Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	07/01/2021	NorthEast Community Bancorp, Inc.	Equity Capital Markets	Follow-On Offering	$97.8 Million	Image	Financial Services, Depositories	Piper Sandler served as sole marketing agent for NorthEast Community Bancorp, Inc. on a follow-on offering	Follow-On Offering	Sole Admin Agent
Published	07/01/2021	Western Alliance Bancorporation	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$600.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Western Alliance Bancorporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	07/01/2021	Prosper Bank	Equity Capital Markets	Follow-On Offering	$27.8 Million	Image	Financial Services, Depositories	Piper Sandler served as sole admin agent for Prosper Bank on a follow-on offering	Follow-On Offering	Sole Admin Agent
Published	07/01/2021	Trinitas Capital Management	Financing	Senior Unsecured Debt	$90.0 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement for Trinitas Capital Management on a senior unsecured notes offering	Senior Unsecured Notes Offering	Sole Placement Agent
Published	07/01/2021	Capstone	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Capstone on its sale to Client Solution Architects, with Growth Capital provided by Blue Delta Capital Partners	Capstone has been acquired by Client Solution Architects, with Growth Capital provided by Blue Delta Capital Partners	Financial Advisor
Published	06/30/2021	Tempest Therapeutics Inc. (Millendo Therapeutics)	Financing	PIPE	$30.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole placement agent for Tempest Therapeutics, Inc. on a PIPE offering	PIPE	Sole Placement Agent
Published	06/30/2021	EverCommerce Inc.	Financing	IPO	$372.0 Million	Image	Technology, Software	Piper Sandler served as bookrunner for EverCommerce Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	06/30/2021	Aligos Therapeutics	Financing	Follow-On Offering	$83.6 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Aligos Therapeutics, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	06/30/2021	Vencer Energy	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Upstream	Piper Sandler served as buy-side advisor for Vencer on acquisition of Midland Basin assets from Hunt Oil	Vencer Energy has acquired Midland Basin assets from Hunt Oil	Financial Advisor
Published	06/30/2021	CGG Holding B.V.	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as the exclusive corporate finance advisor for CGG Holding B.V. on the divestiture of its airborne and marine multi-physiscs data acquisition business to Xcalibur Airborne Geophysics	CGG Holding B.V. has divested its airborne and marine multi-physiscs data acquisition business to Xcalibur Airborne Geophysics	Financial Advisor
Published	06/30/2021	Solve Industrial Motion Group	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for PTI-LMS Holding Corp. (dba Solve Industrial Motion Group), a portfolio company of Incline Equity Partners, on sale to Audax Group	PTI-LMS Holding Corp. (dba Solve Industrial Motion Group), a portfolio company of Incline Equity Partners, has been acquired by Audax Group	Financial Advisor
Published	06/30/2021	Forbes Energy Services Ltd.	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as financial advisor for Forbes Energy Services Ltd. on contribution of assets to Axis Energy Services	Forbes Energy Services Ltd. has contributed assets to Axis Energy Services	Financial Advisor
Published	06/30/2021	Tempest Therapeutics Inc.	Financing	Advisory	$175.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as left bookrunner for Tempest Therapeutics Inc. on a reverse merger	Reverse Merger	Financial Advisor
Published	06/30/2021	Point Biopharma Inc.	Financing	Advisory	$150.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Point Biopharma Inc. on an at-the-market offering	At-the-Market Offering	Joint Placement Agent
Published	06/30/2021	Intapp, Inc.	Financing	IPO	$314.0 Million	Image	Technology, Software	Piper Sandler served as bookrunner for IntApp, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	06/29/2021	SentinelOne Inc.	Financing	IPO	$1.4 Billion	Image	Technology, Software	Piper Sandler served as co-manager for SentinelOne, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	06/29/2021	Trinity Consultants, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Business Services	Piper Sandler served as co-advisor for Trinity Consultants, Inc., a portfolio company of Levine Leichtman, on sale to Oak Hill Capital Partners	Trinity Consultants, Inc., a portfolio company of Levine Leichtman, has been acquired by Oak Hill Capital Partners	Co-Lead
Published	06/29/2021	CVRx, Inc.	Financing	IPO	$144.9 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for CVRx, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	06/24/2021	Mister Car Wash	Financing	IPO	$646.8 Million	Image	Consumer, Services & Industrials, Industrial Services	Piper Sandler served as co-manager for Mister Car Wash, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	06/24/2021	U.S. Well Services, Inc.	Financing	Senior Notes	$125.5 Million	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as placement agent and financial advisor for U.S. Well Services, Inc. ("USWS") on a private placement of convertible senior secured (third lien) PI K notes	Private Placement of Convertible Senior Secured (Third Lien) PI K Notes	Joint Placement Agent