Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/29/2020	Veran Medical Technologies, Inc.	Mergers & Acquisitions	Sell-Side	$340.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Veran Medical Technologies, Inc. on sale to Olympus Corporation	Veran Medical Technologies, Inc. has been acquired by Olympus Corporation	Financial Advisor
Published	12/29/2020	Consumers Bancorp, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Consumers Bancorp, Inc. on acquisition of two branches from CF Bankshares, Inc.	Consumers Bancorp, Inc. has acquired two branches from CF Bankshares, Inc.	Financial Advisor
Published	12/29/2020	BestReviews LLC	Mergers & Acquisitions	Sell-Side	$160.0 Million	Image Image Image	Technology, Internet & Digital Media	Piper Sandler served as sell-side advisor for BestReviews, a subsidiary of Tribune Publishing Company, on sale to Nexstar Inc., a wholly owned subsidiary of Nextstar Media Group, Inc.	BestReviews, a subsidiary of Tribune Publishing Company, has been acquired by Nexstar Inc., a wholly owned subsidiary of Nextstar Media Group, Inc.	Financial Advisor
Published	12/29/2020	Banesco USA	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$15.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Banesco USA on a $15.0 million offering of 5.50% fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	12/23/2020	First Commercial Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$15.0 Million		Financial Services, Depositories	Piper Sandler served as sole placement agent for First Commercial Bancshares, Inc. on a $15.0 million offering of 5.00% fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	12/23/2020	First Trust Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$21.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for First Trust Corporation on a $21.0 million offering of 5.50% fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	12/23/2020	Medallion Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Unsecured Debt	$33.6 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Medallion Financial Corp. on a $33.6 million offering of 7.50% fixed rate senior unsecured notes due in 2027	Senior Unsecured Debt	Joint Placement Agent
Published	12/22/2020	CBC Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for CBC Bancorp on a $25.0 million offering of fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	12/22/2020	AWP, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as sell-side advisor for AWP, Inc., a portfolio company of The Riverside Company, on sale to Kohlberg & Company	AWP, Inc., a portfolio company of The Riverside Company, has been acquired by Kohlberg & Company	Financial Advisor
Published	12/22/2020	Peapack-Gladstone Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$100.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Peapack-Gladstone Financial Corporation on a $100.0 million offering of 3.50% fixed-to-floating rate subordinated notes offering due in 2030	Subordinated Debt	Joint Placement Agent
Published	12/21/2020	eMDs Holdings Inc.	Mergers & Acquisitions	Sell-Side	$240.0 Million	Image Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for MDs Holdings, Inc., a portfolio company of Marlin Equity Partners, on sale to Compugroup Holding USA	MDs Holdings, Inc., a portfolio company of Marlin Equity Partners, has been acquired by Compugroup Holding USA	Financial Advisor
Published	12/18/2020	DynaGrid Holdings, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler & Co. served as sell-side advisor for DynaGrid Holdings LLC, a portfolio company of CIC Partners, on sale to Brown Brothers Harriman Capital Partners. DynaGrid is the one of the largest independent providers of comprehensive transmission sub-grade and sitework services to electric utilities in Texas and surrounding states	DynaGrid Holdings LLC, a portfolio company of CIC Partners, has been acquired by Brown Brothers Harriman Capital Partners	Financial Advisor
Published	12/18/2020	Obsidian Insurance Holdings, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Unsecured Debt	$20.0 Million	Image	Financial Services, Insurance	Piper Sandler served as lead placement agent for Obsidian Insurance Holdings, Inc. on a $20.0 million offering of 6.50% fixed rate senior unsecured notes due in 2025	Senior Unsecured Debt	Lead Placement Agent
Published	12/17/2020	Gamida Cell Ltd.	Financing, Equity Capital Markets	CMFO	$74.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as left bookrunner for Gamida Cell Ltd. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published		Unum Group	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor to Unum Group in their announced agreement to sell Unum's Medical Stop Loss Business to The Amyntra Group	Unum Group has announced the sale of its Medical Stop Loss Business to The Amynta Group	Financial Advisor
Published		Pinstripes	Mergers & Acquisitions	Minority Investment		Image	Consumer, Restaurants	Piper Sandler served as financial advisor for Pinstripes on receiving of a growth capital investment		Financial Advisor
Published		Evans Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$236.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp	Evans Bancorp has agreed to merge with NBT Bancorp	Financial Advisor
Published		Mid Penn Bancorporation	Mergers & Acquisitions	Fairness Opinion	$53.9 Million	Image Image	Financial Services, Depositories	Piper Sandler provided a fairness opinion for Mid Penn Bancorporation, Inc. on announced acquisition of Brunswick Bancorp	Fairness Opinion	Financial Advisor
Published		Premier Financial Corp	Mergers & Acquisitions	Sell-Side	$959.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Premier Financial Corp on its announced merger with WesBanco	Premier Financial Corp. has agreed to be acquired by WesBanco	Financial Advisor
Published			Mergers & Acquisitions	Fairness Opinion		Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor and provided a fairness opinion to Greenwoods Financial in the announced acquisition by Christopher M. George	Greenwoods State Bank has announced to be acquired by Christopher M. George	Financial Advisor