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Corporate & Venture Services

Insightful advice. Skilled execution.

80+

Years of experience*

800+

Rule 10b5-1 trading plans managed*

$11B

Annual equity trading*

A strong track record of transaction execution, built on deep regulatory knowledge and superior execution capabilities. 

Our corporate & venture group offers highly integrated trading and specialized investment services tailored to meet specific needs for executives and founders, venture capital and private equity firms, high-net-worth investors and family offices. Our core team has worked together for more than 25 years and focuses on providing execution and support in all aspects of restricted stock transactions with thorough knowledge of SEC regulations. We are optimally positioned within the equities division for pure execution focus, with full access to the firm's institutional sales & trading platforms.

Our Services & Execution Capabilities

Venture Capital, Private Equity & Family Offices

  • Restricted stock execution and Rule 144 sales
  • Block trading/open market liquidity
  • Prospectus resales
  • Regulatory guidance
  • Affiliate 10b5-1 plans
  • Macro research access

Corporate and Executive Services

  • Executive 10b5-1 plans - advisory and execution
  • Rule 144 open market sales
  • Cashless option exercise
  • RSU management – “sell-to-cover” transactions
  • Directed share programs
  • Corporate cash management

Share Repurchase Services

  • Experienced Safe Harbor regulatory guidance
  • Open market execution 
  • Buyback 10b5-1 advisory
  • Block trades/market crosses

Private Securities Transactions

  • Full transaction guidance for secondary market liquidity in private securities
  • Broad institutional reach leveraging existing Piper Sandler distribution scale
  • Tender offers and cap table advisory

*As of May 2025.