Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/29/2020	Consumers Bancorp, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Consumers Bancorp, Inc. on acquisition of two branches from CF Bankshares, Inc.	Consumers Bancorp, Inc. has acquired two branches from CF Bankshares, Inc.	Financial Advisor
Published	12/29/2020	BestReviews LLC	Mergers & Acquisitions	Sell-Side	$160.0 Million	Image Image Image	Technology, Internet & Digital Media	Piper Sandler served as sell-side advisor for BestReviews, a subsidiary of Tribune Publishing Company, on sale to Nexstar Inc., a wholly owned subsidiary of Nextstar Media Group, Inc.	BestReviews, a subsidiary of Tribune Publishing Company, has been acquired by Nexstar Inc., a wholly owned subsidiary of Nextstar Media Group, Inc.	Financial Advisor
Published	12/29/2020	Banesco USA	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$15.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Banesco USA on a $15.0 million offering of 5.50% fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	12/29/2020	Cayuga Lake Bank Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$8.0 Million		Financial Services, Depositories	Piper Sandler served as sole placement agent for Cayuga Lake Bank Corporation on a $8.0 million offering of 4.625% fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	12/23/2020	Medallion Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Unsecured Debt	$33.6 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Medallion Financial Corp. on a $33.6 million offering of 7.50% fixed rate senior unsecured notes due in 2027	Senior Unsecured Debt	Joint Placement Agent
Published	12/23/2020	First Commercial Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$15.0 Million		Financial Services, Depositories	Piper Sandler served as sole placement agent for First Commercial Bancshares, Inc. on a $15.0 million offering of 5.00% fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	12/23/2020	First Trust Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$21.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for First Trust Corporation on a $21.0 million offering of 5.50% fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	12/22/2020	Peapack-Gladstone Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$100.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Peapack-Gladstone Financial Corporation on a $100.0 million offering of 3.50% fixed-to-floating rate subordinated notes offering due in 2030	Subordinated Debt	Joint Placement Agent
Published	12/22/2020	AWP, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as sell-side advisor for AWP, Inc., a portfolio company of The Riverside Company, on sale to Kohlberg & Company	AWP, Inc., a portfolio company of The Riverside Company, has been acquired by Kohlberg & Company	Financial Advisor
Published	12/22/2020	CBC Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$25.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for CBC Bancorp on a $25.0 million offering of fixed-to-floating rate subordinated notes due in 2030	Subordinated Debt	Sole Placement Agent
Published	12/21/2020	eMDs Holdings Inc.	Mergers & Acquisitions	Sell-Side	$240.0 Million	Image Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for MDs Holdings, Inc., a portfolio company of Marlin Equity Partners, on sale to Compugroup Holding USA	MDs Holdings, Inc., a portfolio company of Marlin Equity Partners, has been acquired by Compugroup Holding USA	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Sunstar Insurance Group a portfolio company of Brown Brothers Harriman in the announced acquisition to Reverence Capital Partners	Sunstar Insurance Group a portfolio company of Brown Brothers Harriman has agreed to be acquired by Reverence Capital Partners	Financial Advisor
Published		ACNB Corporation	Mergers & Acquisitions	Buy-Side	$73.5 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for ACNB Corporation in the announced acquisition of Traditions Bancorp	ACNB Corporation has agreed to acquire Traditions Bancorp	Financial Advisor
Published		KLX Energy Services	Financing, Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as placement agent for KLX Energy Services on an ATM offering	ATM Offering	Sole Placement Agent
Published		Pinstripes	Mergers & Acquisitions	Minority Investment		Image	Consumer, Restaurants	Piper Sandler served as financial advisor for Pinstripes on receiving of a growth capital investment		Financial Advisor
Published			Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler has served as the buy-side advisor to PeoplesBancorp, MHC, the parent company of PeoplesBank on its proposed merger with Cornerstone Bank	PeoplesBancorp, MHC, the parent company of PeoplesBank has announced its proposal to merge under Cornerstone Bank	Financial Advisor
Published		Unum Group	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor to Unum Group in their announced agreement to sell Unum's Medical Stop Loss Business to The Amyntra Group	Unum Group has announced the sale of its Medical Stop Loss Business to The Amynta Group	Financial Advisor
Published		Evans Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$236.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp	Evans Bancorp has agreed to merge with NBT Bancorp	Financial Advisor
Published		DMV Technology Solutions Provider	Financing, Debt Capital Markets	Senior Term Loan	$75.0 Million	Image	Technology, Software	Piper Sandler served as sole underwriter and administrative agent for a DMV technology solutions provider	Senior Term Loan and Revolver	Sole Underwriter
Published		Mid Penn Bancorporation	Mergers & Acquisitions	Fairness Opinion	$53.9 Million	Image Image	Financial Services, Depositories	Piper Sandler provided a fairness opinion for Mid Penn Bancorporation, Inc. on announced acquisition of Brunswick Bancorp	Fairness Opinion	Financial Advisor