Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/05/2025	Capricor Therapeutics	Equity Capital Markets	CMFO	$172.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Capricor Therapeutics on its CMFO	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	12/02/2025	Kestra Medical Technologies	Equity Capital Markets	Follow-On Offering	$158.7 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Kestra Medical Technologies on its follow-on offering	Follow-On Offering	Active Bookrunner
Published	12/01/2025	Breeze Autocare	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Automotive Aftermarket	Piper Sandler served as sell-side advisor for Breeze Autocare, a portfolio company of Grennbriar Equity Group, on its sale to Valvoline	Breeze Autocare, a portfolio company of Greenbriar, has been acquired by Valvoline	Financial Advisor
Published	12/01/2025	Litman Gregory Wealth Management	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for iM Global Partner on its sale of RIA affiliate Litman Gregory Wealth Management to Beacon Pointe Advisors	iM Global Partner has sold Litman Gregory to Beacon Pointe	Financial Advisor
Published	12/01/2025	American National Corporation	Mergers & Acquisitions	Sell-Side	$604.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for American National Corporation on its announced merger with Associated Banc-Corp	The holding company for American National Bank has agreed to merge with Associated Banc-Corp	Financial Advisor
Published	11/29/2025	Personalis, Inc.	Equity Capital Markets	At the Market Offering	$100.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as lead sales agent for Personalis, Inc on an ATM offering	ATM Program Common Stock	Lead Sales Agent
Published	11/28/2025	Brooge Petroleum and Gas Investment Company	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Brooge Petroleum and Gas Investment Company on its sale of assets and subsidiaries to Gulf Navigation	Brooge Petroleum and Gas Investment Company has sold its assets and subsidiaries to Gulf Navigation	Financial Advisor
Published	11/25/2025	Bowhead Specialty Holdings	Debt Capital Markets	Senior Notes	$150.0 Million	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for Bowhead Specialty Holding's senior notes offering	Senior Notes	Joint Bookrunner
Published	11/24/2025	Blue Foundry Bancorp	Mergers & Acquisitions	Sell-Side	$243.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Blue Foundry Bancorp on its announced merger with Fulton Financial Corporation	Blue Foundry Bancorp has agreed to merge with Fulton Financial Corporation	Financial Advisor
Published	11/21/2025	Citizens National Bank of Texas	Debt Capital Markets	Subordinated Notes	$35.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Citizens National Bank of Texas on its subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	11/21/2025	Compeer Financial	Equity Capital Markets	Preferred Stock	$300.0 Million	Image	Financial Services	Piper Sandler served as sole initial purchaser for Compeer Financial on its perpetual preferred stock	Perpetual Preferred Stock	Sole Initial Purchaser
Published	11/20/2025	Millennium Corporation	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Millennium Corporation on its sale to Markon, a portfolio company of Sterling Investment Partners	Millennium Corporation has been acquired by Markon, a portfolio company of Sterling Investment Partners	Financial Advisor
Published	11/20/2025	Pinnacle Financial Corporation	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy side advisor for Pinnacle Financial Corporation on its announced merger with Morris State Bank	Pinnacle Financial Corporation has agreed to merge with the holding company for Morris State Bank	Financial Advisor
Published	11/19/2025	NextPoint Group	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for NextPoint Group on its strategic investment from Godspeed Capital Management LP	NextPoint Group has received a strategic investment from Godspeed Capital	Financial Advisor
Published	11/19/2025	American Integrity Insurance Group	Equity Capital Markets	Follow-On Offering		Image	Financial Services, Insurance	Piper Sandler served as bookrunner for American Integrity Insurance Group, Inc. on its follow-on offering	Follow-On Offering	Active Bookrunner
Published	11/19/2025	Central Bancompany	Equity Capital Markets	IPO	$373.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Central Bancompany on its IPO	Initial Public Offering	Joint Bookrunner
Published	11/17/2025	Shore Bancshares	Debt Capital Markets	Subordinated Notes	$60.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Shore Bancshares, Inc. on its subordinated notes offering	Subordinated Notes	Lead Placement Agent
Published	11/17/2025	Dickinson Financial Corporation	Debt Capital Markets	Subordinated Notes	$65.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Dickinson Financial Corporation on its subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	11/17/2025	Leonard Green & Partners	Mergers & Acquisitions	Buy-Side		Image Image Image	Services & Industrials, Residential Services	Piper Sandler served as buy-side advisor for Leonard Green & Partners on its acquisition of Jones Lake Management, a portfolio company of Fort Point Capital	Leonard Green & Partners has acquired Jones Lake Management, a portfolio company of Fort Point Capital	Financial Advisor
Published	11/17/2025	Redwood Trust	Debt Capital Markets	Senior Notes	$100.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as bookrunner for Redwood Trust on its senior notes offering	Senior Notes	Joint Bookrunner