Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/12/2024	M1 Bancshares, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for M1 Bancshares, Inc on its subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	12/12/2024	Flushing Financial Corp	Equity Capital Markets	Follow-On Offering	$70.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Flushing Financial Corporation on its CMFO	Common Stock Offering	Active Bookrunner
Published	12/11/2024	Financial Institutions, Inc.	Equity Capital Markets	CMFO		Image	Financial Services, Depositories	Piper Sandler served as co-manager for Financial Institutions, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager
Published	12/11/2024	Cybersixgill	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Security	Piper Sandler served as sell-side advisor for Cybersixgill in acquisition to Bitsight	Cybersixgill has been acquired by Bitsight	Financial Advisor
Published	12/11/2024	ServiceTitan, Inc.	Equity Capital Markets	IPO		Image	Technology, Software	Piper Sandler served as bookrunner for ServiceTitan, Inc. on its IPO	Initial Public Offering	Passive Bookrunner
Published	12/10/2024	ImmunityBio	Equity Capital Markets	CMFO	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for ImmunityBio, Inc. on its CMFO	Confidentially Marketed Follow-on Offering	Active Bookrunner
Published	12/10/2024	Solaris Energy Infrastructure, Inc.	Equity Capital Markets	Follow-On Offering		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as bookrunner for Solaris Energy Infrastructure, Inc. on its CMFO	Follow-On Offering	Passive Bookrunner
Published	12/09/2024	Northeast Bancorp	Equity Capital Markets	At the Market Offering	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as placement agent for Northeast Bancorp on an ATM offering	ATM	Sole Placement Agent
Published	12/09/2024	Arthur J. Gallagher & Co.	Equity Capital Markets	Follow-On Offering	$8.5 Billion	Image	Financial Services, Insurance	Piper Sandler served as co-manager for Arthur &. Gallagher & Co. on its follow-on offering	Follow-On Offering	Co-Manager
Published	12/09/2024	Enterprise Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$562.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Enterprise Bancorp in announced merger with Independent Bank Corp	Enterprise Bancorp, Inc has agreed to merge with Independent Bank Corp	Financial Advisor
Published	12/07/2024	Akoya Biosciences	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as placement agent for Akoya Biosciences on an ATM offering	ATM	Sole Placement Agent
Published	12/06/2024	SDG	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Technology Services	Piper Sandler served as sell-side advisor for SDG Corporation in majority investment from Recognize	SDG has received a majority investment from Recognize	Financial Advisor
Published	12/05/2024	Semtech Corporation	Equity Capital Markets	Follow-On Offering	$661.2 Million	Image	Technology, Hardware	Piper Sandler served as co-manager for Semtech Corporation on its follow-on offering	Follow-On Offering	Co-Manager
Published	12/03/2024	Ready Capital	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$130.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as bookrunner for Ready Capital Corporation on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	12/02/2024	Equity Bancshares, Inc.	Equity Capital Markets	CMFO	$91.9 Million	Image	Financial Services, Depositories	Piper Sandler served as co-manager for Equity Bancshares, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager
Published	11/30/2024	EV Holdings Limited	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for EV, in acquisition by Enersol, a joint venture between ADNOC Drilling and Alpha Dubai Holding	EV has been acquired by Enersol, a joint venture between ADNOC Drilling and Alpha Dubai Holding	Financial Advisor
Published	11/29/2024	Hamilton Thorne	Mergers & Acquisitions	Sell-Side	$262.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Hamilton Thorne in acquisition to Astorg	Hamilton Thorne has been acquired by Astorg	Financial Advisor
Published	11/27/2024	Guilford Savings Bank	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisors to Gilford Savings Bank in agreed merger with Eastern Connecticut Savings Bank	Guilford Savings Banks has agreed to combine with Eastern Connecticut Savings Bank	Financial Advisor
Published	11/27/2024	Hypha Fund	Private Capital Advisory, Private Funds	Private Funds	£118.3 Million	Image	Private Capital Advisory	Successfully raised the hard cap for an oversubscribed Fund I focused on the healthcare, technology and specialist manufacturing sectors in the UK LMM	Fund I	Sole Placement Agent
Published	11/26/2024	Acteon Group	Mergers & Acquisitions	Division Carve Out		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as financial advisor to Seascan Limited and its subsidiaries, along with its sister company, J2 Subsea Limited, wholly owned subsidiaries of Acteon, have been acquired by Ashtead Technology Holdings plc	Seatronics and J2 Subsea, subsidiaries of Acteon Group, have been acquired by Ashtead Technology	Financial Advisor