Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	02/10/2021	Oak Street Health, Inc	Financing, Equity Capital Markets	Follow-On Offering	$690.6 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Oak Street Health, Inc on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	02/10/2021	Leslie's, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$867.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for Leslie's, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	02/10/2021	Signify Health, Inc.	Financing, Equity Capital Markets	IPO	$648.6 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Signify Health, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	02/10/2021	Varonis Systems, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$517.5 Million	Image	Technology, Software	Piper Sandler served as co-manager for Varonis Systems, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	02/10/2021	Ready Capital Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$201.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as joint bookrunner for Ready Capital Corporation on a senior notes offering	Senior Notes	Active Bookrunner
Published	02/10/2021	Apria Inc.	Financing, Equity Capital Markets	IPO	$172.5 Million	Image	Healthcare, Healthcare Services	Piper Sandler served as co-manager for Apria, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	02/09/2021	MetroMile, Inc.	Financing, Equity Capital Markets	Advisory		Image Image	Technology, Internet & Digital Media	Piper Sandler served as joint financial advisor for INSU Acquisition Corp. II on its combination with MetroMile, Inc. in a reverse merger	MetroMile, Inc. has combined with INSU Acquisition Corp. II in a reverse merger	Financial Advisor
Published	02/09/2021	Appgate, Inc.	Mergers & Acquisitions	Buy-Side	$1.6 Billion	Image Image	Technology, Software	Piper Sandler served as buy-side advisor for Appgate, Inc. on acquisition of Newton Lane Marketing, a portfolio company of Ironbound Partners Fund LLC, in a reverse merger	Appgate, Inc. has acquired Newtown Lane Marketing, a portfolio company of Ironbound Partners Fund LLC	Financial Advisor
Published	02/09/2021	OncoCyte Corporation	Financing, Equity Capital Markets	CMFO	$40.6 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as left bookrunner for OncoCyte Corporation on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	02/08/2021	Drybar Holdings LLC	Mergers & Acquisitions	Division Carve Out		Image Image	Consumer, Health & Wellness Services	Piper Sandler served as sell-side advisor for Drybar Holdings, LLC on divestiture of its franchising business to WellBiz Brands	Drybar Holdings, LLC has divested its franchising business to WellBiz Brands	Financial Advisor
Published	02/08/2021	I-Mab Biopharma	Financing, Equity Capital Markets	Follow-On Offering	$203.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for I-MAB Biopharma on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	02/08/2021	American International Group, Inc.	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for American International Group, Inc.on divestiture of certain Retail Mutual Fund Business Assets of AIG Life & Retirement to Touchstone Investments	American International Group, Inc. divested certain Retail Mutual Fund Business Assets of AIG Life & Retirement to Touchstone Investments	Financial Advisor
Published	02/05/2021	Owning Corporation	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Specialty Finance	Piper Sandler served as sell-side advisor to Owning Corporation on sale to Guaranteed Rate, Inc.	Owning Corporation has been acquired by Guaranteed Rate, Inc.	Financial Advisor
Published	02/05/2021	Itamar Medical	Financing, Equity Capital Markets	CMFO	$79.8 Million	Image	Healthcare, Med-Tech	Piper Sandler served as left bookrunner for Itamar Medical Ltd. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published		Mid Penn Bancorporation	Mergers & Acquisitions	Fairness Opinion	$53.9 Million	Image Image	Financial Services, Depositories	Piper Sandler provided a fairness opinion for Mid Penn Bancorporation, Inc. on announced acquisition of Brunswick Bancorp	Fairness Opinion	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side	$267.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as the sell-side advisor to Piedmont Bancorp in the announced merge with United Bankshares, Inc.	Piedmont Bancorp announced its merge with United Bankshares, Inc	Financial Advisor
Published		The First of Long Island Corporation	Mergers & Acquisitions	Sell-Side	$284.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for The First of Long Island Corporation on agreed merger with ConnectOne Bancorp	The First of Long Island Corporation has agreed to be acquired by ConnectOne Bancorp	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side	$80.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Marine Bancorp of Florida on the announced acquisition to ELGA Credit Union	Marine Bancorp of Florida has announced their acquisition by ELGA Credit Union	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Sunstar Insurance Group a portfolio company of Brown Brothers Harriman in the announced acquisition to Reverence Capital Partners	Sunstar Insurance Group a portfolio company of Brown Brothers Harriman has agreed to be acquired by Reverence Capital Partners	Financial Advisor
Published		Mondee	Restructuring	Chapter 11 Reorganization		Image	Technology, Internet & Digital Media	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor