Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/10/2021	Lulu's Fashion Lounge, Inc.	Financing	IPO	$92.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Lulu's Fashion Lounge Holdings, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/10/2021	Apria Inc.	Financing	Follow-On Offering	$152.8 Million	Image	Healthcare, Healthcare Services	Piper Sandler served as bookrunner for Apria, Inc. on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	11/09/2021	Rivian Automotive, Inc.	Financing	IPO	$13.7 Billion	Image	Technology, EV/Mobility	Piper Sandler served as co-manager for Rivian Automotive, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	11/09/2021	Contrast Security	Financing	Minority Capital Raise	$150.0 Million	Image	Technology, Security	Piper Sandler served as financial advisor for Contrast Security on a Series E capital raise led by Liberty Strategic Capital with existing investors, Warburg Pincus, Battery Ventures, General Catalyst, M-12, AXA Venture Partners and Acero Capital also participating in the round	Contrast Security has raised a Series E round led by Liberty Strategic Capital	Financial Advisor
Published	11/09/2021	PAI Partners	Mergers & Acquisitions	Buy-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for PAI Partners on acquistion of Addo Food Group	PAI Partners has acquired Addo Food Group	Financial Advisor
Published	11/09/2021	Thibaut	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Diversified Consumer Products, Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for Thibaut, a portfolio company of Harbour Group, on sale to Norwest Equity Partners	Thibaut, a portfolio company of Harbour Group, has been acquired by Norwest Equity Partners	Financial Advisor
Published	11/09/2021	Platinum Equity, LLC	Mergers & Acquisitions	Buy-Side	$5.2 Billion	Image Image Image Image	Chemicals	Piper Sandler advised Platinum Equity on the acquisition of Solenis, a portfolio company of Clayton, Dubilier & Rice and BASF	Platinum Equity acquired Solenis, a portfolio company of Clayton, Dubilier & Rice and BASF	Financial Advisor
Published	11/09/2021	EverArc Holdings	Mergers & Acquisitions	Buy-Side	$2.1 Billion	Image Image Image	Chemicals	Piper Sandler advised EverArc Holdings on its announced acquisition of 100% of Perimeter Solutions, a portfolio company of SK Capital	EverArc Holdings acquired Perimeter Solutions, a portfolio company of SK Capital	Financial Advisor
Published	11/09/2021	Expensify, Inc.	Financing	IPO	$302.1 Million	Image	Technology, Software	Piper Sandler served as co-manager for Expensify, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	11/09/2021	ArborWorks Inc	Financing	Senior Term Loan		Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sole debt placement agent for ArborWorks, Inc., a portfolio company of New State Capital Partners, LLC, on its debt capital raise in the form of a revolving credit facility	Senior Term Loan	Sole Placement Agent
Published		Unum Group	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor to Unum Group in their announced agreement to sell Unum's Medical Stop Loss Business to The Amyntra Group	Unum Group has announced the sale of its Medical Stop Loss Business to The Amynta Group	Financial Advisor
Published		Abacus Life, Inc.	Financing	Senior Notes		Image	Financial Services, Diversified Financials	Piper Sandler served as lead bookrunner for Abacus Life, Inc. on a senior notes offering	Senior Notes	Lead Bookrunner
Published		BCB Bancorp, Inc.	Debt Capital Markets	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent to BCB Bank on its announced subordinated notes offering	Subordinated Notes Offering	Sole Placement Agent
Published		Workforce Analytics Provider	Financing	Senior Term Loan	$90.0 Million	Image	Technology, Software	Piper Sandler served as sole staple agent for a workforce analytics provider	Senior Term Loan and Revolver	Sole Staple Provider
Published			Mergers & Acquisitions	Fairness Opinion		Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor and provided a fairness opinion to Greenwoods Financial in the announced acquisition by Christopher M. George	Greenwoods State Bank has announced to be acquired by Christopher M. George	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Sunstar Insurance Group a portfolio company of Brown Brothers Harriman in the announced acquisition to Reverence Capital Partners	Sunstar Insurance Group a portfolio company of Brown Brothers Harriman has agreed to be acquired by Reverence Capital Partners	Financial Advisor
Published		The First of Long Island Corporation	Mergers & Acquisitions	Sell-Side	$284.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for The First of Long Island Corporation on agreed merger with ConnectOne Bancorp	The First of Long Island Corporation has agreed to be acquired by ConnectOne Bancorp	Financial Advisor
Published		Evans Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$236.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp	Evans Bancorp has agreed to merge with NBT Bancorp	Financial Advisor
Published		KLX Energy Services	Financing	At the Market Offering	$50.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as placement agent for KLX Energy Services on an ATM offering	ATM Offering	Sole Placement Agent
Published		Mid Penn Bancorporation	Mergers & Acquisitions	Fairness Opinion	$53.9 Million	Image Image	Financial Services, Depositories	Piper Sandler provided a fairness opinion for Mid Penn Bancorporation, Inc. on announced acquisition of Brunswick Bancorp	Fairness Opinion	Financial Advisor