Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	01/25/2024	Chapstick	Mergers & Acquisitions	Division Carve Out	$510.0 Million	Image Image Image Image	Consumer, Beauty & Personal Care	Piper Sandler served as sell-side advisor for Haleon on divestiture of ChapStick to Suave Brands Company, a portfolio company of Yellow Wood Partners	Chapstick, a portfolio company of Haleon, has been acquired by Suave Brands, a portfolio company of Yellow Wood Partners	Financial Advisor
Published	01/24/2024	Nauticus	Restructuring	Special Situations Financing		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as advisor to the Special Committee of the Board for Nauticus Robotics on a private placement of a senior secured term loan and pari passu convertible senior secured term loan	Private Placement of Senior Secured Term Loan Pari Passu Convertible Senior Secured Term Loan	Financial Advisor
Published	01/23/2024	AG Mortgage Investment Trust	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$34.5 Million	Image	Financial Services, Real Estate	Piper Sandler served as bookrunner for AG Mortgage Investment Trust on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	01/11/2024	Praxis Precision Medicines	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$172.4 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	01/09/2024	Crosta & Mollica	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Crosta & Mollica on sale to Perwyn Advisors	Crosta Mollica has been acquired by Perwyn Advisors	Financial Advisor
Published	01/08/2024	MFA Financial	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$150.0 Million	Image	Financial Services, Real Estate, Specialty Finance	Piper Sandler served as bookrunner for MFA Financial on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	01/08/2024	Federal Realty Investment Trust	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$425.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as Co-Manager for Federal Realty Investment Trust on its exchangeable notes offering	Exchangeable Senior Notes	Co-Manager
Published	01/05/2024	Catalyst Pharmaceuticals, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$150.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Catalyst Pharmaceuticals, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	01/05/2024	Newmark Group	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$600.0 Million		Financial Services, Real Estate	Piper Sandler served as co-manager for Newmark Group on its senior unsecured notes offering	Senior Unsecured Notes	Co-Manager
Published	01/04/2024	BearCom Group, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for BearCom Group, Inc., a portfolio company of Bertram Capital, on sale to Siris Capital	BearCom Group, Inc., a portfolio company of Bertram Capital, has sold to Siris Capital	Financial Advisor
Published	01/03/2024	Keros Therapeutics	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$161.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Keros Therapeutics, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	01/02/2024	G&A Partners	Mergers & Acquisitions	Sell-Side		Image Image	Services & Industrials, Business Services, Technology	Piper Sandler served as sell-side advisor for G&A Partners on its sale to TPG Capital	G&A Partners has been acquired by TPG Capital	Financial Advisor
Published	01/01/2024	Trinity Hunt Partners	Private Capital Advisory, Private Funds	Private Funds	$700.0 Million	Image	Private Capital Advisory	Piper Sandler served as sole placement agent for Trinity Hunt Partners on the Fund VII close at hard cap	Fund VII	Sole Placement Agent
Published	01/01/2024	Princeton Equity Group	Private Capital Advisory, Private Funds	Private Funds		Image Image	Private Capital Advisory	Piper Sandler served as sole placement agent to Princeton Equity Group on the raise of promoted equity to support Princeton's acquisition of Pirtek	Promoted Equity	Sole Placement Agent
Published	12/29/2023	TransGo, LLC	Mergers & Acquisitions	Division Carve Out		Image Image Image	Services & Industrials, Automotive Aftermarket	Piper Sandler served as sell-side advisor for Race Winning Brands, a portfolio company of MiddleGround Capital, on divestiture of TransGo, LLC to CenterGate Capital	Race Winning Brands, a portfolio company of MiddleGround Capital, has divested TransGo, LLC to CenterGate Capital	Financial Advisor
Published	12/29/2023	Public Trust Advisors, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management		Public Trust Advisors has entered into a strategic partnership with Flexpoint Ford	Financial Advisor
Published	12/29/2023	McIntyre Partners	Mergers & Acquisitions	Buy-Side		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as buy-side advisor for McIntyre Partners and Velocity on acquisition of MoreId, a portfolio consisting of MoreId Apply, Global Maritime and MoreId Ross Offshore	McIntyre Partners and Velocity have acquired MoreId, a portfolio consisting of MoreId Apply, Global Maritime and MoreId Ross Offshore	Financial Advisor
Published	12/28/2023	The Needham Bank	Financing, Equity Capital Markets	IPO	$410.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole marketing agent for The Needham Bank on its initial public offering	Initial Public Offering	Sole Marketing Agent
Published	12/28/2023	Dexis Consulting Group	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Dexis Consulting Group on its investment from CM Equity Partners	Dexis Consulting Group has received a strategic investment from CM Equity Partners	Financial Advisor
Published	12/27/2023	ProFrac Holding Corp.	Financing, Debt Capital Markets	Senior Secured Debt	$885.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sole placement agent for ProFrac Holding Corp. on a debt financing	Senior Secured Notes Senior Secured Term Loan	Sole Placement Agent