Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/13/2023	TELA Bio, Inc.	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for TELA Bio, Inc on an ATM offering	ATM	Sole Placement Agent
Published	11/13/2023	SimplyBank	Mergers & Acquisitions	Sell-Side	$73.4 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for SimplyBank on announced sale to First Financial Corporation	SimplyBank has agreed to be acquired by First Financial Corporation	Financial Advisor
Published	11/08/2023	CCC Intelligent Solutions Holdings Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$733.6 Million	Image	Technology, Software	Piper Sandler served as bookrunner for CCC Intelligent Solutions Holdings Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	11/07/2023	The Evans Agency	Mergers & Acquisitions	Division Carve Out	$40.0 Million	Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for The Evans Agency on the announced divestiture of Evans Insurance Agency to Arthur J. Gallagher & Co.	The Evans Agency has announced the divestiture of Evans Insurance Agency to Arthur J. Gallagher & Co.	Financial Advisor
Published	11/07/2023	Arvinas	Equity Capital Markets	At the Market Offering	$262.8 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Arvinas on an ATM offering	ATM	Sole Placement Agent
Published	11/02/2023	Lewis & Ellis	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Lewis & Ellie on sale to Novacap	Lewis & Ellis has sold to Novacap	Financial Advisor
Published	11/02/2023		Financing, Debt Capital Markets	Senior Term Loan		Image	Healthcare, Med-Tech	Piper Sandler served as sole debt placement agent for Companion Spine, LLC, a portfolio company of Viscoglioso Brothers LLC, on a debt capital raise	Senior Term Loan	Sole Placement Agent
Published	11/01/2023	LM Energy Holdings, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor for LM Energy Holdings, LLC, a portfolio company of Old Ironsides Energy, LLC, on sale of certain subsidiaries and assets related to its Touchdown Crude Oil Gathering System to Plains Oryx Permian	LM Energy Holdings, LLC, a portfolio company of Old Ironsides Energy, LLC, has sold certain subsidiaries and assets to Plains Oryx Permian	Financial Advisor
Published	11/01/2023	Kinderhook Industries	Private Capital Advisory, Secondary Capital	Secondary Capital	$1.3 Billion	Image	Private Capital Advisory	Piper Sandler served as secondary advisor to Kinderhook Industries on its Multi Asset Continuation Vehicle	Multi Asset Continuation Vehicle	Secondary Advisor
Published	11/01/2023	CQS	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management	On November 15, 2023, CQS announced that it had signed a definitive agreement to be acquired by Manulife Investment Management (“MIM”). Upon completion of the transaction, MIM will acquire the ~$13.5B AUM credit platform of CQS. In conjunction with the transaction, the founder of CQS, Lord Hintze, will spin off his hedge fund business and set up a separate asset manager. Piper Sandler served as sell-side advisor for CQS.	CQS has been acquired by Manulife Investment Management	Financial Advisor
Published	10/31/2023	Sunrgy Solar Distribution	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for Sunrgy Solar Distribution on sale to Amara NZ, a portfolio company of Cinven Ltd.	Sunrgy Solar Distribution has sold to Amara NZ, a portfolio company of Cinven Ltd.	Financial Advisor
Published	10/31/2023	The 7 Virtues Beauty Inc.	Financing, Equity Private Placements	Minority Capital Raise		Image Image	Consumer, Beauty & Personal Care	Piper Sandler served as sole placement agent for The 7 Virtues Beauty Inc. on receiving an investment from Unilever Ventures	The 7 Virtues Beauty Inc. has received an investment from Unilever Ventures	Sole Placement Agent
Published	10/31/2023	Fuel10k Limited	Mergers & Acquisitions	Sell-Side	£34.0 Million	Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advsior for Fuel10K, a leading U.K. breakfast brand, on sale to Premier Foods	Fuel10K has sold to Premier Foods	Financial Advisor
Published	10/30/2023	Tessian Ltd	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Security	Piper Sandler served as sell-side advisor for Tessian Ltd on sale to Proofpoint International, Inc.	Tessian Ltd has sold to Proofpoint International, Inc.	Financial Advisor
Published	10/25/2023	The Sterling Group	Mergers & Acquisitions	Buy-Side		Image Image	Services & Industrials, Automotive Aftermarket	Piper Sandler served as buy-side advisor for The Sterling Group on acquisition of B'laster	The Sterling Group has acquired B'laster	Financial Advisor
Published	10/24/2023	Travelpro Group Holdings Inc.	Financing, Debt Capital Markets	Senior Term Loan	$103.0 Million	Image	Consumer, Diversified Consumer Products	Piper Sandler served as sole debt placement agent for Travelpro Group Holdings, Inc., a portfolio company of MidOcean Partners, on a debt capital raise	Senior Term Loan	Financial Advisor
Published	10/16/2023	Nuvalent, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$300.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Nuvalent, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	10/13/2023	Scholar Rock Holding Corporation	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering		Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Scholar Rock Holding Corporation on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	10/12/2023	Tucker Powersports	Mergers & Acquisitions	Sell-Side		Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for Tucker Powersports, a portfolio company of Monomoy Capital Partners, on sale to Turn 14 Distribution	Tucker Powersports, a portfolio company of Monomoy Capital Partners, has sold to Turn 14 Distribution	Financial Advisor
Published	10/11/2023	Birkenstock Holding plc	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$1.5 Billion	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for Birkenstock Holding Plc on its initial public offering	Initial Public Offering	Co-Manager