Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/01/2021	MVB Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Joint Placement Agent
Published	09/01/2021	Ark Invest	Mergers & Acquisitions	Strategic Advisory		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as financial advisor for ARK Invest on the repurchase of 100% of the equity interests in ARK Invest held by Resolute Investment Managers	ARK Invest has repurchased 100% of the equity interests in ARK Invest held by Resolute Investment Managers	Financial Advisor
Published	09/01/2021	Orange County Bancorp, inc.	Equity Capital Markets, Financing	IPO	$38.5 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Orange County Bancorp, inc. on its initial public offering	Initial Public Offering	Left Bookrunner
Published	09/01/2021	Project Creeky	Private Capital Advisory, Secondary Capital	Secondary Capital	$36.0 Million		Private Capital Advisory	Piper Sandler served as sole financial advisor on the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	09/01/2021	Jamesmark Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Jamesmark Bancshares, Inc. on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	09/01/2021	Euclid Transactional	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Euclid Transactional on sale of a minority stake to Searchlight	Euclid Transactional has sold a minority stake to Searchlight	Financial Advisor
Published	09/01/2021	Euclid Transactional	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Secured Debt		Image	Financial Services, Insurance	Piper sandler served as sole placement agent for Euclid Transactional on a senior secured debt offering	Senior Secured Debt	Sole Placement Agent
Published	09/01/2021	ACBB	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for ACBB on divestiture of BITS to New Era Technology	ACBB has divested BITS to New Era Technology	Financial Advisor
Published	09/01/2021	United Fidelity Bank	Equity Capital Markets, Financing	Preferred Stock	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for United Fidelity Bank on a 7.00% non-cululative perpetual preferred stock offering	Preferred Stock	Sole Placement Agent
Published	09/01/2021	OFB Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for OFB Bancshares, Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	08/31/2021	Osteon Medical	Mergers & Acquisitions	Sell-Side		Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Osteon Medical, a portfolio company of Armitage Partners., on sale to Keystone Dental Group, a portfolio company of Accelmed	Osteon Medical, a portfolio company of Armitage Partners, has been acquired by Keystone Dental, a portfolio company of Accelmed	Financial Advisor
Published	08/31/2021	NexTier Oilfield Solutions Inc.	Mergers & Acquisitions	Buy-Side	$268.0 Million	Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as buy-side advisor for NexTier Oilfield Solutions on acquisition of Alamo Pressure Pumping	NexTier Oilfield Solutions has acquired Alamo Pressure Pumping	Financial Advisor
Published	08/30/2021	NationsBuilders Insurance Services, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for NationsBuilders Insurance Services, Inc. on sale to Align Financial Holdings, LLC	NationsBuilders Insurance Services, Inc. has has been acquired by Align Financial Holdings, LLC	Financial Advisor
Published	08/30/2021	Humacyte, Inc.	Financing, Equity Capital Markets	PIPE	$175.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole placement agent for Humacyte, Inc. on a PIPE offering	PIPE	Sole Placement Agent
Published	08/28/2021	Terreno Realty Corporation	Equity Capital Markets	At the Market Offering	$500.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as placement agent for Terreno Realty Corporation on an ATM offering	ATM	Sole Placement Agent
Published	08/26/2021	Special Committee of Santander Consumer USA Holdings Inc.	Mergers & Acquisitions	Take Private	$2.5 Billion	Image Image	Financial Services, Specialty Finance	Piper Sandler served as sell-side advisor for the Santander Consumer USA Holdings Inc. on its take private by Santander Holdings USA, Inc.	Santander Consumer USA Holdings Inc. has been taken private by Santander Holdings USA, Inc.	Financial Advisor
Published	08/26/2021	BITS	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Services & Industrials, Business Services	Piper Sandler served as sell-side advisor for ACBB-BITS, a subsidiary of Atlantic Community Bankers Bank, on its sale to New Era Technology, Inc., a portfolio company of Sentinel Capital Partners	ACBB-BITS, a subsidiary of Atlantic Community Bankers Bank, has been acquired by New Era Technology, Inc., a portfolio company of Sentinel Capital Partners	Financial Advisor
Published	08/24/2021	Aadi Bioscience, Inc.	Financing, Equity Capital Markets	PIPE	$155.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as co-placement agent and financial advisor for Aadi Bioscience, Inc. on a PIPE offering	PIPE	Joint Placement Agent
Published	08/24/2021	Aadi Bioscience, Inc.	Mergers & Acquisitions	Merger	$206.8 Million	Image Image	Healthcare, Biopharma	Piper Sandler served as financial advisor for Aadi Bioscience, Inc. on its merger with Aerpio Pharmaceuticals, Inc.	Aadi Bioscience, Inc. has merged with Aerpio Pharmaceuticals, Inc.	Financial Advisor
Published	08/23/2021	Seacoast Banking Corporation of Florida	Mergers & Acquisitions	Buy-Side	$53.9 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Sabal Palm Bancorp, Inc.	Seacoast Banking Corporation of Florida has acquired Sabal Palm Bancorp, Inc.	Financial Advisor