Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	08/04/2021	Nurix Therapeutics	Equity Capital Markets	At the Market Offering	$75.0 Million		Healthcare, Biopharma	Piper Sandler served as placement agent for Nurix Therapeutics on an ATM offering	ATM	Sole Placement Agent
Published	08/04/2021	CAVU	Private Capital Advisory, Capital Solutions	Capital Solutions		Image Image	Private Capital Advisory	Piper Sandler raised promoted preferred and common equity to support CAVU's minority interest in Whistlepig	Raised Equity	Sole Placement Agent
Published	08/02/2021	Paula's Choice, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Beauty & Personal Care	Piper Sandler served as co-lead for Paula's Choice, LLC on sale to Unilever PLC	Paula's Choice, LLC has been acquired by Unilever PLC	Financial Advisor
Published	08/01/2021	A10 Capital	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$165.0 Million	Image	Financial Services, Diversified Financials	Piper Sandler served as sole placement agent for A10 Capital on a 5.875% senior secured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	08/01/2021	Heartland Financial USA, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole bookrunner for HTLF on a 2.75% fixed-to-floating rate subordinates notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	08/01/2021	First Internet Bank	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$60.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for First Internet Bank on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	08/01/2021	Arbor Realty Trust, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$270.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a 4.50% senior notes offerin due in 2026	Senior Notes	Sole Placement Agent
Published	08/01/2021	NexBank Capital, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for NexBank Capital, Inc. on a 4.00% fixed-to-floating subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	08/01/2021	Hanmi Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$110.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Hanmi Financial Corporation on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	08/01/2021	Delta Bancshares Company	Mergers & Acquisitions	Sell-Side	$106.3 Million	Image Image	Financial Services, Depositories	Piper Sandler has served as sell-side advisor for Delta Bancshares Company on sale to First Mid Bancshares, Inc.	Delta Bancshares Company has been acquired by First Mid Bancshares, Inc.	Financial Advisor
Published	08/01/2021	California Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$35.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for California Bancorp on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	08/01/2021	Triumph Bancorp, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$70.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Triumph on a 3.50% fixed-to-floating subordinated notes offering due in 2031	Subordinated Notes	Joint Placement Agent
Published	07/30/2021	Emerald Textiles LLC	Financing, Debt Capital Markets	Senior Term Loan	$245.0 Million	Image	Services & Industrials, Industrial Services	Piper Sandler served as sole placement agent for Emerald Textiles LLC on its debt capital raise	Senior Term Loan	Joint Placement Agent
Published	07/30/2021	Bessemer Investors	Mergers & Acquisitions	Buy-Side		Image Image	Services & Industrials, Building Products	Piper Sandler served as buy-side advisor for Bessemer Investors on acquisition of Legacy Restoration, LLC	Bessemer Investors has acquired Legacy Restoration, LLC	Financial Advisor
Published	07/30/2021	AWP, Inc.	Mergers & Acquisitions	Buy-Side		Image Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as buy-side advisor for Area Wide Protective, a portfolio company of Kohlberg & Co., on acquisition of Statewide Safety Systems, a portfolio company of Sterling Partners	Area Wide Protective, a portfolio company of Kohlberg & Co., has acquired Statewide Safety Systems from Sterling Partners	Financial Advisor
Published	07/30/2021	Pangeo Subsea Inc	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for PanGeo Subsea Inc. on sale to Kraken Robotics Inc.	PanGeo Subsea Inc. has been acquired by Kraken Robotics Inc.	Financial Advisor
Published	07/30/2021	Kymera Therapeutics LLC	Financing, Equity Capital Markets	Follow-On Offering	$257.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Kymera Therapeutics LLC on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	07/30/2021	Miyoko's Kitchen, Inc.	Mergers & Acquisitions	Minority Investment	$52.0 Million	Image	Consumer, Food & Beverage	Piper Sandler served as financial advisor and placement agent for Miyoko's Creamery on a Series C Preferred equity raise	Miyoko's Kitchen, Inc. has received an investment from PowerPlant Ventures	Financial Advisor
Published	07/29/2021	Omega Therapeutics, Inc.	Financing, Equity Capital Markets	IPO	$141.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Omega Therapeutics, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/29/2021	Traeger Pellet Grills, LLC	Financing, Equity Capital Markets	IPO	$487.0 Million	Image	Consumer, Diversified Consumer Products	Piper Sandler served as bookrunner for Traeger, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner