Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	06/10/2024	Lee Equity Partners, LLC	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Insurance	Piper Sandler served as the buy-side advisor to Lee Equity Partners, LLC in the growth investment of Axis Insurance	Lee Equity Partners, LLC has made a growth investment in Axis Insurance	Financial Advisor
Published	06/03/2024	German American Bancorp, Inc.	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, Insurance	Piper Sandler served as the sell-side advisor to German American Bancorp, Inc. on the assets of its subsidiary, German American Insurance, in the sale to Hilb Group	German American Bancorp, Inc. has sold the assets of its subsidiary, German American Insurance, to Hilb Group
Published	06/01/2024	Princeton Medspa Partners	Equity Private Placements	Minority Capital Raise	$120.0 Million	Image Image	Consumer, Health & Wellness Services	Piper Sandler served as sole placement agent for Princeton Medspa Partners on its growth investment from BC Partners	Princeton Medspa Partners has received a growth investment from BC Partners	Sole Placement Agent
Published	06/01/2024	NanoString Technologies, Inc	Restructuring	Chapter 11 Reorganization		Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as advisor to the UCC in the company’s chapter 11	Chapter 11 Reorganization	Financial Advisor
Published	05/31/2024	Charge Enterprises	Restructuring	Strategic Alternatives Review		Image	Technology, EV/Mobility	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor
Published	05/31/2024	InspireMD, Inc.	Equity Capital Markets	At the Market Offering	$17.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for InspireMD on an ATM offering	ATM	Sole Placement Agent
Published	05/24/2024	Cellectar Biosciences	Equity Capital Markets	At the Market Offering	$75.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Cellectar BioSciences on an ATM offering	ATM	Sole Placement Agent
Published	05/24/2024	Innovative Industrial Properties, Inc.	Equity Capital Markets	At the Market Offering	$500.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as placement agent for Innovative Industrial Properties on an ATM offering	ATM	Sole Placement Agent
Published	05/21/2024	NightHawk	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Security	Piper Sandler Served as sell-side advisor for Nighthawk.cloud Inc. on the sale to LeadsOnline, a portfolio company of TA Associates	NightHawk has been acquired by LeadsOnline, a portfolio company of TA Associates	Financial Advisor
Published	05/21/2024	Marlin Equity Partners	Mergers & Acquisitions	Buy-Side		Image Image Image	Technology, Software	Piper Sandler served as buy-side advisor for Marlin Equity Partners on its majority growth investment in Baxter Planning, a portfolio company of Polaris Partners	Marlin Equity Partners has made a majority growth investment in Baxter Planning, a portfolio company of Polaris Partners	Financial Advisor
Published	05/16/2024	Abt Global	Mergers & Acquisitions	Buy-Side		Image Image	Technology, Defense & Government	Piper Sandler served as buy-side advisor for Abt Global on its acquisition of TSPi	Abt Global has acquired TSPi	Financial Advisor
Published	05/15/2024	Chimera Investment Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$65.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as bookrunner for Chimera Investment Corporation on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	05/15/2024	Trinitas Capital Management, LLC	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$42.0 Million	Image	Financial Services, Asset & Wealth Management		Senior Unsecured Notes Offering	Sole Placement Agent
Published	05/15/2024	Benihana Inc	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Restaurants	Piper Sandler served as sell-side advisor for Benihana on sale to The One Group	Benihana has been acquired by The One Group	Financial Advisor
Published	05/15/2024	Swipeclock	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Swipeclock, a portfolio company of Inverness Graham Investments, on sale to IRIS Software Group, a portfolio company of HgCapital, Intermediate Capital Group, and Leonard Green & Partners	Swipeclock, a portfolio company of Inverness Graham Investments, has been acquired by IRIS Software Group, a portfolio company HgCapital, Intermediate Capital Group, and Leonard Green & Partners	Financial Advisor
Published	05/13/2024	ZeroFOX Holdings	Mergers & Acquisitions	Sell-Side	$350.0 Million	Image Image	Technology, Security	Piper Sandler served as sell-side advisor for ZeroFOX Holdings, Inc on its sale to Haveli Investments	ZeroFOX has been acquired by Haveli	Financial Advisor
Published	05/13/2024	Merchants Bancorp	Financing, Equity Capital Markets	CMFO	$103.2 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Merchants Bancorp on its CMFO	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	05/13/2024	JAMF Software, LLC	Equity Capital Markets	CMFO	$163.4 Million	Image	Technology, Software	Piper Sandler served as co-manager for JAMF Holding Corp. on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager
Published	05/10/2024	Pacira BioSciences, Inc.	Equity Capital Markets	Convertible Offering	$250.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Pacira BioSciences, Inc. on its convertible senior note offering	Senior Note Offering	Passive Bookrunner
Published	05/10/2024	CereVasc, Inc.	Financing, Equity Private Placements	Minority Capital Raise	$73.3 Million	Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sole financial advisor for CereVasc, Inc. on a Series B Financing from Bain Capital Life Sciences and Perceptive Xontogeny Venture Fund (PXV)	CereVasc, Inc. has received a Series B Financing from Bain Capital Life Sciences and Perceptive Xontogeny Venture Fund (PXV)	Financial Advisor