Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/09/2021	Global-eOnline Ltd.	Financing	Follow-On Offering	$883.2 Million	Image	Technology, Software	Piper Sandler served as co-manager for Global-E Online Ltd. on its follow-on offering	Follow-On Offering	Co-Manager
Published	09/07/2021	Blackstone Inc.	Mergers & Acquisitions	Sell-Side	$5.0 Billion	Image Image Image	Technology, Hardware	Piper Sandler served as buy-side advisor for The Blackstone Group on acquisition of The Chamberlain Group, a subsidiary of The Duchossois Group, Inc.	Blackstone Inc. has acquired The Chamberlain Group LLC, a subsidiary of The Duchossois Group, Inc.	Financial Advisor
Published	09/07/2021	Confidio, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Confidio, LLC on sale to RxBenefits, Inc.	Confidio, LLC has been acquired by RxBenefits, Inc.	Financial Advisor
Published	09/01/2021	ACBB	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for ACBB on divestiture of BITS to New Era Technology	ACBB has divested BITS to New Era Technology	Financial Advisor
Published	09/01/2021	United Fidelity Bank	Equity Capital Markets	Preferred Stock	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for United Fidelity Bank on a 7.00% non-cululative perpetual preferred stock offering	Preferred Stock	Sole Placement Agent
Published	09/01/2021	Western Alliance Bancorporation	Equity Capital Markets	Preferred Stock	$300.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Western Alliance Bancorporation on a 4.25% fixed-rate resert non-cumulative perpetual preferred stock offering	Preferred Stock	Active Bookrunner
Published	09/01/2021	Orange County Bancorp, inc.	Equity Capital Markets	IPO	$38.5 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Orange County Bancorp, inc. on its initial public offering	Initial Public Offering	Left Bookrunner
Published	09/01/2021	First Trust	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for First Trust on sale to BancPlus Corproration	First Trust has been acquired by to BancPlus Corproration	Financial Advisor
Published	09/01/2021	Seacoast Banking Corporation of Florida	Mergers & Acquisitions	Buy-Side	$28.4 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Florida Business Bank	Seacoast Banking Corporation of Florida has acquired Florida Business Bank	Financial Advisor
Published	09/01/2021	Bank OZK	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$350.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole bookrunner for Bank OZK on a 2.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	09/01/2021	Beauty Industry Group	Financing	Senior Term Loan		Image	Consumer, Beauty & Personal Care	Piper Sandler Finance served as sole staple provider for Beauty Industry Group on a senior secured term loan, delayed draw term loan and revolver	Senior Secured Term Loan Delayed Draw Term Loan & Revolver	Sole Staple Provider
Published	09/01/2021	LedgerX	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for LedgerX on sale to FTX.US	LedgerX has been acquired by FTX.US	Financial Advisor
Published	09/01/2021	Jamesmark Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Jamesmark Bancshares, Inc. on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	09/01/2021	Alternative Asset Manager	Financing	Senior Notes	$10.5 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent for an alternative asset manager on a senior unsecured notes offering	Senior Unsecured Notes Offering	Sole Placement Agent
Published	09/01/2021	Cecil Bancorp, Inc.	Financing	Minority Capital Raise	$10.0 Million	Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Cecil Bancorp, Inc. on a private placement of common stock	Minority Capital Raise	Financial Advisor
Published	09/01/2021	Lakeland Bancorp, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Lakeland Bancorp, Inc. on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	09/01/2021	MVB Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Joint Placement Agent
Published	09/01/2021	OFB Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for OFB Bancshares, Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	09/01/2021	Ark Invest	Mergers & Acquisitions	Strategic Advisory		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as financial advisor for ARK Invest on the repurchase of 100% of the equity interests in ARK Invest held by Resolute Investment Managers	ARK Invest has repurchased 100% of the equity interests in ARK Invest held by Resolute Investment Managers	Financial Advisor
Published	09/01/2021	Project Creeky	Private Capital Advisory	Secondary Capital	$36.0 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as sole financial advisor on the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor