Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	02/11/2021	Pinnacle Financial Corporation	Financing, Debt Capital Markets	Subordinated Debt	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Pinnacle Financial Corporation on a private placement of subordinated notes	Subordinated Debt	Sole Placement Agent
Published	02/11/2021	Infinity Pharmaceuticals, Inc.	Financing, Equity Capital Markets	CMFO	$91.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole bookrunner for Infinity Pharmaceuticals, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	02/11/2021	Oncorus, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$57.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Oncorus, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	02/10/2021	Apria Inc.	Financing, Equity Capital Markets	IPO	$172.5 Million	Image	Healthcare, Healthcare Services	Piper Sandler served as co-manager for Apria, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	02/10/2021	Oak Street Health, Inc	Financing, Equity Capital Markets	Follow-On Offering	$690.6 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Oak Street Health, Inc on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	02/10/2021	Ready Capital Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$201.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as joint bookrunner for Ready Capital Corporation on a senior notes offering	Senior Notes	Active Bookrunner
Published	02/10/2021	Leslie's, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$867.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for Leslie's, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	02/10/2021	Attorneys Title Guaranty Fund	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Attorneys Title Guaranty Fund on divestiture its subsidiary ATG Trust Company to Midland States	Attorneys Title Guaranty Fund has divested its ATG Trust Company to Midland States	Financial Advisor
Published	02/10/2021	Signify Health, Inc.	Financing, Equity Capital Markets	IPO	$648.6 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Signify Health, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	02/10/2021	Varonis Systems, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$517.5 Million	Image	Technology, Software	Piper Sandler served as co-manager for Varonis Systems, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	02/09/2021	MetroMile, Inc.	Financing, Equity Capital Markets	Advisory		Image Image	Technology, Internet & Digital Media	Piper Sandler served as joint financial advisor for INSU Acquisition Corp. II on its combination with MetroMile, Inc. in a reverse merger	MetroMile, Inc. has combined with INSU Acquisition Corp. II in a reverse merger	Financial Advisor
Published	02/09/2021	OncoCyte Corporation	Financing, Equity Capital Markets	CMFO	$40.6 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as left bookrunner for OncoCyte Corporation on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	02/09/2021	Appgate, Inc.	Mergers & Acquisitions	Buy-Side	$1.6 Billion	Image Image	Technology, Software	Piper Sandler served as buy-side advisor for Appgate, Inc. on acquisition of Newton Lane Marketing, a portfolio company of Ironbound Partners Fund LLC, in a reverse merger	Appgate, Inc. has acquired Newtown Lane Marketing, a portfolio company of Ironbound Partners Fund LLC	Financial Advisor
Published		Premier Financial Corp	Mergers & Acquisitions	Sell-Side	$959.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Premier Financial Corp on its announced merger with WesBanco	Premier Financial Corp. has agreed to be acquired by WesBanco	Financial Advisor
Published		The First of Long Island Corporation	Mergers & Acquisitions	Sell-Side	$284.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for The First of Long Island Corporation on agreed merger with ConnectOne Bancorp	The First of Long Island Corporation has agreed to be acquired by ConnectOne Bancorp	Financial Advisor
Published			Mergers & Acquisitions	Fairness Opinion		Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor and provided a fairness opinion to Greenwoods Financial in the announced acquisition by Christopher M. George	Greenwoods State Bank has announced to be acquired by Christopher M. George	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side	$267.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as the sell-side advisor to Piedmont Bancorp in the announced merge with United Bankshares, Inc.	Piedmont Bancorp announced its merge with United Bankshares, Inc	Financial Advisor
Published		KLX Energy Services	Financing, Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as placement agent for KLX Energy Services on an ATM offering	ATM Offering	Sole Placement Agent
Published		Abacus Life, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes		Image	Financial Services, Diversified Financials	Piper Sandler served as lead bookrunner for Abacus Life, Inc. on a senior notes offering	Senior Notes	Lead Bookrunner
Published		Mid Penn Bancorporation	Mergers & Acquisitions	Fairness Opinion	$53.9 Million	Image Image	Financial Services, Depositories	Piper Sandler provided a fairness opinion for Mid Penn Bancorporation, Inc. on announced acquisition of Brunswick Bancorp	Fairness Opinion	Financial Advisor