Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/01/2021	Alternative Asset Manager	Financing	Senior Notes	$10.5 Million		Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent for an alternative asset manager on a senior unsecured notes offering	Senior Unsecured Notes Offering	Sole Placement Agent
Published	09/01/2021	Beauty Industry Group	Financing	Senior Term Loan		Image	Consumer, Beauty & Personal Care	Piper Sandler Finance served as sole staple provider for Beauty Industry Group on a senior secured term loan, delayed draw term loan and revolver	Senior Secured Term Loan Delayed Draw Term Loan & Revolver	Sole Staple Provider
Published	09/01/2021	MVB Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Joint Placement Agent
Published	09/01/2021	OFB Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for OFB Bancshares, Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	09/01/2021	Ark Invest	Mergers & Acquisitions	Strategic Advisory		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as financial advisor for ARK Invest on the repurchase of 100% of the equity interests in ARK Invest held by Resolute Investment Managers	ARK Invest has repurchased 100% of the equity interests in ARK Invest held by Resolute Investment Managers	Financial Advisor
Published	09/01/2021	LedgerX	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for LedgerX on sale to FTX.US	LedgerX has been acquired by FTX.US	Financial Advisor
Published	08/31/2021	Osteon Medical	Mergers & Acquisitions	Sell-Side		Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Osteon Medical, a portfolio company of Armitage Partners., on sale to Keystone Dental Group, a portfolio company of Accelmed	Osteon Medical, a portfolio company of Armitage Partners, has been acquired by Keystone Dental, a portfolio company of Accelmed	Financial Advisor
Published	08/31/2021	NexTier Oilfield Solutions Inc.	Mergers & Acquisitions	Buy-Side	$268.0 Million	Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as buy-side advisor for NexTier Oilfield Solutions on acquisition of Alamo Pressure Pumping	NexTier Oilfield Solutions has acquired Alamo Pressure Pumping	Financial Advisor
Published	08/30/2021	NationsBuilders Insurance Services, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for NationsBuilders Insurance Services, Inc. on sale to Align Financial Holdings, LLC	NationsBuilders Insurance Services, Inc. has has been acquired by Align Financial Holdings, LLC	Financial Advisor
Published	08/30/2021	Humacyte, Inc.	Financing	PIPE	$175.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole placement agent for Humacyte, Inc. on a PIPE offering	PIPE	Sole Placement Agent
Published		The First of Long Island Corporation	Mergers & Acquisitions	Sell-Side	$284.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for The First of Long Island Corporation on agreed merger with ConnectOne Bancorp	The First of Long Island Corporation has agreed to be acquired by ConnectOne Bancorp	Financial Advisor
Published		Evans Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$236.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Evans Bancorp on announced merger with NBT Bancorp	Evans Bancorp has agreed to merge with NBT Bancorp	Financial Advisor
Published		Mondee	Restructuring	Chapter 11 Reorganization		Image	Technology, Internet & Digital Media	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor
Published		Kanebridge Corporation	Mergers & Acquisitions	Sell-Side	$315.0 Million	Image Image	Services & Industrials, Distribution	Piper Sandler served as sole financial advisor for Kanebridge Corporation on its announced sale to Hillman	Kanebridge Corporation has entered into a definitive agreement to be acquired by Hillman	Financial Advisor
Published		DMV Technology Solutions Provider	Financing	Senior Term Loan	$75.0 Million	Image	Technology, Software	Piper Sandler served as sole underwriter and administrative agent for a DMV technology solutions provider	Senior Term Loan and Revolver	Sole Underwriter
Published		ACNB Corporation	Mergers & Acquisitions	Buy-Side	$73.5 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for ACNB Corporation in the announced acquisition of Traditions Bancorp	ACNB Corporation has agreed to acquire Traditions Bancorp	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side	$80.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Marine Bancorp of Florida on the announced acquisition to ELGA Credit Union	Marine Bancorp of Florida has announced their acquisition by ELGA Credit Union	Financial Advisor
Published		Premier Financial Corp	Mergers & Acquisitions	Sell-Side	$959.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to Premier Financial Corp on its announced merger with WesBanco	Premier Financial Corp. has agreed to be acquired by WesBanco	Financial Advisor
Published			Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler has served as the buy-side advisor to PeoplesBancorp, MHC, the parent company of PeoplesBank on its proposed merger with Cornerstone Bank	PeoplesBancorp, MHC, the parent company of PeoplesBank has announced its proposal to merge under Cornerstone Bank	Financial Advisor
Published			Mergers & Acquisitions	Sell-Side	$267.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as the sell-side advisor to Piedmont Bancorp in the announced merge with United Bankshares, Inc.	Piedmont Bancorp announced its merge with United Bankshares, Inc	Financial Advisor