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Investment Banking Transactions
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| Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
|---|---|---|---|---|---|---|---|---|---|---|
| Published | 12/23/2020 | Medallion Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Senior Unsecured Debt | $33.6 Million |
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Financial Services, Depositories | Piper Sandler served as lead placement agent for Medallion Financial Corp. on a $33.6 million offering of 7.50% fixed rate senior unsecured notes due in 2027 | Senior Unsecured Debt | Joint Placement Agent |
| Published | 12/23/2020 | First Commercial Bancshares | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $15.0 Million | Financial Services, Depositories | Piper Sandler served as sole placement agent for First Commercial Bancshares, Inc. on a $15.0 million offering of 5.00% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent | |
| Published | 12/22/2020 | AWP, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials, Facility Services | Piper Sandler served as sell-side advisor for AWP, Inc., a portfolio company of The Riverside Company, on sale to Kohlberg & Company | AWP, Inc., a portfolio company of The Riverside Company, has been acquired by Kohlberg & Company | Financial Advisor | |
| Published | 12/22/2020 | Peapack-Gladstone Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $100.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as lead placement agent for Peapack-Gladstone Financial Corporation on a $100.0 million offering of 3.50% fixed-to-floating rate subordinated notes offering due in 2030 | Subordinated Debt | Joint Placement Agent |
| Published | 12/22/2020 | CBC Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $25.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for CBC Bancorp on a $25.0 million offering of fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent |
| Published | 12/21/2020 | eMDs Holdings Inc. | Mergers & Acquisitions | Sell-Side | $240.0 Million | Image
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Healthcare, Information-Driven Healthcare | Piper Sandler served as sell-side advisor for MDs Holdings, Inc., a portfolio company of Marlin Equity Partners, on sale to Compugroup Holding USA | MDs Holdings, Inc., a portfolio company of Marlin Equity Partners, has been acquired by Compugroup Holding USA | Financial Advisor |
| Published | 12/18/2020 | Obsidian Insurance Holdings, Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Unsecured Debt | $20.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as lead placement agent for Obsidian Insurance Holdings, Inc. on a $20.0 million offering of 6.50% fixed rate senior unsecured notes due in 2025 | Senior Unsecured Debt | Lead Placement Agent |
| Published | 12/18/2020 | DynaGrid Holdings, LLC | Mergers & Acquisitions | Sell-Side | Image
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Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment | Piper Sandler & Co. served as sell-side advisor for DynaGrid Holdings LLC, a portfolio company of CIC Partners, on sale to Brown Brothers Harriman Capital Partners. DynaGrid is the one of the largest independent providers of comprehensive transmission sub-grade and sitework services to electric utilities in Texas and surrounding states | DynaGrid Holdings LLC, a portfolio company of CIC Partners, has been acquired by Brown Brothers Harriman Capital Partners | Financial Advisor | |
| Published | 12/17/2020 | Gamida Cell Ltd. | Financing, Equity Capital Markets | CMFO | $74.5 Million | Image
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Healthcare, Biopharma | Piper Sandler served as left bookrunner for Gamida Cell Ltd. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Left Bookrunner |
| Published | 12/16/2020 | Ondot Systems, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, FinTech | Piper Sandler served as as sell-side advisor for Ondot Systems, Inc. on sale to Fiserv, Inc. | Ondot Systems, Inc. has has been acquired by Fiserv, Inc. | Financial Advisor | |
| Published | 12/16/2020 | Midwest Holding Inc. | Equity Capital Markets, Financing | IPO | $70.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as sole bookrunner for Midwest Holding Inc. on its initial public offering | Initial Public Offering | Lead Bookrunner |
| Published | Mondee | Restructuring | Chapter 11 Reorganization | Image
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Technology, Internet & Digital Media | Piper Sandler served as advisor to the company in connection with its chapter 11 | Chapter 11 Reorganization | Financial Advisor | ||
| Published | Mergers & Acquisitions | Sell-Side | $80.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor to Marine Bancorp of Florida on the announced acquisition to ELGA Credit Union | Marine Bancorp of Florida has announced their acquisition by ELGA Credit Union | Financial Advisor | ||
| Published | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for Sunstar Insurance Group a portfolio company of Brown Brothers Harriman in the announced acquisition to Reverence Capital Partners |
Sunstar Insurance Group a portfolio company of Brown Brothers Harriman has agreed to be acquired by Reverence Capital Partners | Financial Advisor | |||
| Published | ACNB Corporation | Mergers & Acquisitions | Buy-Side | $73.5 Million | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for ACNB Corporation in the announced acquisition of Traditions Bancorp | ACNB Corporation has agreed to acquire Traditions Bancorp | Financial Advisor | |
| Published | Unum Group | Mergers & Acquisitions | Division Carve Out | Image
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Financial Services, Insurance | Piper Sandler served as financial advisor to Unum Group in their announced agreement to sell Unum's Medical Stop Loss Business to The Amyntra Group | Unum Group has announced the sale of its Medical Stop Loss Business to The Amynta Group | Financial Advisor | ||
| Published | Evans Bancorp Inc. | Mergers & Acquisitions | Sell-Side | $236.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp |
Evans Bancorp has agreed to merge with NBT Bancorp | Financial Advisor | |
| Published | DMV Technology Solutions Provider | Financing, Debt Capital Markets | Senior Term Loan | $75.0 Million | Image
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Technology, Software | Piper Sandler served as sole underwriter and administrative agent for a DMV technology solutions provider | Senior Term Loan and Revolver | Sole Underwriter | |
| Published | Workforce Analytics Provider | Financing, Debt Capital Markets | Senior Term Loan | $90.0 Million | Image
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Technology, Software | Piper Sandler served as sole staple agent for a workforce analytics provider | Senior Term Loan and Revolver | Sole Staple Provider | |
| Published | KLX Energy Services | Financing, Equity Capital Markets | At the Market Offering | $50.0 Million | Image
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Energy, Power & Infrastructure, Energy & Power Services & Equipment | Piper Sandler served as placement agent for KLX Energy Services on an ATM offering |
ATM Offering | Sole Placement Agent |