Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	03/01/2021	FedNat Holding Company	Financing, Equity Capital Markets	Follow-On Offering	$16.6 Million	Image	Financial Services, Insurance	Piper Sandler served as sole bookrunner for Federated National on a follow-on offering	Follow-On Offering	Left Bookrunner
Published	03/01/2021	Medical Mutual of Ohio	Mergers & Acquisitions	Buy-Side		Image Image	Healthcare, Healthcare Services	Piper Sandler served as buy-side advisor for Medical Mutual of Ohio on acquisition of ESI Employee Assistance Group	Medical Mutual of Ohio has acquired ESI Employee Assistance Group	Financial Advisor
Published	03/01/2021	First Northwest Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for First Northwest Bancorp on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	03/01/2021	United Fidelity Bank	Equity Capital Markets, Financing	Preferred Stock	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for United Fidelity Bank on a 8.00% non-cumulative perpetual preferred stock offering	Preferred Stock	Sole Placement Agent
Published	03/01/2021	Business Development Corporation of America	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$300.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as co-manager for Business Development Corporation of America on a 3.25% senior notes offering due in 2026	Senior Notes	Co-Manager
Published	02/26/2021	The Colson Group, Inc.	Mergers & Acquisitions	Sell-Side	$230.0 Million	Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for Colson Group, a portflio company of Sentinel Capital Partners, on sale to Blue Wolf Capital Partners	Colson Group, a portflio company of Sentinel Capital Partners, has been acquired by Blue Wolf Capital Partners	Financial Advisor
Published	02/26/2021	Regent Holding Company	Financing, Debt Capital Markets	Senior Term Loan	$133.0 Million	Image	Consumer, Diversified Consumer Products	Piper Sandler served as sole debt placement agent for Regent Holding Company, LLC on debt financing	Senior Term Loan	Sole Placement Agent
Published	02/26/2021	Leonard Buildings and Truck Accessories	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Diversified Consumer Products, Retail & Disruptive Commerce	Piper Sandler served as sell-side advisor for Leonard Buildings and Truck Accessories, a portfolio company of Copeley Capital, on sale to Kinderhook Industries, LLC	Leonard Buildings and Truck Accessories, a portfolio company of Copeley Capital, has been acquired by Kinderhook Industries, LLC	Financial Advisor
Published	02/26/2021	AEA Investors LP	Mergers & Acquisitions	Buy-Side		Image Image Image	Chemicals, Consumer, Agriculture & Biorenewables	Piper Sandler served as buy-side advisor for AEA Investors LP on acquisition of Verdesian Life Sciences, a portfolio company of Paine Schwartz Partners	AEA Investors LP has acquired Verdesian Life Sciences, a portfolio company of Paine Schwartz Partners	Financial Advisor
Published	02/24/2021	USHG Acquisition Corp.	Financing, Equity Capital Markets	IPO	$250.0 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for USHG Acquisition Corp on its initial public offering	Initial Public Offering	Active Bookrunner
Published	02/24/2021	Avita Medical Limited	Financing, Equity Capital Markets	CMFO	$69.1 Million	Image	Healthcare, Med-Tech	Piper Sandler served as left bookrunner for AVITA Medical Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	02/22/2021	Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd.	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as corporate finance advisor for Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. on acquistion of certain share capital, operating assets and IP from Newsco International Energy Services Inc.	Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. has acquired certain share capital, operating assets and IP from Newsco International Energy Services Inc.	Financial Advisor
Published	02/22/2021	Alliance Spine & Pain Centers	Financing, Debt Capital Markets	Senior Term Loan	$75.5 Million	Image Image	Healthcare, Healthcare Services	Piper Sandler served as sole debt placement agent for Alliance Spine & Pain Centers, P.C., a portfolio company of ICV Partners, LLC	Senior Term Loan	Sole Placement Agent
Published	02/22/2021	Interlock Investments Ltd	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Food & Beverage	Piper Sandler acted as exclusive sell-side advisor to Interlock Investments on the sale to Wismettach Harro Foods a subsidiary of Nishimoto Co., Ltd	Interlock Investments Ltd and its trading subsidiary Sco-Fro Group Ltd have been acquired by Nishimoto Co. Ltd	Financial Advisor
Published	02/18/2021	First National Corporation	Mergers & Acquisitions	Buy-Side	$31.6 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for First National Corporation on acquisition of Bank of Fincastle	First National Corporation has acquired Bank of Fincastle	Financial Advisor
Published		Evans Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$236.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp	Evans Bancorp has agreed to merge with NBT Bancorp	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Sunstar Insurance Group a portfolio company of Brown Brothers Harriman in the announced acquisition to Reverence Capital Partners	Sunstar Insurance Group a portfolio company of Brown Brothers Harriman has agreed to be acquired by Reverence Capital Partners	Financial Advisor
Published		ACNB Corporation	Mergers & Acquisitions	Buy-Side	$73.5 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for ACNB Corporation in the announced acquisition of Traditions Bancorp	ACNB Corporation has agreed to acquire Traditions Bancorp	Financial Advisor
Published		Abacus Life, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes		Image	Financial Services, Diversified Financials	Piper Sandler served as lead bookrunner for Abacus Life, Inc. on a senior notes offering	Senior Notes	Lead Bookrunner
Published		KLX Energy Services	Financing, Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as placement agent for KLX Energy Services on an ATM offering	ATM Offering	Sole Placement Agent