Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	07/01/2021	Western Alliance Bancorporation	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$600.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Western Alliance Bancorporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	07/01/2021	Prosper Bank	Equity Capital Markets	Follow-On Offering	$27.8 Million	Image	Financial Services, Depositories	Piper Sandler served as sole admin agent for Prosper Bank on a follow-on offering	Follow-On Offering	Sole Admin Agent
Published	07/01/2021	Teton Financial Services, Inc.	Mergers & Acquisitions	Sell-Side	$48.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Teton Financial Services, Inc., holding company for Rocky Mountain Bank, on sale to First Western	Teton Financial Services, Inc., holding company for Rocky Mountain Bank, on sale to First Western	Financial Advisor
Published	07/01/2021	Aventine Property Group	Financing	Senior Notes	$100.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Aventine Property Group on a mandatorily convertible senior notes offering	Convertible Offering	Sole Placement Agent
Published	07/01/2021	Spencer Savings Bank	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Spencer Savings Bank on acquisition of Mariner's Bank	Spencer Savings Bank has acquired Mariner's Bank	Financial Advisor
Published	07/01/2021	Robinhood	Financing	IPO	$2.4 Billion	Image	Financial Services, FinTech	Piper Sandler served as co-manager for Robinhood on its initial public offering	Initial Public Offering	Co-Manager
Published	07/01/2021	United Community Banks, Inc.	Mergers & Acquisitions	Buy-Side	$517.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for United Community Banks, Inc. on acquisition of Reliant Bancorp, Inc.	United Community Banks, Inc. has acquired Reliant Bancorp, Inc.	Financial Advisor
Published	07/01/2021	Trinitas Capital Management	Financing	Senior Unsecured Debt	$90.0 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement for Trinitas Capital Management on a senior unsecured notes offering	Senior Unsecured Notes Offering	Sole Placement Agent
Published	07/01/2021	First Women's Bank	Equity Capital Markets	Minority Capital Raise	$31.3 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for First Women's Bank on a private placement	Private Placement	Sole Placement Agent
Published	07/01/2021	U.S. Century Bank	Equity Capital Markets	IPO	$46.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-manager for U.S. Century Bank on its initial public offering	Initial Public Offering	Co-Manager
Published			Mergers & Acquisitions	Fairness Opinion		Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor and provided a fairness opinion to Greenwoods Financial in the announced acquisition by Christopher M. George	Greenwoods State Bank has announced to be acquired by Christopher M. George	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Sunstar Insurance Group a portfolio company of Brown Brothers Harriman in the announced acquisition to Reverence Capital Partners	Sunstar Insurance Group a portfolio company of Brown Brothers Harriman has agreed to be acquired by Reverence Capital Partners	Financial Advisor
Published		Workforce Analytics Provider	Financing	Senior Term Loan	$90.0 Million	Image	Technology, Software	Piper Sandler served as sole staple agent for a workforce analytics provider	Senior Term Loan and Revolver	Sole Staple Provider
Published		Pinstripes	Mergers & Acquisitions	Minority Investment		Image	Consumer, Restaurants	Piper Sandler served as financial advisor for Pinstripes on receiving of a growth capital investment		Financial Advisor
Published		Unum Group	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor to Unum Group in their announced agreement to sell Unum's Medical Stop Loss Business to The Amyntra Group	Unum Group has announced the sale of its Medical Stop Loss Business to The Amynta Group	Financial Advisor
Published		BCB Bancorp, Inc.	Debt Capital Markets	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent to BCB Bank on its announced subordinated notes offering	Subordinated Notes Offering	Sole Placement Agent
Published			Mergers & Acquisitions	Sell-Side	$80.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Marine Bancorp of Florida on the announced acquisition to ELGA Credit Union	Marine Bancorp of Florida has announced their acquisition by ELGA Credit Union	Financial Advisor
Published			Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler has served as the buy-side advisor to PeoplesBancorp, MHC, the parent company of PeoplesBank on its proposed merger with Cornerstone Bank	PeoplesBancorp, MHC, the parent company of PeoplesBank has announced its proposal to merge under Cornerstone Bank	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side	$267.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as the sell-side advisor to Piedmont Bancorp in the announced merge with United Bankshares, Inc.	Piedmont Bancorp announced its merge with United Bankshares, Inc	Financial Advisor
Published		The First of Long Island Corporation	Mergers & Acquisitions	Sell-Side	$284.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for The First of Long Island Corporation on agreed merger with ConnectOne Bancorp	The First of Long Island Corporation has agreed to be acquired by ConnectOne Bancorp	Financial Advisor