Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	04/29/2026	BNCCORP, Inc.	Mergers & Acquisitions	Sell-Side	$130.0 Million	Image Image	Financial Services, Depositories, Specialty Finance	Piper Sandler served as sell-side advisor for BNCCORP, Inc. on its announced sale to OppFi Inc.	BNCCORP has agreed to acquired by OppFi	Financial Advisor
Published	04/28/2026	Medallion Financial Corp.	Financing	Senior Notes	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Medallion Financial Corp. on its senior unsecured notes	Senior Unsecured Notes	Sole Placement Agent
Published	04/27/2026	Hodes Weill & Associates	Mergers & Acquisitions	Sell-Side		Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for Hodes Weill & Associates on its announced acquisition by Chatham Financial	Hodes Weill & Associates has agreed to be acquired by Chatham Financial	Financial Advisor
Published	04/21/2026	Nektar Therapeutics	Equity Capital Markets	Follow-On Offering		Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Nektar Therapeutics on its follow-on offering	Follow-On Offering	Active Bookrunner
Published	04/21/2026	Peach State Bancshares	Mergers & Acquisitions	Sell-Side	$101.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Peach State Bancshares, Inc. on its announced merger with United Community Banks, Inc.	Peach State Bancshares has agreed to merge with United Community Banks	Financial Advisor
Published	04/17/2026	Southern First Bancshares	Equity Capital Markets	CMFO	$65.2 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Southern First Bancshares, Inc. on its CMFO	Follow-On Offering	Sole Bookrunner
Published	04/16/2026	FIS Chemicals	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for FIS Chemicals, a portfolio company of Foresight Group and Maven Capital Partners on its sale to Shrieve Chemical Company, LLC	FIS Chemicals, a portfolio company of Foresight Group and Maven Capital Partners, has been acquired by Shrieve Chemical Company	Financial Advisor
Published	04/14/2026	Allogene Therapeutics, Inc.	Equity Capital Markets	Follow-On Offering		Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Allogene Therapeutics, Inc. on its follow-on offering	Follow-On Offering	Passive Bookrunner
Published	04/13/2026	Atlas Energy Solutions	Equity Capital Markets	Convertible Offering	$450.0 Million	Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as bookrunner for Atlas Energy Solutions Inc.'s debt financing	Convertible Senior Notes	Passive Bookrunner
Published	04/08/2026	Adams Community Bank	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Adams Community Bank on its announced merger of equals with Pittsfield Cooperative Bank	Adams Community Bank has agreed to merge with Pittsfield Cooperative Bank	Financial Advisor
Published	04/07/2026	Tamboran Resources	Equity Capital Markets	CMFO		Image	Energy, Power & Infrastructure, Upstream	Piper Sandler served as co-manager for Tamboran Resources on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager
Published	04/02/2026	Pipelines 2 Data	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Pipelines 2 Data on its sale to STATS Group, a wholly owned subsidiary of Mitsui & Co.	Pipelines 2 Data has been acquired by STATS Group, a wholly owned subsidiary of Mitsui & Co.	Financial Advisor
Published	04/02/2026	Inovio Pharmaceuticals, Inc.	Equity Capital Markets	CMFO		Image	Healthcare, Biopharma	Piper Sandler served as financial advisor for Inovio Pharmaceuticals, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Financial Advisor
Published	04/01/2026	Blue Bird Corporation	Mergers & Acquisitions	Buy-Side		Image Image	Services & Industrials, Transportation & Logistics	Piper Sandler served as buy-side advisor for Blue Bird Corporation on its acquisition of the remaining 50% interest in Micro Bird Inc., from Girardin	Blue Bird Corporation has acquired the remaining 50% interest in Micro Bird from Girardin	Financial Advisor
Published	04/01/2026	Richard Bernstein Advisors	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management		Richard Bernstein Advisors has been acquired by Janus Henderson	Financial Advisor
Published	03/30/2026	1864 Bancorp	Debt Capital Markets	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for 1864 Bancorp Inc. on its subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	03/30/2026	Quality Collision Group	Debt Capital Markets	Unitranche Debt		Image Image	Services & Industrials, Automotive Aftermarket	Piper Sandler served as sole placement agent for Quality Collision Group on its debt financing	Debt Financing	Sole Placement Agent
Published	03/30/2026	HMH Holding Inc.	Equity Capital Markets	IPO		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as bookrunner for HMH Holding Inc. on its IPO	Initial Public Offering	Joint Bookrunner
Published	03/27/2026	Peapack-Gladstone Financial Corporation	Mergers & Acquisitions	Strategic Advisory	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole financial advisor for Peapack-Gladstone Financial Corporation on its preferred stock commitment	Preferred Stock	Financial Advisor
Published	03/25/2026	Ellington Credit Company	Debt Capital Markets	Senior Notes	$54.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as bookrunner for Ellington Credit Company on its senior notes offering	Senior Notes	Left Bookrunner