Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	08/01/2023	Kohlberg & Company, L.L.C.	Mergers & Acquisitions	Buy-Side		Image Image	Services & Industrials, Business Services	Piper Sandler served as buy-side advisor for Kohlberg & Company, LLC on acquisition of Engage PEO	Kohlberg & Company, LLC has acquired Engage PEO	Financial Advisor
Published	08/01/2023	Procept Biorobotics Corp.	Financing	Confidentially Marketed Follow-On Offering	$149.9 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Procept BioRobotics Corporation on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	08/01/2023	Princeton Equity Group	Private Capital Advisory	Private Funds	$575.0 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent to Princeton Equity Group on its close and hard cap for an oversubscribed franchisor and multi-unit specialist fund	Fund II	Sole Placement Agent
Published	08/01/2023	GWG Holdings, Inc	Restructuring	Chapter 11 Reorganization		Image	Financial Services, Insurance	Piper Sandler served as financial advisor to the Committee, which has a fiduciary duty to represent over 27,000 individual L Bondholders, who are mostly retail investors	Chapter 11 Reorganization	Financial Advisor
Published	07/28/2023	Global Guardian LLC	Mergers & Acquisitions	Sell-Side		Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for Global Guardian LLC on sale to Align Capital Partners	Global Guardian LLC has sold to Align Capital Partners	Financial Advisor
Published	07/27/2023	Inozyme Pharma, Inc.	Financing	CMFO	$60.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Inozyme Pharma, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	07/27/2023	Jimmy's Iced Coffee Limited	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Jimmy's Iced Coffee Limited on sale to Britvic	Jimmy's Iced Coffee Limited has sold to Britvic	Financial Advisor
Published	07/26/2023	PacWest Bancorp	Mergers & Acquisitions	Sell-Side	$1.0 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for PacWest Bancorp on announced sale to Banc of California	PacWest Bancorp has agreed to merge with Banc of California	Financial Advisor
Published	07/25/2023	Atlantic Union Bankshares	Mergers & Acquisitions	Buy-Side	$417.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Atlantic Union Bankshares on announced acquisition of American National Bankshares Inc.	Atlantic Union Bankshares has agreed to acquire American National Bankshares Inc.	Financial Advisor
Published	07/20/2023	Turnstone Biologics Inc.	Financing	IPO	$80.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Turnstone Biologics Corp. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/20/2023	PD&MS Energy (Aberdeen) Ltd.	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for PD&MS Energy on sale to RSK Group Limited	PD&MS Energy has sold to RSK Group Limited	Financial Advisor
Published	07/20/2023	TOTAL S.A.	Mergers & Acquisitions	Division Carve Out		Image Image	Chemicals	Piper Sandler served as sell-side advisor for TOTAL S.A. on sale of carve-out assets assets of TotalEnergies Cray Valley S.A. operations, comprising the Wingtack®, PolyBD® and Dymalink® product lines, to Pacific Avenue Capital Partners, LLC	TotalEnergies has sold certain Cray Valley S.A. businesses to Pacific Avenue Capital Partners, LLC	Financial Advisor
Published	07/18/2023	eTelligent Group	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for eTelligent Group on its strategic investment from IMB Partners	eTelligent Group has received a strategic investment from IMB Partners	Financial Advisor
Published	07/18/2023	Trident Systems	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Trident Systems on its sale to Lightridge Solutions, a portfolio company of ATL Partners	Trident Systems has been acquired by Lightridge Solutions, a portfolio company of ATL Partners	Financial Advisor
Published	07/17/2023	Bluesight, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Bluesight, Inc. on sale to Thoma Bravo, followed by the simultaneous add-on acquisition of Medacist Solutions Group by Bluesight		Financial Advisor
Published	07/17/2023	CyberGRX	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Security	Piper Sandler served as sell-side advisor for CyberGRX on sale to ProcessUnity, a portfolio company of Marlin Management Company, LLC	CyberGRX has sold to ProcessUnity, a portfolio company of Marlin Management Company, LLC	Financial Advisor
Published	07/14/2023	Sagimet Biosciences	Financing	IPO	$85.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Sagimet Biosciences, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/11/2023	NextPhase Medical Devices	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for NextPhase Medical Devices, a portfolio company of Kidd & Company, LLC, on sale to Arterex, a portfolio company of Investindustrial	NextPhase Medical Devices, a portfolio company of Kidd & Company, LLC, has sold to Arterex, a portfolio company of Investindustrial	Financial Advisor
Published	07/05/2023	Solenis LLC	Mergers & Acquisitions	Buy-Side	$4.6 Billion	Image Image Image Image	Chemicals	Piper Sandler served as buy-side advisor for Solenis, a portfolio company of Platinum equity, on acquisition of Diversey Holdings, Ltd.	Solenis, a portfolio company of Platinum equity, has acquired Diversey Holdings, Ltd.	Financial Advisor
Published	07/01/2023	Project Sunfyre	Private Capital Advisory	Secondary Capital	$173.0 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as secondary advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor