Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	05/24/2021	Lido Advisors, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management, FinTech	Piper Sandler served as financial advisor for Lido Advisors on a strategic partnership with Charlesbank Capital Partners	Lido Advisors formed a strategic partnership with Charlesbank Capital Partners	Financial Advisor
Published	05/21/2021	Delmar Systems, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as buy-side advisor for Delmar on acquisition of Vryhof	Delmar Systems, Inc. has acquired Vryhof	Financial Advisor
Published	05/20/2021	Mubadala Investment Company	Mergers & Acquisitions	Minority Investment		Image Image	Technology	Piper Sandler served as financial advisor for Mubadala on a stratetgic investment into Silver Lake Capital Partners, Inc.	Mubadala Investment Company has invested in Silver Lake Capital Partners, Inc.	Financial Advisor
Published	05/19/2021	Oatly AB	Financing	IPO	$1.6 Billion	Image	Consumer, Food & Beverage	Piper Sandler served as bookrunner for Oatly Group AB on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	05/19/2021	Procore Technologies, Inc.	Financing	IPO	$697.5 Million	Image	Technology, Software	Piper Sandler served as co-manager for Procore Technologies Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	05/19/2021	Citizens & Northern Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Debt	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Citizens & Northern Corporation on a $25.0 million offering of 3.25% fixed-to-floating rate subordinated notes due 2031 and $15.0 million offering of 2.75% fixed rate senior unsecured notes due in 2036	Subordinated Debt	Lead Placement Agent
Published	05/19/2021	Commercial Credit Group Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$75.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as sole placement agent for Commercial Credit Group Inc. on a $75.0 million offering of senior notes due in 2026	Senior Notes	Sole Placement Agent
Published	05/19/2021	Squarespace, Inc.	Financing	Advisory	$2.0 Billion	Image	Technology, Software	Piper Sandler served as co-advisor for Squarespace, Inc. on a direct listing resale of class A common stock	Direct Listing Resale of Class A Common Stock	Co-Lead
Published	05/18/2021	TruSTAR Technology, LLC	Mergers & Acquisitions	Sell-Side	$100.0 Million	Image Image	Technology, Software	Piper Sandler served as sell-side advisor for TruSTAR Technology, LLC on sale to Splunk Inc. With this acquisition, Splunk will advance its ability to offer the world’s most comprehensive security solutions in the cloud	TruSTAR Technology, LLC has been acquired by Splunk Inc.	Financial Advisor
Published	05/17/2021	Compeer Financial, ACA	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Debt	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as the sole initial purchaser for Compeer Financial on a $50.0 million offering of 2.750% fixed-to-floating rate subordinated notes due in 2031	Subordinated Debt	Sole Initial Purchaser
Published	05/17/2021	Compeer Financial, ACA	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Debt	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as the sole initial purchaser for Compeer Financial on a $150.0 million offering of 3.375% fixed-to-floating rate subordinated notes due in 2036	Subordinated Debt	Sole Initial Purchaser
Published		DMV Technology Solutions Provider	Financing	Senior Term Loan	$75.0 Million	Image	Technology, Software	Piper Sandler served as sole underwriter and administrative agent for a DMV technology solutions provider	Senior Term Loan and Revolver	Sole Underwriter
Published		Evans Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$236.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp	Evans Bancorp has agreed to merge with NBT Bancorp	Financial Advisor
Published			Mergers & Acquisitions	Fairness Opinion		Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor and provided a fairness opinion to Greenwoods Financial in the announced acquisition by Christopher M. George	Greenwoods State Bank has announced to be acquired by Christopher M. George	Financial Advisor
Published		Workforce Analytics Provider	Financing	Senior Term Loan	$90.0 Million	Image	Technology, Software	Piper Sandler served as sole staple agent for a workforce analytics provider	Senior Term Loan and Revolver	Sole Staple Provider
Published			Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Sunstar Insurance Group a portfolio company of Brown Brothers Harriman in the announced acquisition to Reverence Capital Partners	Sunstar Insurance Group a portfolio company of Brown Brothers Harriman has agreed to be acquired by Reverence Capital Partners	Financial Advisor
Published		Mondee	Restructuring	Chapter 11 Reorganization		Image	Technology, Internet & Digital Media	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side	$80.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Marine Bancorp of Florida on the announced acquisition to ELGA Credit Union	Marine Bancorp of Florida has announced their acquisition by ELGA Credit Union	Financial Advisor
Published		KLX Energy Services	Financing	At the Market Offering	$50.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as placement agent for KLX Energy Services on an ATM offering	ATM Offering	Sole Placement Agent
Published		Pinstripes	Mergers & Acquisitions	Minority Investment		Image	Consumer, Restaurants	Piper Sandler served as financial advisor for Pinstripes on receiving of a growth capital investment		Financial Advisor