Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/01/2021	Ellington Financial	Financing	Preferred Stock	$120.0 Million	Image	Financial Services	Piper Sandler served as sole bookrunner for Ellington Financial on a 6.255 Series B fixed-rate resert cumulative redeemable preferred stock offering	Preferred Stock	Left Bookrunner
Published	12/01/2021	Transverse Insurance Group	Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$30.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Transverse Insurance Group on a 6.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	12/01/2021	Atlantic Union Bancshares	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$250.0 Million	Image	Financial Services, Depositories	Piper Sandler served as joint bookrunner for Atlantic Union Bancshares on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	12/01/2021	Ameris Bancorp	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Ameris Bancorp on acquisition of Balboa Capital	Ameris Bancorp has acquired Balboa Capital	Financial Advisor
Published	12/01/2021	Dart Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$15.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Dart Financial Corporation, holding company for Dart Bank, on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	GBank Financial Holdings Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Gbank Financial Holdings Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	JD Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for JD Bancshares, Inc., holding company for JD Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	12/01/2021	Platform Partners	Private Capital Advisory	Capital Solutions		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent for Platform Partners in the acquisition of SouthCoast	Raised promoted equity for acquisition	Sole Placement Agent
Published	11/30/2021	AECOM	Mergers & Acquisitions	Division Carve Out		Image Image	Technology, Technology Services	Piper Sandler served as sell-side advisor for AECOM on divestiture of Canadian Oil & Gas to Graham Construction	AECOM has divested Canadian Oil & Gas to Graham Construction	Financial Advisor
Published	11/30/2021	Resonetics, LLC.	Mergers & Acquisitions	Sell-Side	$2.3 Billion	Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Resonetics, LLC, a portfolio company of GTCR, on sale of a significant minority interest in Resonetics, LLC to The Carlyle Group	GTCR has sold a significant stake in Resonetics, LLC to The Carlyle Group	Financial Advisor
Published	11/30/2021	Soligent Holdings, Inc	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for Soligent Holdings, Inc. on sale to City Electric Supply Company	Soligent Holdings, Inc. has been acquired by City Electric Supply Company	Financial Advisor
Published	11/30/2021	Restore Hyper Wellness + Cryotherapy	Mergers & Acquisitions	Minority Investment		Image Image	Consumer, Health & Wellness Services	Piper Sandler served as financial advisor for Restore Hyper WEllness + Cryotherapy (Austin Cryo Ventures, LLC) on a significant investment from General Atlantic	Minority Investment	Financial Advisor
Published	11/29/2021	Quilvest Capital Partners	Mergers & Acquisitions	Buy-Side		Image Image	Healthcare, Healthcare Services	Piper Sandler served as buy-side advisor for Quilvest Capital Partners on acquisition of UrgentMED	Quilvest Capital Partners has acquired UrgentMED	Financial Advisor
Published	11/29/2021	Quilvest Capital Partners	Financing	Senior Term Loan	$190.0 Million	Image Image	Healthcare, Healthcare Services	Piper Sandler served as sole placement agent for Quilvest Capital Partners’ acquisition financing of UrgentMED	Senior Term Loan	Sole Placement Agent
Published	11/25/2021	Beauty Industry Group, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Beauty & Personal Care	Piper Sandler served as sell-side advisor for Beauty Industry Group, Inc., a portfolio company of HGGC, on sale to L Catterton	Beauty Industry Group, Inc., a portfolio company of HGGC, has been acquired by L Catterton	Financial Advisor
Published	11/25/2021	Medbio Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Medbio, LLC, a portfolio company of Graham Partners, Inc., on sale to Berwind Corporation	Medbio, LLC, a portfolio company of Graham Partners, Inc., has been acquired by Berwind Corporation	Financial Advisor
Published	11/23/2021	Ovme Mobile, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Health & Wellness Services	Piper Sandler served as sell-side advisor for OVME, LLC on sale to VMG Partners	OVME, LLC has been acquired by VMG Partners	Financial Advisor
Published	11/22/2021	Integrated Power Services, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for Integrated Power Services, LLC, a portfolio company of Odyssey Investment Partners, on sale to Searchlight Capital Partners	Integrated Power Services, LLC, a portfolio company of Odyssey Investment Partners, has been acquired by Searchlight Capital Partners	Financial Advisor
Published	11/18/2021	SEMrush Holdings, Inc.	Financing	Follow-On Offering	$102.5 Million	Image	Technology, Software	Piper Sandler served as co-manager for SEMrush Holdings, Inc. on its follow on offering	Follow-On Offering	Co-Manager
Published	11/18/2021	Level Up	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Level Up on its sale to AVIAN	Level Up has been acquired by AVIAN	Financial Advisor