Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/17/2020	Gamida Cell Ltd.	Financing, Equity Capital Markets	CMFO	$74.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as left bookrunner for Gamida Cell Ltd. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	12/16/2020	Ondot Systems, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, FinTech	Piper Sandler served as as sell-side advisor for Ondot Systems, Inc. on sale to Fiserv, Inc.	Ondot Systems, Inc. has has been acquired by Fiserv, Inc.	Financial Advisor
Published	12/16/2020	Midwest Holding Inc.	Equity Capital Markets, Financing	IPO	$70.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole bookrunner for Midwest Holding Inc. on its initial public offering	Initial Public Offering	Lead Bookrunner
Published	12/15/2020	Ocular Therapeutix, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$92.1 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Ocular Therapeutix, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	12/15/2020	Arvinas	Financing, Equity Capital Markets	Follow-On Offering	$459.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Arvinas, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	12/11/2020	Perimeter Foods (fka Italian Rose)	Financing, Debt Capital Markets	Senior Term Loan		Image Image	Consumer, Food & Beverage	Piper Sandler served as sole debt placement agent for Perimeter Brands LLC, a portfolio company of Blue Point Capital Partners, LLC, on a debt capital raise	Senior Term Loan	Sole Placement Agent
Published	12/11/2020	VIVUS Inc.	Restructuring	Chapter 11 Reorganization	$270.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as investment banker for VIVUS, Inv. on its Chapter 11 Plan of Reorganization	Chapter 11 Reorganization	Financial Advisor
Published	12/10/2020	Protagonist Therapeutics, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$115.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Protagonist Therapeutics, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	12/09/2020	ALX Oncology	Financing, Equity Capital Markets	Follow-On Offering	$208.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for ALX Oncology Holdings, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	12/09/2020	Airbnb, Inc.	Financing, Equity Capital Markets	IPO	$3.8 Billion	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for Airbnb, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	12/09/2020	Rocket Pharmaceuticals, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$299.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Rocket Pharmaceuticals, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	12/08/2020	DoorDash, Inc.	Financing, Equity Capital Markets	IPO	$3.4 Billion	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for DoorDash, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	12/08/2020	Sutro Biopharma, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$145.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Sutro Biopharma, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	12/08/2020	Progenity, Inc.	Financing, Equity Capital Markets	Convertible Offering	$85.5 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as sole underwriter for Progenity, Inc. on a convertible offering	Convertible Offering	Sole Underwriter
Published	12/08/2020	C3.ai, Inc.	Financing, Equity Capital Markets	IPO	$748.7 Million	Image	Technology, Software	Piper Sandler served as co-manager for C3.ai, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	12/07/2020	Arcturus Therapeutics, Inc.	Financing, Equity Capital Markets	CMFO	$172.6 Million	Image	Healthcare, Biopharma	Piper Sandler served as left bookrunner for Arcturus Therapeutics Holdings Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published		Abacus Life, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes		Image	Financial Services, Diversified Financials	Piper Sandler served as lead bookrunner for Abacus Life, Inc. on a senior notes offering	Senior Notes	Lead Bookrunner
Published		Workforce Analytics Provider	Financing, Debt Capital Markets	Senior Term Loan	$90.0 Million	Image	Technology, Software	Piper Sandler served as sole staple agent for a workforce analytics provider	Senior Term Loan and Revolver	Sole Staple Provider
Published			Mergers & Acquisitions	Sell-Side	$267.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as the sell-side advisor to Piedmont Bancorp in the announced merge with United Bankshares, Inc.	Piedmont Bancorp announced its merge with United Bankshares, Inc	Financial Advisor
Published		Evans Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$236.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp	Evans Bancorp has agreed to merge with NBT Bancorp	Financial Advisor