Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/30/2023	Super Micro Computer, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$632.9 Million	Image	Technology, Hardware	Piper Sandler served as bookrunner for Super Micro Computer, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	11/30/2023	Heritage Power	Restructuring	Chapter 11 Reorganization		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as advisor to the company in connection with its chapter 11	Chapter 11 Reorganization	Financial Advisor
Published	11/30/2023	Envision Healthcare	Restructuring	Chapter 11 Reorganization		Image	Healthcare, Healthcare Services	Piper Sandler served as investment banker to the Committee, and on its behalf, evaluated strategic alternatives for the AmSurg division, prepared expert testimony on valuation in the event of a contested confirmation hearing, and assisted in the negotiations of plan of reorganization terms for unsecured creditors	Chapter 11 Reorganization	Financial Advisor
Published	11/30/2023	ACE Winches	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for ACE Winches on sale to Ashtead Technology Holdings	ACE Winches has sold to Ashtead Technology Holdings	Financial Advisor
Published	11/30/2023	Post Brothers Apartments	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$15.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Post Brothers Apartments on a senior notes offering	Senior Secured Notes	Sole Placement Agent
Published	11/22/2023	Premier Hytemp Limited	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Premier Hytemp Limited on sale to Souter Investments	Premier Hytemp Limited has sold to Souter Investments	Financial Advisor
Published	11/21/2023	Curi Holdings, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Asset & Wealth Management	On November 21, 2023, Curi, a national healthcare advisory firm comprised of three distinct businesses: Curi Advisory, Curi Capital and Curi Insurance, announced a definitive agreement to acquire a majority stake of RMB Capital (“RMB”), a registered investment advisory firm with more than $9.6 billion in assets under advisement. As part of the agreement, Curi Capital, a registered investment advisory firm with approximately $1.6 billion in assets under advisement, will merge with RMB. Piper Sandler served as buy-side advisor for Curi.	Curi Holdings has acquired RMB Capital	Financial Advisor
Published	11/20/2023	AFIMAC Global, Inc.	Financing, Debt Capital Markets	Senior Term Loan		Image	Services & Industrials, Transportation & Logistics	Piper Sandler served as sole debt placement agent for AFIMAC Global, Inc. on a senior secured term loan	Senior Secured Debt	Sole Placement Agent
Published	11/17/2023	Newk's Franchise Company, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Restaurants	Piper Sandler served as sell-side advisor for Newk's franchise Company, LLC, a portfolio company of Sentinel Capital Partners, LLC, on sale to CapitalSpring	Newk's franchise Company, LLC, a portfolio company of Sentinel Capital Partners, LLC, has sold to CapitalSpring	Financial Advisor
Published	11/15/2023	Skyward Specialty Insurance	Financing, Equity Capital Markets	Follow-On Offering	$175.3 Million	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for Skyward Specialty Insurance Group, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	11/15/2023	Arccos Golf LLC	Financing, Equity Private Placements	Minority Capital Raise	$20.0 Million	Image Image Image Image	Technology, Software	Piper Sandler served as exclusive financial advisor for Arccos Golf LLC on receiving strategic investments from the PGA TOUR and golf’s top equipment manufacturers, including TaylorMade Golf Company, Topgolf Callaway Brands Corp., COBRA PUMA GOLF, Pritzker-Vlock Family Office, LionTreeTopgolf Callaway and Lion Tree	Arccos Golf LLC has received strategic investments from the PGA TOUR and golf’s top equipment manufacturers	Financial Advisor
Published	11/15/2023	Chemoil Energy Services LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Chemoil Energy Services LLC, a portfolio company of Glencore plc, on sale to Argonaut Private Equity	Chemoil Energy Services LLC, a portfolio company of Glencore plc, has sold to Argonaut Private Equity	Financial Advisor
Published	11/13/2023	SimplyBank	Mergers & Acquisitions	Sell-Side	$73.4 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for SimplyBank on announced sale to First Financial Corporation	SimplyBank has agreed to be acquired by First Financial Corporation	Financial Advisor
Published	11/13/2023	TELA Bio, Inc.	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as placement agent for TELA Bio, Inc on an ATM offering	ATM	Sole Placement Agent
Published	11/08/2023	CCC Intelligent Solutions Holdings Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$733.6 Million	Image	Technology, Software	Piper Sandler served as bookrunner for CCC Intelligent Solutions Holdings Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	11/07/2023	The Evans Agency	Mergers & Acquisitions	Division Carve Out	$40.0 Million	Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for The Evans Agency on the announced divestiture of Evans Insurance Agency to Arthur J. Gallagher & Co.	The Evans Agency has announced the divestiture of Evans Insurance Agency to Arthur J. Gallagher & Co.	Financial Advisor
Published	11/07/2023	Arvinas	Equity Capital Markets	At the Market Offering	$262.8 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Arvinas on an ATM offering	ATM	Sole Placement Agent
Published	11/02/2023	Lewis & Ellis	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Lewis & Ellie on sale to Novacap	Lewis & Ellis has sold to Novacap	Financial Advisor
Published	11/02/2023		Financing, Debt Capital Markets	Senior Term Loan		Image	Healthcare, Med-Tech	Piper Sandler served as sole debt placement agent for Companion Spine, LLC, a portfolio company of Viscoglioso Brothers LLC, on a debt capital raise	Senior Term Loan	Sole Placement Agent
Published	11/01/2023	LM Energy Holdings, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor for LM Energy Holdings, LLC, a portfolio company of Old Ironsides Energy, LLC, on sale of certain subsidiaries and assets related to its Touchdown Crude Oil Gathering System to Plains Oryx Permian	LM Energy Holdings, LLC, a portfolio company of Old Ironsides Energy, LLC, has sold certain subsidiaries and assets to Plains Oryx Permian	Financial Advisor