Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/01/2024	William Penn Bancorp, Inc.	Mergers & Acquisitions	Sell-Side	$127.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to William Penn Bancorp in agreed merge with Mid Penn Bancorp	William Penn Bancorp has agreed to merge with Mid Penn Bancorp	Financial Advisor
Published	10/31/2024	Universal Air Conditioner	Mergers & Acquisitions	Sell-Side		Image Image	Services & Industrials, Automotive Aftermarket	Piper Sandler served as sell-side advisor for Universal Air Conditioner in acquisition to The Halifax Group	Universal Air Conditioner has been acquired by The Halifax Group	Financial Advisor
Published	10/31/2024	Nurix Inc.	Equity Capital Markets	At the Market Offering	$300.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Nurix Inc on an ATM offering	ATM	Sole Placement Agent
Published	10/29/2024	Procept Biorobotics Corp.	Equity Capital Markets	Follow-On Offering	$175.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Procept Biorobotics Corp. on its follow-on offering	Follow-On Offering	Active Bookrunner
Published	10/28/2024	Catalyst Energy Partners	Equity Private Placements	Strategic Advisory		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as sole financial advisor for Catalyst Energy Partners on its formation of a strategic partnership with JERA Nex	Catalyst Energy Partners has entered into a strategic partnership with JERA Nex	Financial Advisor
Published	10/28/2024	Piñon Midstream	Mergers & Acquisitions	Sell-Side	$950.0 Million	Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor to Piñon Midstream, a portfolio company of Black Bay Energy Capital, in the sale to Enterprise Products Partners	Piñon Midstream, a portfolio company of Black Bay Energy Capital, has been acquired by Enterprise Products Partners	Financial Advisor
Published	10/25/2024	enGene, Inc.	Equity Capital Markets	PIPE	$60.1 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for enGene Holdings, Inc. on its PIPE offering	PIPE	Joint Placement Agent
Published	10/24/2024	Americana Partners, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management	On October 24, 2024, Americana Partners (“Americana”), a wealth advisory firm headquartered in Houston, Texas, announced a strategic investment from Lovell Minnick Partners (“LMP”)	Americana Partners has agreed to strategic investment from Lovell Minnick Partners	Financial Advisor
Published	10/23/2024	Marex Group plc	Equity Capital Markets	Follow-On Offering		Image	Financial Services, FinTech	Piper Sandler served as bookrunner for Marex Group plc on its follow-on offering	Follow-On Offering	Passive Bookrunner
Published	10/21/2024	NightHawk Completion Services	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell side advisor for Nighthawk Completion Services on majority investment from BCBR HoldCO and Backcast Partners	NightHawk Completion Services has secured a majority investment from BCBR HoldCo, LLC and Backcast Partners	Financial Advisor
Published	10/18/2024	Venterra Group PLC	Mergers & Acquisitions	Buy-Side		Image Image	Energy, Power & Infrastructure, Renewables & Clean Energy	Piper Sandler served as buy-side advisor for Venterra in the acquisition of Oceanscan	Venterra has acquired Oceanscan	Financial Advisor
Published	10/16/2024	Capricor Therapeutics, Inc.	Financing, Equity Capital Markets	CMFO	$75.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Capricor Therapeutics, Inc. on its CMFO	Follow-on offering	Left Bookrunner
Published	10/15/2024	Azimuth	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as sell-side advisor for Azimuth on its sale to Core4ce	Azimuth has been acquired by Core4ce	Financial Advisor
Published	10/10/2024	Arbor Realty Trust	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$100.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Arbor Realty Trust on its senior unsecured notes offering	Senior Unsecured Notes	Sole Placement Agent
Published	10/10/2024	CAMP4	Equity Capital Markets	IPO	$75.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for CAMP4 Therapeutics Corporation on IPO	Initial Public Offering	Active Bookrunner
Published	10/10/2024	Upstream Bio, Inc.	Equity Capital Markets	IPO	$297.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Upstream Bio, Inc. on IPO	Initial Public Offering	Active Bookrunner
Published	10/09/2024	Signal Peak Silica LLC	Financing	Senior Term Loan		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as debt placement agent to Signal Peak Silica, a portfolio company of Orchard Global Asset Management	Senior Secured Term Loan	Financial Advisor
Published	10/08/2024	Crinetics Pharmaceuticals, Inc.	Equity Capital Markets	CMFO	$500.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Crinetics Pharmaceuticals, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	10/08/2024	Scholar Rock Holding Corporation	Equity Capital Markets	Follow-On Offering	$300.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Scholar Rock Holding Corporations follow-on offering	Follow-On Offering	Active Bookrunner
Published	10/04/2024	Campany Roof Maintenance	Mergers & Acquisitions	Buy-Side		Image Image Image Image	Services & Industrials, Residential Services	Piper Sandler served as buy-side advisor for ReRoof Partners, a portfolio company of Broadwing Capital on acquisitions of CFS Roofing Services and RPI Roofing	ReRoof Partners, a portfolio company of Broadwing Capital, has acquired CFS Roofing Services and RPI Roofing	Financial Advisor