Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	03/22/2021	Sterling Bancorp, Inc.	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Sterling Bancorp, Inc. on divestiture of one branch in Bellevue, Washington to First Northwest Bancorp	Sterling Bancorp, Inc. divested one branch in Bellevue, Washington to First Northwest Bancorp	Financial Advisor
Published	03/22/2021	Banc of California, Inc.	Mergers & Acquisitions	Buy-Side	$235.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Banc of California, Inc. on acquisition of Pacific Mercantile Bancorp	Banc of California, Inc. has acquired Pacific Mercantile Bancorp	Financial Advisor
Published	03/19/2021	Fidelity Federal Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Debt	$35.0 Million	Image	Financial Services, Depositories	Piper Sandler served as the sole placement agent for Fidelity Federal Bancorp on a subordinated notes offering	Subordinated Debt	Sole Placement Agent
Published	03/18/2021	Solid Biosciences Inc.	Financing	Follow-On Offering	$143.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Solid Biosciences, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	03/18/2021	Connect Biopharma	Financing	IPO	$219.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Connect Biopharma Holdings Limited on its initial public offering	Initial Public Offering	Active Bookrunner
Published	03/18/2021	The Bank of Tampa	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for The Bank of Tampa on acquisition of Hillsboro Bank	The Bank of Tampa has acquired Hillsboro Bank	Financial Advisor
Published		KLX Energy Services	Financing	At the Market Offering	$50.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as placement agent for KLX Energy Services on an ATM offering	ATM Offering	Sole Placement Agent
Published			Mergers & Acquisitions	Fairness Opinion		Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor and provided a fairness opinion to Greenwoods Financial in the announced acquisition by Christopher M. George	Greenwoods State Bank has announced to be acquired by Christopher M. George	Financial Advisor
Published		ACNB Corporation	Mergers & Acquisitions	Buy-Side	$73.5 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for ACNB Corporation in the announced acquisition of Traditions Bancorp	ACNB Corporation has agreed to acquire Traditions Bancorp	Financial Advisor
Published		Premier Financial Corp	Mergers & Acquisitions	Sell-Side	$959.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Premier Financial Corp on its announced merger with WesBanco	Premier Financial Corp. has agreed to be acquired by WesBanco	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Sunstar Insurance Group a portfolio company of Brown Brothers Harriman in the announced acquisition to Reverence Capital Partners	Sunstar Insurance Group a portfolio company of Brown Brothers Harriman has agreed to be acquired by Reverence Capital Partners	Financial Advisor
Published		Unum Group	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor to Unum Group in their announced agreement to sell Unum's Medical Stop Loss Business to The Amyntra Group	Unum Group has announced the sale of its Medical Stop Loss Business to The Amynta Group	Financial Advisor
Published		Abacus Life, Inc.	Financing	Senior Notes		Image	Financial Services, Diversified Financials	Piper Sandler served as lead bookrunner for Abacus Life, Inc. on a senior notes offering	Senior Notes	Lead Bookrunner
Published		BCB Bancorp, Inc.	Debt Capital Markets	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent to BCB Bank on its announced subordinated notes offering	Subordinated Notes Offering	Sole Placement Agent
Published		Mondee	Restructuring	Chapter 11 Reorganization		Image	Technology, Internet & Digital Media	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor
Published		Workforce Analytics Provider	Financing	Senior Term Loan	$90.0 Million	Image	Technology, Software	Piper Sandler served as sole staple agent for a workforce analytics provider	Senior Term Loan and Revolver	Sole Staple Provider
Published			Mergers & Acquisitions	Sell-Side	$80.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Marine Bancorp of Florida on the announced acquisition to ELGA Credit Union	Marine Bancorp of Florida has announced their acquisition by ELGA Credit Union	Financial Advisor
Published		The First of Long Island Corporation	Mergers & Acquisitions	Sell-Side	$284.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for The First of Long Island Corporation on agreed merger with ConnectOne Bancorp	The First of Long Island Corporation has agreed to be acquired by ConnectOne Bancorp	Financial Advisor
Published			Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler has served as the buy-side advisor to PeoplesBancorp, MHC, the parent company of PeoplesBank on its proposed merger with Cornerstone Bank	PeoplesBancorp, MHC, the parent company of PeoplesBank has announced its proposal to merge under Cornerstone Bank	Financial Advisor
Published		Evans Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$236.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp	Evans Bancorp has agreed to merge with NBT Bancorp	Financial Advisor