Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	04/19/2023	Gamida Cell Ltd.	Financing, Equity Capital Markets	CMFO	$22.8 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole manager for Gamida Cell Ltd. on its April 2023 confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	04/17/2023	Telford Offshore	Restructuring	Out-of-Court Debt Restructuring		Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as advisor to the company on capital structure alternatives, including new capital financing alternatives	Capital Structure Advisory	Financial Advisor
Published	04/11/2023	Neovasc Inc.	Mergers & Acquisitions	Sell-Side	$147.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Neovasc Inc. on sale to Shockwave Medical, Inc.	Neovasc Inc. has sold to Shockwave Medical, Inc.	Financial Advisor
Published	04/10/2023	Alaska USA Federal Credit Union	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Debt	$110.0 Million	Image	Financial Services, Depositories	Piper Sandler served as joint placement agent for Alaska USA Federal Credit Union on a subordinated notes offering	Subordinated Notes Offering	Joint Placement Agent
Published	04/10/2023	Siren Energy	Mergers & Acquisitions	Sell-Side	$78.0 Million	Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Siren Energy on sale to Liberty Power Innovations, a subsidiary of Liberty Energy Inc.	Siren Energy has sold to Liberty Power Innovations, a subsidiary of Liberty Energy Inc.	Financial Advisor
Published	04/06/2023	Robo Global, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for Robo Global on sale to VettaFi	Robo Global has sold to VettaFi	Financial Advisor
Published	04/06/2023	BTST Services	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Healthcare Services	Piper Sandler served as sell-side advisor for BTST Services LLC on sale to Webster Equity Partners	BTST Services LLC has sold to Webster Equity Partners	Financial Advisor
Published	04/04/2023	Protagonist Therapeutics, Inc.	Equity Capital Markets	CMFO	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Protagonist Therapeutics, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	04/03/2023	National Bank Holdings Corp.	Mergers & Acquisitions	Buy-Side		Image Image Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for National Bank Holdings Corp. on acquisition of Cambr, a subsidiary of StoneCastle Partners, LLC	National Bank Holdings Corp. has acquired Cambr, a subsidiary of StoneCastle Partners, LLC	Financial Advisor
Published	04/01/2023	Solidcore	Financing, Equity Private Placements	Minority Capital Raise		Image Image	Consumer, Health & Wellness Services	Piper Sandler served as sole financial advisor for Solidcore Holdings, LLC on a significant minority investment from Kohlberg & Co.	Solidcore Holdings, LLC has received an investment from Kohlberg & Co.	Financial Advisor
Published	04/01/2023	Palatine Impact	Private Capital Advisory, Private Funds	Private Funds		Image	Private Capital Advisory	Piper Sandler served as sole placement agent to Palatine Impact on the capital raise for Impact Fund II	Fund II	Sole Placement Agent
Published	03/31/2023	Innovia Medical, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Innovia Medical, LLC, a portfolio company of Shore Capital, on sale to Inverness Graham	Innovia Medical, LLC, a portfolio company of Shore Capital, has sold to Inverness Graham	Financial Advisor
Published	03/31/2023	ConocoPhillips	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as buy-side advisor for ConocoPhillips on the acquisition of the outstanding 50% equity interests in Beta Crude Connector, LLC from Frontier Midstream Solutions IV, LLC	ConocoPhillips has acquired the outstanding 50% equity interests in Beta Crude Connector, LLC from Frontier Midstream Solutions IV, LLC	Financial Advisor
Published	03/31/2023	Cleveland Integrity Services	Restructuring	Chapter 11 Reorganization		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor
Published	03/30/2023	Silicon Valley Bridge Bank, National Association	Mergers & Acquisitions, Restructuring	Sell-Side		Image Image Image	Financial Services, Asset & Wealth Management, Depositories	Piper Sandler advised The Federal Deposit Insurance Corporation on its sale of all deposits and loans of Silicon Valley Bridge Bank, N.A. to First-Citizens Bank & Trust Company	First-Citizens Bank & Trust Company has acquired Silicon Valley Bridge Bank, N.A. from the FDIC	Financial Advisor
Published	03/24/2023	Technical and Management Resources	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Technical and Management Resources on its sale to The One 23 Group, a portfolio company of Willow Creek Partners	Technical and Management Resources, Inc, has been acquired by The One 23 Group, a portfolio company of Willow Creek Partners	Financial Advisor
Published	03/23/2023	USD Partners LP	Mergers & Acquisitions	Sell-Side	$33.0 Million	Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor for USD Partners LP on sale of its Casper rail terminal to Midstream Energy Partners LLP	USD Partners LP has sold its Casper rail terminal to Midstream Energy Partners LLP	Financial Advisor
Published	03/21/2023	Blackhawk Bancorp. Inc.	Mergers & Acquisitions	Sell-Side	$90.3 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Blackhawk Bancorp, Inc. on sale to First Mid Bancshares, Inc.	Blackhawk Bancorp, Inc. has sold to First Mid Bancshares, Inc.	Financial Advisor
Published	03/20/2023	FreshPet	Equity Capital Markets	Convertible Offering	$402.5 Million	Image	Consumer, Diversified Consumer Products	Piper Sandler served as co-manager for Freshpet, Inc. on a convertible notes offering	Convertible Notes Offering	Co-Manager
Published	03/19/2023	Signature Bridge Bank, National Association	Mergers & Acquisitions, Restructuring	Sell-Side		Image Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for The Federal Deposit Insurance Corporation on sale of substantially all deposits and certain loan portfolios of Signature Bridge Bank, N.A. to New York Community Bancorp, Inc.	New York Community Bancorp, Inc. has acquired Signature Bridge Bank, N.A. from the FDIC	Financial Advisor