Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	03/05/2021	Essentia Water, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Essentia Water, LLC, a portfolio company of Castanea Partners, on sale to Nestle USA	Essentia Water, LLC, a portfolio company of Castanea Partners, has been acquired by Nestle USA	Financial Advisor
Published	03/05/2021	Clearsense	Financing, Equity Private Placements	Minority Capital Raise	$30.0 Million	Image Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sole equity placement agent for Clearsense on an equity capital raise led by Health Catalyst Capital with an additional investment from UPMC	Minority Capital Raise	Sole Placement Agent
Published	03/04/2021	Amur Equipment Finance, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$75.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as sole placement agent for Amur Equipment Finance, Inc. on a $75 million offering of senior notes due in 2026	Senior Notes	Sole Placement Agent
Published	03/04/2021	Nurix Inc.	Financing, Equity Capital Markets	Follow-On Offering	$160.4 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Nurix Therapeutics Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	03/03/2021	Digi International Inc.	Financing, Equity Capital Markets	Follow-On Offering	$68.3 Million	Image	Technology, Hardware	Piper Sandler served as sole bookrunner for Digi International Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	03/03/2021	Severn Bancorp, Inc.	Mergers & Acquisitions	Sell-Side	$145.9 Million	Image Image	Financial Services, Depositories, Specialty Finance	Piper Sandler served as sell-side advisor for Severn Bancorp, Inc. on sale to Shore Bancshares, Inc.	Severn Bancorp, Inc. has been acquired by Shore Bancshares, Inc.	Financial Advisor
Published	03/03/2021	InnovAge Holding Corp.	Financing, Equity Capital Markets	IPO	$398.9 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for InnoVage Holding Corp. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	03/03/2021	Khosla Ventures Acquisition Co.	Equity Capital Markets, Financing	IPO	$300.0 Million	Image	Financial Services	Piper Sandler served as bookrunner for Khosla Ventures Acquisition Co. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	03/02/2021	ASLAN Pharmaceuticals Pte. Ltd.	Financing, Equity Capital Markets	Follow-On Offering	$69.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for ASLAN Pharmaceuticals Ltd. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	03/02/2021	Magnolia Oil & Gas	Financing, Equity Capital Markets	Follow-On Offering	$205.3 Million	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as co-manager for Magnolia Oil & Gas Corporation on a follow-on offering	Follow-On Offering	Co-Manager
Published	03/02/2021	Heska Corporation	Financing, Equity Capital Markets	Follow-On Offering	$175.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as bookrunner for Heska Corporation on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	03/01/2021	William Penn Bancorporation	Equity Capital Markets, Financing	Follow-On Offering	$126.4 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for William Penn Bancorproation on a follow-on offering	Follow-On Offering	Sole Placement Agent
Published	03/01/2021	Blueknight Energy Partners, L.P.	Mergers & Acquisitions	Division Carve Out	$132.0 Million	Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor for Blueknight Energy Partners, L..P. on sale of its crude oil terminals to Enbridge, Inc. The terminalling business consists of approximately 6.6 million barrels of storage in Cushing, Oklahoma	Blueknight Energy Partners, L..P. has sold its crude oil terminals to Enbridge, Inc.	Financial Advisor
Published	03/01/2021	FedNat Holding Company	Financing, Equity Capital Markets	Follow-On Offering	$16.6 Million	Image	Financial Services, Insurance	Piper Sandler served as sole bookrunner for Federated National on a follow-on offering	Follow-On Offering	Left Bookrunner
Published	03/01/2021	Preventice Inc.	Mergers & Acquisitions	Sell-Side	$1.2 Billion	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Preventice Solutions, Inc. on sale to Boston Scientific Corporation	Preventice Solutions, Inc. has been acquired by Boston Scientific Corporation	Financial Advisor
Published	03/01/2021	Fulton Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$135.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole dealer manager for Fulton Financial Corporation on a tender offer, 4.50% subordinated notes offering and 3.60% senior notes offering	Subordinated Notes	Sole Admin Agent
Published	03/01/2021	Medical Mutual of Ohio	Mergers & Acquisitions	Buy-Side		Image Image	Healthcare, Healthcare Services	Piper Sandler served as buy-side advisor for Medical Mutual of Ohio on acquisition of ESI Employee Assistance Group	Medical Mutual of Ohio has acquired ESI Employee Assistance Group	Financial Advisor
Published	03/01/2021	United Fidelity Bank	Equity Capital Markets, Financing	Preferred Stock	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for United Fidelity Bank on a 8.00% non-cumulative perpetual preferred stock offering	Preferred Stock	Sole Placement Agent
Published	03/01/2021	SelectQuote, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$335.2 Million	Image	Financial Services, Insurance	Piper Sandler served as co-manager for SelectQuote on a follow-on offering	Follow-On Offering	Co-Manager
Published	03/01/2021	Business Development Corporation of America	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$300.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as co-manager for Business Development Corporation of America on a 3.25% senior notes offering due in 2026	Senior Notes	Co-Manager