Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/20/2022	Xylem, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as sell-side advisor for Xylem, Inc. on sale to Sterling Investment Partners and combined with Sterling's existing portfolio company Kendall Vegetation Services	Xylem, Inc. has been acquired by Sterling Investment Partners and combined with Kendall Vegetation Services	Financial Advisor
Published	09/19/2022	Ventyx Biosciences	Financing, Equity Capital Markets	PIPE	$176.6 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Ventyx Biosciences, Inc. on a PIPE offering	PIPE	Joint Placement Agent
Published	09/15/2022	First Watch Restaurants, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$80.2 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for First Watch Restaurants, Inc. on a follow on offering	Follow-On Offering	Passive Bookrunner
Published	09/14/2022	SkyePoint Decisions	Mergers & Acquisitions	Buy-Side		Image Image	Technology, Defense & Government	Piper Sandler served as buy-side advisor for SkyePoint Decisions on its acquisition of SNR Government IT Services	SkyePoint Decisions has acquired SNR	Financial Advisor
Published	09/13/2022	Point Biopharmaa Inc.	Financing, Equity Capital Markets	CMFO	$139.4 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for POINT Biopharmaa Global, Inc. on its follow on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	09/09/2022	Whitestone REIT	Financing, Equity Capital Markets	At the Market Offering	$100.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as placement agent for Whitestone REIT on an ATM offering	ATM Program Common Stock	Sole Placement Agent
Published	09/09/2022	DISA Global Solutions, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for DISA Global Solutions, Inc., a portfolio company of Court Square Capital Partners L.P., on sale to Audax Group, Inc.	DISA Global Solutions, Inc., a portfolio company of Court Square Capital Partners L.P., has been acquired by Audax Group, Inc.	Co-Lead
Published	09/09/2022	B2W Software	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Software	Piper Sandler served as sell-side advisor for B2W Software on sale to Trimble	B2W Software has been acquired by Trimble	Financial Advisor
Published	09/07/2022	Aquestive Therapeutics	Equity Capital Markets	At the Market Offering	$35.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Aquestive Therapeutics on an ATM offering	ATM	Sole Placement Agent
Published	09/07/2022	Techmer PM, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Chemicals	Piper Sandler served as sell-side advisor for SK Capital Partners, LP on sale of Techmer to Gryphon Investors	Techmer, a portfolio company of SK Capital Partners, LP, has been acquired by to Gryphon Investors	Financial Advisor
Published	09/06/2022	Shawcor Ltd.	Mergers & Acquisitions	Division Carve Out		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Shawcor on divestiture of Lake Superior Consulting in a management buyout	Shawcor has divested Lake Superior Consulting in a management buyout	Financial Advisor
Published	09/02/2022	ProFrac Holding Corp.	Financing, Debt Capital Markets	Senior Term Loan	$250.0 Million	Image $profrac_holding_corp.png$	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sole placement agent for ProFrac Holding Corp. on a debt capital raise	Senior Term Loan	Financial Advisor
Published	09/02/2022	Vantage Point Logistics, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Vantage Point Logistics, Inc., a portfolio company of Radian Capital, on sale to LLR Partners	Vantage Point Logistics, Inc., a portfolio company of Radian Capital, has been acquired by LLR Partners	Financial Advisor
Published	09/01/2022	Project Halcyon	Private Capital Advisory, Secondary Capital	Secondary Capital	$39.0 Million		Private Capital Advisory	Piper Sandler served as sole financial advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	09/01/2022	First United Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$92.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-placement agent for First United on a 6.00% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Joint Placement Agent
Published	09/01/2022	Third Coast Bancshares, Inc.	Equity Capital Markets, Financing	Preferred Stock	$69.4 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Third Coast Bancshares, Inc. on a 6.70% non-cumulative convertible preferred stock offering	Preferred Stock	Sole Placement Agent
Published	09/01/2022	Laredo Energy	Mergers & Acquisitions	Division Carve Out		Image	Energy, Power & Infrastructure, Upstream	Piper Sandler served as financial advisor for Laredo Energy on divestiture of Eagle Ford assets	Laredo Energy has divested Eagle Ford assets	Financial Advisor
Published	09/01/2022	Corebridge	Financing, Equity Capital Markets	IPO	$1.7 Billion	Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as lead active bookrunner for Corebridge on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/01/2022	Southern Missouri Bancorp	Mergers & Acquisitions	Buy-Side	$140.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Southern Missouri Bancorp on acquisition of Citizens Bancshares Company	Southern Missouri Bancorp has acquired Citizens Bancshares Company	Financial Advisor
Published	09/01/2022	Peach State Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$10.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Peach State Bancshares on a 6.25% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent