Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	06/01/2021	Centurion American Development Group	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$14.8 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Centurion American Development Group on a 6.50% senior secured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	06/01/2021	Bamboo Ide8 Insurance Services	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Revolving Credit Facility		Image	Financial Services, Insurance	Piper Sandler served as sole underwriter for Bamboo Ide8 Insurance Services on a credit facility	Credit Facility	Sole Underwriter
Published	06/01/2021	Midwest BankCentre	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Midwest BankCentre on a 3.625% fixed-to-floating subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	06/01/2021	BayFirst Solutions	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for BayFirst Solutions on its sale to Versar, a portfolio company of Kingswood Capital Management	BayFirst Solutions has been acquired by Versar, a portfolio company of Kingswood Capital Management	Financial Advisor
Published	06/01/2021	Ready Capital	Financing, Equity Capital Markets	Preferred Stock	$115.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as active bookrunner for Ready Capital on a 6.50% Series E Cumulative Redeemable Preferred Stock offering	Preferred Stock	Active Bookrunner
Published	06/01/2021	Frontier Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$55.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Frontier Bancshares, holding company for Horizon Bank, on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Joint Placement Agent
Published	06/01/2021	Ontarioro Teachers' Pension Plan (OTPP) & Burton's Biscuits Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Food & Beverage	Piper Sandler acted as sell-side advisor for Burton's Biscuits, a portfolio company of OTPP, on sale to Ferrero	Burton's Biscuits, a portfolio company of OTPP, has been acquired by Ferrero	Financial Advisor
Published	06/01/2021	Legal Business Services	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$50.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as lead placement agent for Legal Business Services on a 8.00% senior notes offering due in 2026	Senior Notes	Joint Placement Agent
Published	06/01/2021	1st Capital Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$15.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for 1st Capital Bancorp on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	06/01/2021	Preferred Bank	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Preferred Bank on a 3.375% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	05/31/2021	Altaris Capital Partners, LLC	Mergers & Acquisitions	Buy-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as fbuy-side advisor for Altaris Capital Partners, LLC on acquisition of Solesis Medical Technologies, Inc. from Michelin	Altaris Capital Partners, LLC has acquired Solesis Medical Technologies, Inc. from Michelin	Financial Advisor
Published	05/28/2021	Valley National Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$300.0 Million	Image	Financial Services, Depositories	Piper Sandler served as joint bookrunner for Valley National Bancorp on a $300.0 million offering of 3.00% fixed-to-floating rate subordinated notes due in 2031	Subordinated Debt	Active Bookrunner
Published	05/28/2021	Colorado Barricade Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as sell-side advisor for Colorado Barricade Company, a portfolio company of Trailbreak Partners, on sale to Caymus Equity Partners	Colorado Barricade Company, a portfolio company of Trailbreak Partners, has been acquired by Caymus Equity Partners	Financial Advisor
Published	05/27/2021	Aquesta Financial Holdings, Inc.	Mergers & Acquisitions	Sell-Side	$131.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Aquesta Financial Holdings, Inc. on sale to United Community Banks, Inc.	Aquesta Financial Holdings, Inc. has been acquired by United Community Banks, Inc.	Financial Advisor
Published	05/26/2021	FIGS, Inc.	Financing, Equity Capital Markets	IPO	$667.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for FIGS, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	05/26/2021	Innovative Industrial Properties, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$300.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as joint bookrunner for Innovative Industrial Properties, Inc. on a $300.0 million offering of senior notes due in 2026	Senior Notes	Active Bookrunner
Published	05/26/2021	Day One Biopharmaceuticals, Inc.	Financing, Equity Capital Markets	IPO	$184.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Day One Biopharmaceuticals, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	05/26/2021	Oak Street Health, Inc	Financing, Equity Capital Markets	Follow-On Offering	$747.0 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Oak Street Health, Inc on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	05/26/2021	Accounting Seed, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Software	Piper Sandler served as financial advisor for Accounting Seed, Inc. on a strategic growth investment from H.I.G. Capital, LLC	Accounting Seed, Inc has received a strategic growth investment from H.I.G. Capital, LLC	Financial Advisor
Published	05/25/2021	Shift Technologies, Inc.	Financing, Equity Capital Markets	Convertible Offering	$150.0 Million	Image	Technology, Internet & Digital Media, Software	Piper Sandler served as bookrunner for Shift Technologies, Inc. on a convertible offering	Convertible Offering	Active Bookrunner