Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	08/01/2021	Heartland Financial USA, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole bookrunner for HTLF on a 2.75% fixed-to-floating rate subordinates notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	08/01/2021	Delta Bancshares Company	Mergers & Acquisitions	Sell-Side	$106.3 Million	Image Image	Financial Services, Depositories	Piper Sandler has served as sell-side advisor for Delta Bancshares Company on sale to First Mid Bancshares, Inc.	Delta Bancshares Company has been acquired by First Mid Bancshares, Inc.	Financial Advisor
Published	08/01/2021	First Internet Bank	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$60.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for First Internet Bank on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	08/01/2021	A10 Capital	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$165.0 Million	Image	Financial Services, Diversified Financials	Piper Sandler served as sole placement agent for A10 Capital on a 5.875% senior secured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	08/01/2021	NexBank Capital, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for NexBank Capital, Inc. on a 4.00% fixed-to-floating subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	08/01/2021	Hanmi Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$110.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Hanmi Financial Corporation on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	08/01/2021	Arbor Realty Trust, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$270.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a 4.50% senior notes offerin due in 2026	Senior Notes	Sole Placement Agent
Published	07/30/2021	Emerald Textiles LLC	Financing, Debt Capital Markets	Senior Term Loan	$245.0 Million	Image	Services & Industrials, Industrial Services	Piper Sandler served as sole placement agent for Emerald Textiles LLC on its debt capital raise	Senior Term Loan	Joint Placement Agent
Published	07/30/2021	Kymera Therapeutics LLC	Financing, Equity Capital Markets	Follow-On Offering	$257.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Kymera Therapeutics LLC on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	07/30/2021	Bessemer Investors	Mergers & Acquisitions	Buy-Side		Image Image	Services & Industrials, Building Products	Piper Sandler served as buy-side advisor for Bessemer Investors on acquisition of Legacy Restoration, LLC	Bessemer Investors has acquired Legacy Restoration, LLC	Financial Advisor
Published	07/30/2021	AWP, Inc.	Mergers & Acquisitions	Buy-Side		Image Image Image Image	Services & Industrials, Facility Services	Piper Sandler served as buy-side advisor for Area Wide Protective, a portfolio company of Kohlberg & Co., on acquisition of Statewide Safety Systems, a portfolio company of Sterling Partners	Area Wide Protective, a portfolio company of Kohlberg & Co., has acquired Statewide Safety Systems from Sterling Partners	Financial Advisor
Published	07/30/2021	Miyoko's Kitchen, Inc.	Mergers & Acquisitions	Minority Investment	$52.0 Million	Image	Consumer, Food & Beverage	Piper Sandler served as financial advisor and placement agent for Miyoko's Creamery on a Series C Preferred equity raise	Miyoko's Kitchen, Inc. has received an investment from PowerPlant Ventures	Financial Advisor
Published	07/30/2021	Pangeo Subsea Inc	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for PanGeo Subsea Inc. on sale to Kraken Robotics Inc.	PanGeo Subsea Inc. has been acquired by Kraken Robotics Inc.	Financial Advisor
Published	07/29/2021	thredUP, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$179.2 Million	Image	Consumer, Technology, Internet & Digital Media	Piper Sandler served as co-manager for thredUp, Inc on a follow-on offering	Follow-On Offering	Co-Manager
Published	07/29/2021	Omega Therapeutics, Inc.	Financing, Equity Capital Markets	IPO	$141.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Omega Therapeutics, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/29/2021	Traeger Pellet Grills, LLC	Financing, Equity Capital Markets	IPO	$487.0 Million	Image	Consumer, Diversified Consumer Products	Piper Sandler served as bookrunner for Traeger, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	07/28/2021	Nuvalent	Financing, Equity Capital Markets	IPO	$190.6 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Nuvalent, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/28/2021	Riskified, Ltd.	Financing, Equity Capital Markets	IPO	$422.6 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Riskified, Ltd. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/28/2021	Investors Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$3.5 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for advised Investors Bancorp Inc. on sale to Citizens Financial Group, Inc.	Investors Bancorp Inc. has been acquired by Citizens Financial Group, Inc.	Financial Advisor
Published	07/28/2021	PowerSchool Holdings, Inc.	Financing, Equity Capital Markets	IPO	$817.1 Million	Image	Technology, Software	Piper Sandler served as co-manager for PowerSchool Holdings, Inc. on its initial public offering	Initial Public Offering	Co-Manager