Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/01/2021	Apex Bancorp, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Apex Bancorp, Inc., holding company for Apex Bank, on a 4.25% fixed rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	11/01/2021	Broadmark Realty Capital	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$100.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Broadmark Realty Capital on a 5.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	11/01/2021	J.C. Flowers & Co.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Insurance	Piper Sandler served as buy-side advisor for J.C. Flowers & Co. on acquisition of Tricor Insurance	J.C. Flowers & Co. has acquired Tricor Insurance	Financial Advisor
Published	11/01/2021	QCR Holdings, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for QCR Holdings, Inc. on acquisition of Guaranty Bank	QCR Holdings, Inc. has acquired Guaranty Bank	Financial Advisor
Published	11/01/2021	Project Nala	Private Capital Advisory, Secondary Capital	Secondary Capital	$161.0 Million		Private Capital Advisory	Piper Sandler served as sole financial advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	11/01/2021	Renasant Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$200.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Renasant Corporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	11/01/2021	Engineered Fastener Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Distribution	Piper Sandler served as sell-side advisor for EFC International, a portfolio company of Quad-C Management, on sale to Frontenac Company	EFC International, a portfolio company of Quad-C Management, has been acquired by Frontenac Company	Financial Advisor
Published	11/01/2021	Balance Point Capital Partners	Mergers & Acquisitions	Minority Investment		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as financial advisor for Balance Point Capital Partners on a strategic minority investment from Nassau Investment Group	Balance Point Capital Partners has received a strategic minority investment from Nassau Investment Group	Financial Advisor
Published	10/29/2021	Molded Devices, Inc.	Financing, Debt Capital Markets	Senior Term Loan		Image	Healthcare, Med-Tech	Piper Sandler served as sole placement agent for Molded Devices, Inc. on its debt capital raise	Senior Term Loan	Financial Advisor
Published	10/29/2021	Titanium Exploration Partners LLC	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Upstream	Piper Sandler served as financial advisor for Castlelake on divestiture of its non-operating wellbore interest and a portion of its undeveloped leasehold managed to Titanium Exporation Partners, LLC	Castlelake has divested its non-operating wellbore interest and a portion of its undeveloped leasehold managed to Titanium Exporation Partners, LLC	Financial Advisor
Published	10/29/2021	Udemy, Inc.	Financing, Equity Capital Markets	IPO	$439.4 Million	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for Udemy, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	10/28/2021	Sonendo, Inc.	Financing, Equity Capital Markets	IPO	$93.6 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Sonendo, Inc. on on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/28/2021	Elite Body Sculpture, Inc.	Financing, Equity Capital Markets	IPO	$88.5 Million	Image Image	Consumer, Health & Wellness Services	Piper Sandler served as bookrunner for AirSculpt Technologies, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/27/2021	Solo Brands	Financing, Equity Capital Markets	IPO	$252.0 Million	Image	Consumer, Diversified Consumer Products	Piper Sandler served as bookrunner for Solo Brands, Inc. on its initial public offering	Initial Public Offering	Left Bookrunner
Published	10/27/2021	Repare Therapeutics Inc.	Financing, Equity Capital Markets	CMFO	$101.2 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Repare Therapeutics Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	10/26/2021	Rent The Runway, Inc.	Financing, Equity Capital Markets	IPO	$357.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Rent the Runway, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	10/26/2021	Harvey Performance Company, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for Harvey Performance Company, a portfolio company of Summit Partners, on sale to Berkshire Partners	Harvey Performance Company, a portfolio company of Summit Partners, has been acquired by Berkshire Partners	Financial Advisor
Published	10/25/2021	FoundOcean Holdings Limited	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for FoundOcean Holdings Limited on sale to Venterra Group	FoundOcean Holdings Limited has been acquired by Venterra Group	Financial Advisor
Published	10/25/2021	Paragon 28, Inc.	Financing, Equity Capital Markets	IPO	$143.8 Million	Image	Healthcare, Med-Tech	Piper Sandler served as joint lead bookrunner for Paragon 28, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	10/25/2021	Controlled Products, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Building Products	Piper Sandler served as sell-side advisor for Controlled Products, LLC, a portfolio company of Clearview Capital, on sale to Sentinel Capital Partners	Controlled Products, LLC, a portfolio company of Clearview Capital, has been acquired by Sentinel Capital Partners	Financial Advisor