| Debt | 2019-08-15 | Huwa Enterprises | Piper Sandler served as sole placement agent to Huwa Enterprises on its bridge and senior secured debt raises | | Huwa Enterprises | Keenesburg, CO
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| Private | Debt | Senior Secured Debt | Piper Sandler served as sole placement agent to Huwa Enterprises on its bridge and senior secured debt raises | Sole Placement Agent | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| Debt | 2018-11-27 | SHINE Medical Technologies | Piper Sandler served as sole placement agent to SHINE Medical Technologies on its senior secured debt and equity raise | | SHINE Medical Technologies | Janesville , WI
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| Private | Debt | Senior Secured Debt | Piper Sandler served as sole placement agent to SHINE Medical Technologies on its senior secured debt and equity raise | Sole Placement Agent | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| Equity | 2015-05-15 | Arcadia Biosciences | Piper Sandler served as joint bookrunner on the $68.2 million initial public offering for Arcadia Biosciences, Inc. | | Arcadia Biosciences | Davis, CA
Agricultural biotechnology trait development company that develops products that enhance the environment and human health. |
| Private | Equity | Initial Public Offering | Piper Sandler served as joint bookrunner on the $68.2 million initial public offering for Arcadia Biosciences, Inc. | Joint Bookrunner | Nasdaq:RKDA |
$68.2 | Agriculture, Biorenewables & Cannabis |
| Equity | 2014-11-12 | Alamo Group | Piper Sandler served as joint bookrunner to Alamo Group on its $85.2 million follow-on offering | | Alamo Group | Seguin, TX
Designs, manufactures, and sells agricultural equipment and infrastructure maintenance equipment for governmental and industrial use. |
| Public (NYSE:ALG) | Equity | Follow-On Offering | Piper Sandler served as joint bookrunner to Alamo Group on its $85.2 million follow-on offering | Joint Bookrunner | NYSE:ALG |
$85.2 | Agriculture, Biorenewables & Cannabis |
| Equity | 2014-06-05 | Marrone Bio Innovations, Inc. | Piper Sandler served as joint bookrunner to Marrone Bio Innovations, Inc. on its $49.2 follow-on offering | | Marrone Bio Innovations, Inc. | Davis, CA
Provides natural pest management products (biopesticides) for the ag and water treatment markets. |
| Public (Nasdaq:MBII) | Equity | Follow-On Offering | Piper Sandler served as joint bookrunner to Marrone Bio Innovations, Inc. on its $49.2 follow-on offering | Joint Bookrunner | Nasdaq:MBII |
$49.2 | Agriculture, Biorenewables & Cannabis |
| Equity | 2014-05-29 | Renewable Energy Group Inc. | Piper Sandler served as co-manager to Renewable Energy Group Inc. on $125.0 convertible offering | | Renewable Energy Group Inc. | Ames, IA
Largest producer of biodiesel in the United States. |
| Public (Nasdaq:REGI) | Equity | Convertible | Piper Sandler served as co-manager to Renewable Energy Group Inc. on $125.0 convertible offering | Co-Manager | Nasdaq:REGI |
$125.0 | Agriculture, Biorenewables & Cannabis |
| Equity | 2013-12-11 | Gevo Inc. | Piper Sandler served as sole bookrunner to Gevo Inc. on $28.8 follow-on offering | | Gevo Inc. | Englewood, CO
Produces alternatives to petroleum-based products based on isobutanol produced from renewable feedstocks. |
| Public (Nasdaq:GEVO) | Equity | Follow-On Offering | Piper Sandler served as sole bookrunner to Gevo Inc. on $28.8 follow-on offering | Sole Bookrunner | Nasdaq:GEVO |
$28.8 | Agriculture, Biorenewables & Cannabis |
| Equity | 2013-11-21 | Evogene Ltd | Piper Sandler served as co-manager to Evogene Ltd on $84.8 follow-on offering | | Evogene Ltd | Israel,
Plant genomics company that uses a technology infrastructure to enhance seed traits underlying crop productivity. |
| Public (TASE:EVGN) | Equity | Follow-On Offering | Piper Sandler served as co-manager to Evogene Ltd on $84.8 follow-on offering | Co-Manager | TASE:EVGN |
$84.8 | Agriculture, Biorenewables & Cannabis |
| Equity | 2013-08-01 | Marrone Bio Innovations Inc | Piper Sandler served as joint bookrunner to Marrone Bio Innovations Inc. on $65.5 initial public offering | | Marrone Bio Innovations Inc | Davis, CA
Provides natural pest management products (biopesticides) for the ag and water treatment markets. |
| Public (Nasdaq:MBII) | Equity | Initial Public Offering | Piper Sandler served as joint bookrunner to Marrone Bio Innovations Inc. on $65.5 initial public offering | Joint Bookrunner | Nasdaq:MBII |
$65.5 | Agriculture, Biorenewables & Cannabis |
| Equity | 2013-01-31 | Zoetis | Piper Sandler served as co-manager to Zoetis on $2.6 billion initial public offering | | Zoetis | Florham Park, NJ
Produces animal vaccines, medicines, biopharmaceuticals, diagnostics and genetic tests to prevent and treat disease in livestock and companion animals. |
| Public (NYSE:ZTS) | Equity | Initial Public Offering | Piper Sandler served as co-manager to Zoetis on $2.6 billion initial public offering | Co-Manager | NYSE:ZTS |
$2574.0 | Agriculture, Biorenewables & Cannabis |
| Equity | 2013-01-11 | S&W Seed Company | Piper Sandler served as joint bookrunner to S&W Seed Company on $10.5 million rights offering | | S&W Seed Company | Five Points, CA
Breeds, contracts to grow, processes and sells agricultural commodities, primarily alfalfa and wheat seed. |
| Public (Nasdaq:SANW) | Equity | Follow-On Offering | Piper Sandler served as joint bookrunner to S&W Seed Company on $10.5 million rights offering | Joint Bookrunner | Nasdaq:SANW |
$10.5 | Agriculture, Biorenewables & Cannabis |
| Equity | 2012-06-29 | Gevo, Inc. | Piper Sandler served as joint bookrunner to Gevo, Inc. on $45.0 million convertible offering | | Gevo, Inc. | Englewood, CO
Producer of advanced Bio-Fuels. |
| Public (Nasdaq:GEVO) | Equity | Convertible | Piper Sandler served as joint bookrunner to Gevo, Inc. on $45.0 million convertible offering | Joint Bookrunner | Nasdaq:GEVO |
$45.0 | Agriculture, Biorenewables & Cannabis |
| Equity | 2012-06-28 | Gevo, Inc. | Piper Sandler served as joint bookrunner to Gevo, Inc. on $61.9 million follow-on offering | | Gevo, Inc. | Englewood, CO
Producer of advanced Bio-Fuels. |
| Public (Nasdaq:GEVO) | Equity | Follow-On Offering | Piper Sandler served as joint bookrunner to Gevo, Inc. on $61.9 million follow-on offering | Joint Bookrunner | (Nasdaq:GEVO) |
$61.9 | Agriculture, Biorenewables & Cannabis |
| Equity | 2012-02-21 | Ceres, Inc. | Piper Sandler served as co-manager to Ceres, Inc. on $74.8 million initial public offering | | Ceres, Inc. | Thousand Oaks, CO
Agricultural biotechnology company that develops proprietary seeds for energy crops. |
| Public (Nasdaq:CERE) | Equity | Initial Public Offering | Piper Sandler served as co-manager to Ceres, Inc. on $74.8 million initial public offering | Co-Manager | Nasdaq:CERE |
$74.8 | Agriculture, Biorenewables & Cannabis |
| Equity | 2012-01-18 | Renewable Energy Group | Piper Sandler served as joint bookrunner to Renewable Energy Group on $72.0 million initial public offering | | Renewable Energy Group | Ames, IA
Produces and sells biofuels and renewable chemicals. |
| Public (Nasdaq:REGI) | Equity | Initial Public Offering | Piper Sandler served as joint bookrunner to Renewable Energy Group on $72.0 million initial public offering | Joint Bookrunner | Nasdaq:REGI |
$72.0 | Agriculture, Biorenewables & Cannabis |
| Equity | 2011-06-23 | KiOR, Inc. | Piper Sandler served as co-manager to KiOR, Inc. on $162.0 million initial public offering | | KiOR, Inc. | Pasadena, TX
Renewable fuels company. |
| Public (OTCPK:KIOR.Q) | Equity | Initial Public Offering | Piper Sandler served as co-manager to KiOR, Inc. on $162.0 million initial public offering | Co-Manager | OTCPK:KIOR.Q |
$162.0 | Agriculture, Biorenewables & Cannabis |
| Equity | 2011-06-09 | Molycorp Inc. | Piper Sandler served as co-manager to Molycorp Inc. on $586.5 million follow-on offering | | Molycorp Inc. | Greenwood Village, CO
Mining and technology company that produces and markets molybdenum and rare earth products. |
| Public (NYSE:MCP) | Equity | Follow-On Offering | Piper Sandler served as co-manager to Molycorp Inc. on $586.5 million follow-on offering | Co-Manager | NYSE:MCP |
$586.5 | Agriculture, Biorenewables & Cannabis |
| Equity | 2006-11-09 | Metabolix | Piper Sandler served as lead bookrunner to Metabolix Inc.'s $95.2 million initial public offering | Metabolix | Public (Nasdaq:MBLX) | Equity | Initial Public Offering | Piper Sandler served as lead bookrunner to Metabolix Inc.'s $95.2 million initial public offering | Lead Bookrunner | Nasdaq:MBLX |
$95.2 | Agriculture, Biorenewables & Cannabis |
| M&A | 2019-12-12 | Decisive Farming Corp. | Piper Sandler served as the exclusive financial advisor to Decisive Farming on its sale to TELUS Corporation (NYSE: TU) | | Decisive Farming Corp. | Alberta, CA
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| Private | M&A | Sell-Side | Piper Sandler served as the exclusive financial advisor to Decisive Farming on its sale to TELUS Corporation (NYSE: TU) | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2019-04-16 | Willowood USA | Piper Sandler served as the exclusive investment banker to Willowood USA on its sale to Generic Crop Science | | Willowood USA | Henderson, NV
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| Private | M&A | Sell-Side | Piper Sandler served as the exclusive investment banker to Willowood USA on its sale to Generic Crop Science | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2018-04-18 | ATP Nutrition Ltd. | Piper Sandler served as the exclusive financial advisor to ATP Nutrition on its sale to Inocucor Technologies | | ATP Nutrition Ltd. | Manitoba, CA
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| Private | M&A | Sell-Side | Piper Sandler served as the exclusive financial advisor to ATP Nutrition on its sale to Inocucor Technologies | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2017-05-12 | GloFish | Piper Sandler served as sole financial advisor to GloFish on its sale to Spectrum Brands | GloFish | Private | M&A | Sell-Side | Piper Sandler served as sole financial advisor to GloFish on its sale to Spectrum Brands | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2016-06-15 | Ceres, Inc. | Piper Sandler served as exclusive financial advisor on the sale of Ceres to Land O'Lakes | Ceres, Inc. | Public (Nasdaq:CERE) | M&A | Sell-Side | Piper Sandler served as exclusive financial advisor on the sale of Ceres to Land O'Lakes | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2016-04-01 | Douglas Scientific | Piper Jaffray served as financial advisor to Douglas Scientific on its sale to LGC, a portfolio company of KKR | | Douglas Scientific | Alexandria, MN
A rapidly growing laboratory automation company. |
| Private | M&A | Sell-Side | Piper Jaffray served as financial advisor to Douglas Scientific on its sale to LGC, a portfolio company of KKR | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2016-02-18 | CHR Hansen | Piper Sandler served as the exclusive buy-side financial advisor to CHR Hansen (CPSE: CHR) on its acquisition of Nutrition Physiology Company | CHR Hansen | Public (CPSE:CHR) | M&A | Buy-Side | Piper Sandler served as the exclusive buy-side financial advisor to CHR Hansen (CPSE: CHR) on its acquisition of Nutrition Physiology Company | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2015-01-27 | ALLETE, Inc. | Piper Sandler served as financial advisor to ALLETE, Inc. on its acquisition of U.S. Water Services from Excellere Partners | | ALLETE, Inc. | Duluth, MN
Energy company that generates electricity from coal-fired, hydro, wind and biomass co-fired facilities. |
| Public (NYSE:ALE) | M&A | Buy-Side | Piper Sandler served as financial advisor to ALLETE, Inc. on its acquisition of U.S. Water Services from Excellere Partners | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2014-12-31 | DuPont Pioneer | Piper Sandler served as financial advisor to DuPont Pioneer on its sale of its alfalfa seed business to S&W Seed Company | | DuPont Pioneer | Johnston, IA
Develops and supplies advanced plant genetics, and provides seeds to farmers. |
| Private | M&A | Sell-Side | Piper Sandler served as financial advisor to DuPont Pioneer on its sale of its alfalfa seed business to S&W Seed Company | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2014-12-15 | Allylix | Piper Sandler served as financial advisor to Allylix on its sale to Evolva Holdings SA | | Allylix | San Diego, CA
Develops terpene products and their derivatives for flavor and fragrance, food ingredient, pharmaceutical, agricultural, and biofuel markets. |
| Private | M&A | Sell-Side | Piper Sandler served as financial advisor to Allylix on its sale to Evolva Holdings SA | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2014-06-03 | Syntroleum Corp. | Piper Sandler served as financial advisor to Syntroleum Corp. on sale to Renewable Energy Group | | Syntroleum Corp. | Tulsa, OK
Produces synthetic liquid hydrocarbons in the U.S.. |
| Public (Nasdaq:SYNM) | M&A | Sell-Side | Piper Sandler served as financial advisor to Syntroleum Corp. on sale to Renewable Energy Group | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2013-11-05 | Biofuel Energy Corp. | Piper Sandler served as financial advisor to Biofuel Energy Corp. on sale to Green Plains Renewable Energy | | Biofuel Energy Corp. | Denver, CO
Operated two dry-mill ethanol production facilities in Minnesota that produced ethanol and its related co-products. |
| Public (Nasdaq:BIOF) | M&A | Sell-Side | Piper Sandler served as financial advisor to Biofuel Energy Corp. on sale to Green Plains Renewable Energy | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2012-12-19 | Eco-Energy Holdings | Piper Sandler served as financial advisor to Eco-Energy Holdings on sale to Copersucar S.A. | | Eco-Energy Holdings | Franklin, TN
Markets, trades, transports, and distributes biofuels worldwide. |
| Private | M&A | Sell-Side | Piper Sandler served as financial advisor to Eco-Energy Holdings on sale to Copersucar S.A. | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| M&A | 2010-09-01 | Mascoma Corporation | Piper Sandler served as financial advisor to Mascoma Corporation on acquisition of SunOptia BioProcess | | Mascoma Corporation | Lebanon, MH
Develops cellulosic ethanol technologies that can use a variety of feedstocks. |
| Private | M&A | Buy-Side | Piper Sandler served as financial advisor to Mascoma Corporation on acquisition of SunOptia BioProcess | Financial Advisor | |
$51.0 | Agriculture, Biorenewables & Cannabis |
| M&A | 2010-01-26 | Watts Valve Co. Ltd. | Piper Sandler served as financial advisor to Watts Valve Co. Ltd. on sale to China Valves Technology | | Watts Valve Co. Ltd. | China,
Produces water safety and flow control products. |
| Private | M&A | Sell-Side | Piper Sandler served as financial advisor to Watts Valve Co. Ltd. on sale to China Valves Technology | Financial Advisor | |
$14.0 | Agriculture, Biorenewables & Cannabis |
| M&A | 2007-08-29 | US BioEnergy Corporation | Piper Sandler served as financial advisor to US BioEnergy Corporation and provided a fairness opinion on acquisition of Millennium Ethanol, LLC. | | US BioEnergy Corporation | Inner Grove Heights, MN
Produces and sells ethanol and distiller grains in the United States. |
| Public (Nasdaq:USBE) | M&A | Fairness Opinion | Piper Sandler served as financial advisor to US BioEnergy Corporation and provided a fairness opinion on acquisition of Millennium Ethanol, LLC. | Financial Advisor | |
$230.0 | Agriculture, Biorenewables & Cannabis |
| M&A | 2007-04-30 | Rex Stores Corporation | Piper Sandler served as financial advisor to Rex Stores Corporation and provided a fairness opinion on sale of 94 Rex Stores locations to Coventry Real Estate REIT | | Rex Stores Corporation | Dayton, OH
Produces and sells ethanol. |
| Private | M&A | Fairness Opinion | Piper Sandler served as financial advisor to Rex Stores Corporation and provided a fairness opinion on sale of 94 Rex Stores locations to Coventry Real Estate REIT | Financial Advisor | |
$84.0 | Agriculture, Biorenewables & Cannabis |
| Private Placement | 2014-11-10 | FarmersEdge | Piper Sandler served as financial advisor to FarmersEdge on its series A preferred stock raise | | FarmersEdge | Winnipeg, MB
Provides precision solutions, precision agriculture, traditional agronomy, seed crop inspection, and laboratory services. |
| Private | Private Placement | Preferred Equity | Piper Sandler served as financial advisor to FarmersEdge on its series A preferred stock raise | Financial Advisor | | Undisclosed | Agriculture, Biorenewables & Cannabis |
| Private Placement | 2014-05-08 | Arcadia Biosciences | Piper Sandler served as financial advisor to Arcadia Biosciences on series D preferred equity | | Arcadia Biosciences | Davis, CA
Agricultural biotechnology trait development company that develops products that enhance the environment and human health. |
| Public (Nasdaq:RKDA) | Private Placement | Preferred Equity | Piper Sandler served as financial advisor to Arcadia Biosciences on series D preferred equity | Financial Advisor | |
$33.0 | Agriculture, Biorenewables & Cannabis |
| Private Placement | 2013-03-06 | Evolva Holding SA | Piper Sandler served as sole placement agent to Evolva Holding SA on $33.1 million equity financing by way of a 3-for-10 rights issue | | Evolva Holding SA | Switzerland,
Produces ingredients for nutrition, healthcare and wellness products in Switzerland and internationally. |
| Public (SYX:EVE) | Private Placement | Preferred Equity | Piper Sandler served as sole placement agent to Evolva Holding SA on $33.1 million equity financing by way of a 3-for-10 rights issue | Sole Placement Agent | |
$33.1 | Agriculture, Biorenewables & Cannabis |
| Private Placement | 2012-10-01 | Propel Biofuels Inc. | Piper Sandler served as sole placement agent to Propel Biofuels Inc. on $21.0 million debt and preferred equity private placement | | Propel Biofuels Inc. | Redwood, CA
Propel owns and operates one of the largest branded alternative fuels retail networks in the United States. |
| Private | Private Placement | Preferred Equity | Piper Sandler served as sole placement agent to Propel Biofuels Inc. on $21.0 million debt and preferred equity private placement | Sole Placement Agent | |
$21.0 | Agriculture, Biorenewables & Cannabis |
| Private Placement | 2012-01-19 | Glori Energy, Inc. | Piper Sandler served as sole placement agent to Glori Energy, Inc. on $20.0 million series C convertible preferred stock | | Glori Energy, Inc. | Houston, TX
Clean-technology company that uses biotechnology designed to release potentially large quantities of oil that remain trapped in oil reservoirs after implementation of conventional oilfield technologies. |
| Public (Nasdaq:GLRI) | Private Placement | Preferred Equity | Piper Sandler served as sole placement agent to Glori Energy, Inc. on $20.0 million series C convertible preferred stock | Sole Placement Agent | |
$20.0 | Agriculture, Biorenewables & Cannabis |
| Private Placement | 2010-12-07 | Elevance Renewable Sciences, Inc. | Piper Sandler served as sole placement agent to Elevance Renewable Sciences, Inc. on$100.0 million series C preferred stock | | Elevance Renewable Sciences, Inc. | Bolingbrook, IL
Elevance is a leader in the chemical conversion of renewable feedstock into a wide range of both ?drop in? and novel specialty chemicals using nobel prize winning metathesis technology. |
| Private | Private Placement | Preferred Equity | Piper Sandler served as sole placement agent to Elevance Renewable Sciences, Inc. on$100.0 million series C preferred stock | Sole Placement Agent | |
$100.0 | Agriculture, Biorenewables & Cannabis |
| Private Placement | 2010-06-01 | Nationwide Energy Partners | Piper Sandler served as sole placement agent to Nationwide Energy Partners on $27.0 million series A preferred units | | Nationwide Energy Partners | Columbus, OH
Nationwide Energy Partners specializes in the design, installation, operation and maintenance of integrated utility services for new and existing mdu properties. |
| Private | Private Placement | Preferred Equity | Piper Sandler served as sole placement agent to Nationwide Energy Partners on $27.0 million series A preferred units | Sole Placement Agent | |
$27.0 | Agriculture, Biorenewables & Cannabis |
| Private Placement | 2010-01-20 | Genomatica, Inc. | Piper Sandler served as sole placement agent to Genomatica, Inc. on $60.0 million series C convertible preferred stock | | Genomatica, Inc. | San Diego, CA
Genomatica, Inc. is a leading sustainable chemical company which has a technology platform that has the ability to create numerous chemicals directly from non-petroleum based materials. |
| Private | Private Placement | Preferred Equity | Piper Sandler served as sole placement agent to Genomatica, Inc. on $60.0 million series C convertible preferred stock | Sole Placement Agent | |
$60.0 | Agriculture, Biorenewables & Cannabis |
| Private Placement | 2009-07-23 | Gevo, Inc. | Piper Sandler served as sole placement agent to Gevo, Inc. on $32.5 million series D convertible preferred stock | | Gevo, Inc. | Englewood, CO
Producer of advanced Bio-Fuels. |
| Public (Nasdaq:GEVO) | Private Placement | Preferred Equity | Piper Sandler served as sole placement agent to Gevo, Inc. on $32.5 million series D convertible preferred stock | Sole Placement Agent | |
$32.5 | Agriculture, Biorenewables & Cannabis |
| Private Placement | 2007-04-19 | MBA Polymers, Inc. | Piper Sandler served as sole placement agent to MBA Polymers, Inc. on $22.0 million series E convertible preferred stock | | MBA Polymers, Inc. | Richmond, CA
World's leading recycler and manufacturer of high quality plastics derived from and used for durable goods such as electronics, appliances and automobiles. |
| Private | Private Placement | Preferred Equity | Piper Sandler served as sole placement agent to MBA Polymers, Inc. on $22.0 million series E convertible preferred stock | Sole Placement Agent | |
$22.0 | Agriculture, Biorenewables & Cannabis |
