initial public offering	Initial Public Offering	Left Bookrunner
Published	09/01/2021	ConnectOne Bancorp, Inc.	Equity Capital Markets, Financing	Preferred Stock	$115.0 Million	Image	Financial Services, Depositories	Piper Sandler served as active bookrunner for ConnectOne Bancorp, Inc. on a 5.25% fixed-rate reset non-cumulative perpetual preferred stock	Preferred Stock	Active Bookrunner
Published	09/01/2021	Euclid Transactional	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Euclid Transactional on sale of a minority stake to Searchlight	Euclid Transactional has sold a minority stake to Searchlight	Financial Advisor
Published	09/01/2021	Cecil Bancorp, Inc.	Financing, Equity Private Placements	Minority Capital Raise	$10.0 Million	Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Cecil Bancorp, Inc. on a private placement of common stock	Minority Capital Raise	Financial Advisor