A strong track record of transaction execution, built on deep regulatory knowledge and superior execution capabilities. 

Our corporate & venture group offers highly integrated trading and specialized investment services tailored to meet specific needs for executives and founders, venture capital and private equity firms, high-net-worth investors and family offices. Our core team has worked together for more than 25 years and focuses on providing execution and support in all aspects of restricted stock transactions with thorough knowledge of SEC regulations. We are optimally positioned within the equities division for pure execution focus, with full access to the firm's institutional sales & trading platforms.