Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/09/2021	Global-eOnline Ltd.	Financing	Follow-On Offering	$883.2 Million	Image	Technology, Software	Piper Sandler served as co-manager for Global-E Online Ltd. on its follow-on offering	Follow-On Offering	Co-Manager
Published	09/07/2021	Blackstone Inc.	Mergers & Acquisitions	Sell-Side	$5.0 Billion	Image Image Image	Technology, Hardware	Piper Sandler served as buy-side advisor for The Blackstone Group on acquisition of The Chamberlain Group, a subsidiary of The Duchossois Group, Inc.	Blackstone Inc. has acquired The Chamberlain Group LLC, a subsidiary of The Duchossois Group, Inc.	Financial Advisor
Published	09/07/2021	Confidio, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Confidio, LLC on sale to RxBenefits, Inc.	Confidio, LLC has been acquired by RxBenefits, Inc.	Financial Advisor
Published	09/01/2021	AIG	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for AIG on sale of its stake in Attune to Coalition	AIG has sold its stake in Attune to Coalition	Financial Advisor
Published	09/01/2021	Falcon Private Holdings, LLC	Mergers & Acquisitions	Sell-Side	$445.0 Million	Image Image Image	Chemicals	Piper Sandler advised Falcon Private Holdings, LLC, on sale of Aristech Surfaces LLC to Trinseo	Falcon Private Holdings, LLC, has been acquired by Aristech Surfaces LLC to Trinseo	Financial Advisor
Published	09/01/2021	ConnectOne Bancorp, Inc.	Equity Capital Markets	Preferred Stock	$115.0 Million	Image	Financial Services, Depositories	Piper Sandler served as active bookrunner for ConnectOne Bancorp, Inc. on a 5.25% fixed-rate reset non-cumulative perpetual preferred stock	Preferred Stock	Active Bookrunner
Published	09/01/2021	LedgerX	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for LedgerX on sale to FTX.US	LedgerX has been acquired by FTX.US	Financial Advisor
Published	09/01/2021	United Fidelity Bank	Equity Capital Markets	Preferred Stock	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for United Fidelity Bank on a 7.00% non-cululative perpetual preferred stock offering	Preferred Stock	Sole Placement Agent
Published	09/01/2021	ACBB	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for ACBB on divestiture of BITS to New Era Technology	ACBB has divested BITS to New Era Technology	Financial Advisor
Published	09/01/2021	Alternative Asset Manager	Financing	Senior Notes	$10.5 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent for an alternative asset manager on a senior unsecured notes offering	Senior Unsecured Notes Offering	Sole Placement Agent
Published	09/01/2021	Western Alliance Bancorporation	Equity Capital Markets	Preferred Stock	$300.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Western Alliance Bancorporation on a 4.25% fixed-rate resert non-cumulative perpetual preferred stock offering	Preferred Stock	Active Bookrunner
Published	09/01/2021	National Bank of New York City	Mergers & Acquisitions	Sell-Side	$36.4 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for National Bank of New York City on sale to Newtek	National Bank of New York City has been acquired by Newtek	Financial Advisor
Published	09/01/2021	Euclid Transactional	Financing	Senior Secured Debt		Image	Financial Services, Insurance	Piper sandler served as sole placement agent for Euclid Transactional on a senior secured debt offering	Senior Secured Debt	Sole Placement Agent
Published	09/01/2021	Project Creeky	Private Capital Advisory	Secondary Capital	$36.0 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as sole financial advisor on the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	09/01/2021	Orange County Bancorp, inc.	Equity Capital Markets	IPO	$38.5 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Orange County Bancorp, inc. on its initial public offering	Initial Public Offering	Left Bookrunner
Published	09/01/2021	Ark Invest	Mergers & Acquisitions	Strategic Advisory		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as financial advisor for ARK Invest on the repurchase of 100% of the equity interests in ARK Invest held by Resolute Investment Managers	ARK Invest has repurchased 100% of the equity interests in ARK Invest held by Resolute Investment Managers	Financial Advisor
Published	09/01/2021	Bank OZK	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$350.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole bookrunner for Bank OZK on a 2.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	09/01/2021	Jamesmark Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Jamesmark Bancshares, Inc. on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	09/01/2021	Lakeland Bancorp, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Lakeland Bancorp, Inc. on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	09/01/2021	MVB Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Joint Placement Agent