Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	05/17/2021	Compeer Financial, ACA	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Debt	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as the sole initial purchaser for Compeer Financial on a $50.0 million offering of 2.750% fixed-to-floating rate subordinated notes due in 2031	Subordinated Debt	Sole Initial Purchaser
Published	05/17/2021	Compeer Financial, ACA	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Debt	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as the sole initial purchaser for Compeer Financial on a $150.0 million offering of 3.375% fixed-to-floating rate subordinated notes due in 2036	Subordinated Debt	Sole Initial Purchaser
Published	05/14/2021	Decopac, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Food & Beverage, Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for DecoPac, a portfolio company of Snow Phipps, on sale to Kohlberg & Company	DecoPac, a portfolio company of Snow Phipps, has been acquired by Kohlberg & Company	Financial Advisor
Published	05/14/2021	Centilion Fertilizer	Restructuring	§363 Sale		Image	Consumer, Agriculture & Biorenewables	Piper Sandler served as financial advisor for Centilion on a restructuring sale through a §363 Sale	§363 Sale	Financial Advisor
Published	05/13/2021	Performance Filtration Group	Financing	Unitranche Debt		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sole debt placement agent for BFC Solutions on debt financing from Gemini Investors and AVALT	Unitranche Debt	Sole Placement Agent
Published	05/13/2021	Praxis Precision Medicines	Financing	Follow-On Offering	$104.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	05/11/2021	Pioneer Bancshares, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Pioneer Bancshares on sale to FirstSun Capital Bancorp	Pioneer Bancshares has been acquired by FirstSun Capital Bancorp	Financial Advisor
Published	05/11/2021	The National Capital Bank of Washington	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Debt	$14.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for National Capital Bancorp, Inc. on a $14.0 million offering of 3.75% fixed-to-floating rate subordinated notes due in 2031	Subordinated Debt	Sole Placement Agent
Published	05/11/2021	Global-eOnline Ltd.	Financing	IPO	$431.3 Million	Image	Technology, Software	Piper Sandler served as co-manager for Global-E Online Ltd. on its initial public offering	Initial Public Offering	Co-Manager
Published	05/11/2021	Axonics Modulation Technologies, Inc.	Financing	CMFO	$201.3 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Axonics, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published		DMV Technology Solutions Provider	Financing	Senior Term Loan	$75.0 Million	Image	Technology, Software	Piper Sandler served as sole underwriter and administrative agent for a DMV technology solutions provider	Senior Term Loan and Revolver	Sole Underwriter
Published		Pinstripes	Mergers & Acquisitions	Minority Investment		Image	Consumer, Restaurants	Piper Sandler served as financial advisor for Pinstripes on receiving of a growth capital investment		Financial Advisor
Published		KLX Energy Services	Financing	At the Market Offering	$50.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as placement agent for KLX Energy Services on an ATM offering	ATM Offering	Sole Placement Agent
Published			Mergers & Acquisitions	Fairness Opinion		Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor and provided a fairness opinion to Greenwoods Financial in the announced acquisition by Christopher M. George	Greenwoods State Bank has announced to be acquired by Christopher M. George	Financial Advisor
Published		Unum Group	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor to Unum Group in their announced agreement to sell Unum's Medical Stop Loss Business to The Amyntra Group	Unum Group has announced the sale of its Medical Stop Loss Business to The Amynta Group	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Sunstar Insurance Group a portfolio company of Brown Brothers Harriman in the announced acquisition to Reverence Capital Partners	Sunstar Insurance Group a portfolio company of Brown Brothers Harriman has agreed to be acquired by Reverence Capital Partners	Financial Advisor
Published		BCB Bancorp, Inc.	Debt Capital Markets	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent to BCB Bank on its announced subordinated notes offering	Subordinated Notes Offering	Sole Placement Agent
Published		Abacus Life, Inc.	Financing	Senior Notes		Image	Financial Services, Diversified Financials	Piper Sandler served as lead bookrunner for Abacus Life, Inc. on a senior notes offering	Senior Notes	Lead Bookrunner
Published		Mondee	Restructuring	Chapter 11 Reorganization		Image	Technology, Internet & Digital Media	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor
Published		The First of Long Island Corporation	Mergers & Acquisitions	Sell-Side	$284.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for The First of Long Island Corporation on agreed merger with ConnectOne Bancorp	The First of Long Island Corporation has agreed to be acquired by ConnectOne Bancorp	Financial Advisor