Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/22/2021	Freshworks, Inc.	Financing	IPO	$1.1 Billion	Image	Technology, Software	Piper Sandler served as co-manager for Freshworks, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	09/21/2021	a.k.a. Brands	Financing	IPO	$110.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for a.k.a. Brands Holding Corp. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	09/21/2021	The Cadmus Group	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for The Cadmus Group on its sale to CI Capital Partners	The Cadmus Group has been acquired by CI Capital Partners	Financial Advisor
Published	09/21/2021	Toast, Inc.	Financing	IPO	$1.0 Billion	Image	Technology, Software	Piper Sandler served as bookrunner for Toast, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/21/2021	Bill.com, Inc.	Financing	Follow-On Offering	$1.4 Billion	Image	Technology, Software	Piper Sandler served as co-manager for Bill.com Holdings, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	09/20/2021	Tiedemann Group	Mergers & Acquisitions	Sell-Side	$1.1 Billion	Image Image Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for the Tiedemann Group on formation of Alvarium Tiedemann Holdings in combination with Alvarium Investments, and listed on Nasdaq via business combination with Cartesian Growth Corporation	Tiedemann Group and Alvarium Investments formed Alvarium Tiedemann Holdings and listed on Nasdaq via business combination with Cartesian Growth Corporation	Financial Advisor
Published	09/20/2021	German American Bancorp, Inc.	Mergers & Acquisitions	Buy-Side	$154.0 Million	Image Image	Financial Services	Piper Sandler served as buy-side advisor for German American Bancorp, Inc. on acquisition of Citizens Union Bancorp of Shelbyville, Inc.	German American Bancorp, Inc. has acquired Citizens Union Bancorp of Shelbyville, Inc.	Financial Advisor
Published		Kanebridge Corporation	Mergers & Acquisitions	Sell-Side	$315.0 Million	Image Image	Services & Industrials, Distribution	Piper Sandler served as sole financial advisor for Kanebridge Corporation on its announced sale to Hillman	Kanebridge Corporation has entered into a definitive agreement to be acquired by Hillman	Financial Advisor
Published		Unum Group	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor to Unum Group in their announced agreement to sell Unum's Medical Stop Loss Business to The Amyntra Group	Unum Group has announced the sale of its Medical Stop Loss Business to The Amynta Group	Financial Advisor
Published		BCB Bancorp, Inc.	Debt Capital Markets	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent to BCB Bank on its announced subordinated notes offering	Subordinated Notes Offering	Sole Placement Agent
Published			Mergers & Acquisitions	Fairness Opinion		Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor and provided a fairness opinion to Greenwoods Financial in the announced acquisition by Christopher M. George	Greenwoods State Bank has announced to be acquired by Christopher M. George	Financial Advisor
Published		DMV Technology Solutions Provider	Financing	Senior Term Loan	$75.0 Million	Image	Technology, Software	Piper Sandler served as sole underwriter and administrative agent for a DMV technology solutions provider	Senior Term Loan and Revolver	Sole Underwriter
Published		Mid Penn Bancorporation	Mergers & Acquisitions	Fairness Opinion	$53.9 Million	Image Image	Financial Services, Depositories	Piper Sandler provided a fairness opinion for Mid Penn Bancorporation, Inc. on announced acquisition of Brunswick Bancorp	Fairness Opinion	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Sunstar Insurance Group a portfolio company of Brown Brothers Harriman in the announced acquisition to Reverence Capital Partners	Sunstar Insurance Group a portfolio company of Brown Brothers Harriman has agreed to be acquired by Reverence Capital Partners	Financial Advisor
Published		Workforce Analytics Provider	Financing	Senior Term Loan	$90.0 Million	Image	Technology, Software	Piper Sandler served as sole staple agent for a workforce analytics provider	Senior Term Loan and Revolver	Sole Staple Provider
Published		The First of Long Island Corporation	Mergers & Acquisitions	Sell-Side	$284.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for The First of Long Island Corporation on agreed merger with ConnectOne Bancorp	The First of Long Island Corporation has agreed to be acquired by ConnectOne Bancorp	Financial Advisor
Published		Evans Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$236.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp	Evans Bancorp has agreed to merge with NBT Bancorp	Financial Advisor
Published		Pinstripes	Mergers & Acquisitions	Minority Investment		Image	Consumer, Restaurants	Piper Sandler served as financial advisor for Pinstripes on receiving of a growth capital investment		Financial Advisor
Published		ACNB Corporation	Mergers & Acquisitions	Buy-Side	$73.5 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for ACNB Corporation in the announced acquisition of Traditions Bancorp	ACNB Corporation has agreed to acquire Traditions Bancorp	Financial Advisor
Published		KLX Energy Services	Financing	At the Market Offering	$50.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as placement agent for KLX Energy Services on an ATM offering	ATM Offering	Sole Placement Agent