Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	07/28/2021	Investors Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$3.5 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for advised Investors Bancorp Inc. on sale to Citizens Financial Group, Inc.	Investors Bancorp Inc. has been acquired by Citizens Financial Group, Inc.	Financial Advisor
Published	07/28/2021	Nuvalent	Financing	IPO	$190.6 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Nuvalent, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/27/2021	Cytek Biosciences, Inc.	Financing	IPO	$284.7 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as bookrunner for Cytek BioSciences, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/27/2021	Duolingo, Inc.	Financing	IPO	$598.9 Million	Image	Technology, Software	Piper Sandler served as co-manager for Duolingo, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	07/27/2021	Ambac Financial Group, Inc.	Restructuring	Creditor Advisory	$74.0 Billion	Image	Financial Services, Insurance	Piper Sandler served as investment banker for Ambac Financial Group, Inc. on credit exposures related to Puerto Rico	Creditor Advisory	Financial Advisor
Published	07/27/2021	CVB Financial Corp.	Mergers & Acquisitions	Buy-Side	$204.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for CVB Financial Corp. on acquisition of Suncrest Bank	CVB Financial Corp. has acquired Suncrest Bank	Financial Advisor
Published	07/22/2021	Xponential Fitness	Financing	IPO	$130.8 Million	Image	Consumer, Health & Wellness Services	Piper Sandler served as bookrunner for Xponential Fitness, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	07/22/2021	Matterport, Inc.	Financing	Advisory	$2.9 Billion	Image Image	Technology, Software	Piper Sandler served as joint financial advisor for Matterport, Inc. on its combination with Gores Holdings VI in a reverse merger	Matterport Inc. combined with Gores Holdings VI in a reverse merger	Financial Advisor
Published	07/20/2021	Blend Labs, Inc.	Financing	IPO	$404.4 Million	Image	Technology, Software	Piper Sandler served as co-manager for Blend Labs, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	07/16/2021	Alliance Source Testing, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for Alliance Technical Group, a portfolio company of Align Capital Partners, on sale to Morgan Stanley Capital Partners	Alliance Technical Group, a portfolio company of Align Capital Partners, has been acquired by Morgan Stanley Capital Partners	Financial Advisor
Published	07/15/2021	Immunic, Inc.	Financing	CMFO	$45.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole bookrunner for Immunic, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	07/14/2021	Shoals Technologies Group, Inc.	Financing	Follow-On Offering	$431.0 Million	Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as an underwriter for Shoals Technologies Group, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	07/14/2021	Levine Leichtman Capital Partners, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Services & Industrials, Industrial Services	Piper Sandler served as buy-side advisor for Levine Leichtman Capital Partners, Inc. on acquisition of Encore Fire Protection	Levine Leichtman Capital Partners, Inc. has acquired Encore Fire Protection	Financial Advisor
Published	07/14/2021	Sight Sciences, Inc.	Financing	IPO	$276.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Sight Sciences, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	07/14/2021	Darkblade Systems	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Darkblade Systems on its sale to Intrepid, a portfolio company of Bluestone Investment Partners	Darkblade Systems has been acquired by Intrepid, a portfolio company of Bluestone Investment Partners	Financial Advisor
Published	07/14/2021	Volant Associates	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Volant Associates on its sale to OCTO, a portfolio company of Arlington Capital Partners	Volant Associates has been acquired by OCTO, a portfolio company of ACP	Financial Advisor
Published	07/12/2021	Comet Bio Inc.	Financing	Minority Capital Raise	$25.0 Million	Image Image Image Image	Consumer, Agriculture & Biorenewables	Piper Sandler served as sole placement agent for Comet Biorefining, Inc., a portfolio company of Sofinnova Partners, on an equity financing from Open Prairie with participation from BDC Capital, Louis Dreyfus Company, MSAB and existing investor Sofinnova Partners	Comet Bio received a Minority Growth Investment from Open Prairie	Sole Placement Agent
Published	07/12/2021	Sentry Data Systems, Inc.	Mergers & Acquisitions	Sell-Side	$400.0 Million	Image Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Sentry Data Systems, Inc., a portfolio company of Abry Partners, on its sale to Craneware plc	Sentry Data Systems, Inc., a portfolio company of Abry Partners, has been acquired by Craneware plc	Financial Advisor
Published	07/09/2021	Hydrasun	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Hydrasun on sale to SCF Partners	Hydrasun has been acquired by SCF Partners	Financial Advisor
Published	07/08/2021	Public Financial Management Inc.	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for PFM on divestiture of PFM Asset Management to U.S. Bank	PFM divested PFM Asset Management to U.S. Bank	Financial Advisor