Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	02/22/2021	Alliance Spine & Pain Centers	Financing, Debt Capital Markets	Senior Term Loan	$75.5 Million	Image Image	Healthcare, Healthcare Services	Piper Sandler served as sole debt placement agent for Alliance Spine & Pain Centers, P.C., a portfolio company of ICV Partners, LLC	Senior Term Loan	Sole Placement Agent
Published	02/22/2021	Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd.	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as corporate finance advisor for Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. on acquistion of certain share capital, operating assets and IP from Newsco International Energy Services Inc.	Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. has acquired certain share capital, operating assets and IP from Newsco International Energy Services Inc.	Financial Advisor
Published	02/18/2021	First National Corporation	Mergers & Acquisitions	Buy-Side	$31.6 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for First National Corporation on acquisition of Bank of Fincastle	First National Corporation has acquired Bank of Fincastle	Financial Advisor
Published	02/17/2021	Talis Biomedical	Financing, Equity Capital Markets	IPO	$253.9 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as bookrunner for Talis Biomedical Corporation on its initial public offering	Initial Public Offering	Active Bookrunner
Published	02/17/2021	ESSA Pharma Inc.	Financing, Equity Capital Markets	Follow-On Offering	$149.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Essa Pharma, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	02/17/2021	International Rubber Products, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for International Rubber Products, Inc. on sale to Integrated Polymer Solutions, a portfolio company of Arcline Investment Management	International Rubber Products, Inc. has been acquired by Integrated Polymer Solutions, a portfolio company of Arcline Investment Management	Financial Advisor
Published	02/16/2021	Mainstay Medical International plc	Financing, Equity Capital Markets	Crossover Financing	$108.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as sole placement agent for Mainstay Medical International plc on a Series A Preferred Stock financing from a syndicate of investors co-led by Ally Bridge Group and Sofinnova Partners through its Crossover Fund	Crossover Financing	Sole Placement Agent
Published	02/16/2021	Echelon Fitness Multimedia, LLC	Financing, Equity Private Placements	Minority Capital Raise		Image Image Image	Consumer, Health & Wellness Services, Technology, Internet & Digital Media	Piper Sandler served as sole placement agent for Echelon Fitness Multimedia LLC, a portfolio company of North Castle Partners, on capital raise from Goldman Sachs Merchant Banking Division	Echelon Fitness Multimedia LLC, a portfolio company of North Castle Partners, has received a capital raise from Goldman Sachs Merchant Banking Division	Sole Placement Agent
Published	02/16/2021	Protective Insurance Corporation	Mergers & Acquisitions	Sell-Side	$338.0 Million	Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Protective Insurance Corporation on sale to The Progressive Corporation	Protective Insurance Corporation has been acquired by The Progressive Corporation	Financial Advisor
Published	02/13/2021	Heyday	Mergers & Acquisitions	Minority Investment		Image Image	Consumer, Health & Wellness Services	Piper Sandler served as financial advisor for Heyday Wellness LLC on a significant investment from Level 5	Minority Investment	Financial Advisor
Published	02/12/2021	Total Access Urgent Care P.C.	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Healthcare Services	Piper Sandler served as sell-side advisor for Total Access Urgent Care on sale to ICV Partners	Total Access Urgent Care has been acquired by ICV Partners	Financial Advisor
Published	02/11/2021	Oncorus, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$57.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Oncorus, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	02/11/2021	Pinnacle Financial Corporation	Financing, Debt Capital Markets	Subordinated Debt	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Pinnacle Financial Corporation on a private placement of subordinated notes	Subordinated Debt	Sole Placement Agent
Published	02/11/2021	Infinity Pharmaceuticals, Inc.	Financing, Equity Capital Markets	CMFO	$91.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole bookrunner for Infinity Pharmaceuticals, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	02/10/2021	Signify Health, Inc.	Financing, Equity Capital Markets	IPO	$648.6 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Signify Health, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	02/10/2021	Ready Capital Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$201.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as joint bookrunner for Ready Capital Corporation on a senior notes offering	Senior Notes	Active Bookrunner
Published	02/10/2021	Apria Inc.	Financing, Equity Capital Markets	IPO	$172.5 Million	Image	Healthcare, Healthcare Services	Piper Sandler served as co-manager for Apria, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	02/10/2021	Oak Street Health, Inc	Financing, Equity Capital Markets	Follow-On Offering	$690.6 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Oak Street Health, Inc on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	02/10/2021	Leslie's, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$867.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for Leslie's, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	02/10/2021	Varonis Systems, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$517.5 Million	Image	Technology, Software	Piper Sandler served as co-manager for Varonis Systems, Inc. on a follow-on offering	Follow-On Offering	Co-Manager