Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	05/21/2024	Marlin Equity Partners	Mergers & Acquisitions	Buy-Side		Image Image Image	Technology, Software	Piper Sandler served as buy-side advisor for Marlin Equity Partners on its majority growth investment in Baxter Planning, a portfolio company of Polaris Partners	Marlin Equity Partners has made a majority growth investment in Baxter Planning, a portfolio company of Polaris Partners	Financial Advisor
Published	05/16/2024	Abt Global	Mergers & Acquisitions	Buy-Side		Image Image	Technology, Defense & Government	Piper Sandler served as buy-side advisor for Abt Global on its acquisition of TSPi	Abt Global has acquired TSPi	Financial Advisor
Published	05/15/2024	Trinitas Capital Management, LLC	Financing	Senior Notes	$42.0 Million	Image	Financial Services, Asset & Wealth Management		Senior Unsecured Notes Offering	Sole Placement Agent
Published	05/15/2024	Benihana Inc	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Restaurants	Piper Sandler served as sell-side advisor for Benihana on sale to The One Group	Benihana has been acquired by The One Group	Financial Advisor
Published	05/15/2024	Swipeclock	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Swipeclock, a portfolio company of Inverness Graham Investments, on sale to IRIS Software Group, a portfolio company of HgCapital, Intermediate Capital Group, and Leonard Green & Partners	Swipeclock, a portfolio company of Inverness Graham Investments, has been acquired by IRIS Software Group, a portfolio company HgCapital, Intermediate Capital Group, and Leonard Green & Partners	Financial Advisor
Published	05/15/2024	Chimera Investment Corporation	Financing	Senior Notes	$65.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as bookrunner for Chimera Investment Corporation on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	05/13/2024	JAMF Software, LLC	Equity Capital Markets	CMFO	$163.4 Million	Image	Technology, Software	Piper Sandler served as co-manager for JAMF Holding Corp. on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager
Published	05/13/2024	ZeroFOX Holdings	Mergers & Acquisitions	Sell-Side	$350.0 Million	Image Image	Technology, Security	Piper Sandler served as sell-side advisor for ZeroFOX Holdings, Inc on its sale to Haveli Investments	ZeroFOX has been acquired by Haveli	Financial Advisor
Published	05/13/2024	Merchants Bancorp	Financing	CMFO	$103.2 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Merchants Bancorp on its CMFO	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	05/10/2024	Pacira BioSciences, Inc.	Equity Capital Markets	Convertible Offering	$250.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Pacira BioSciences, Inc. on its convertible senior note offering	Senior Note Offering	Passive Bookrunner
Published	05/10/2024	Skye Bioscience	Equity Capital Markets	At the Market Offering	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Skye Bioscience on an ATM offering	ATM	Sole Placement Agent
Published	05/10/2024	CereVasc, Inc.	Financing	Minority Capital Raise	$73.3 Million	Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sole financial advisor for CereVasc, Inc. on a Series B Financing from Bain Capital Life Sciences and Perceptive Xontogeny Venture Fund (PXV)	CereVasc, Inc. has received a Series B Financing from Bain Capital Life Sciences and Perceptive Xontogeny Venture Fund (PXV)	Financial Advisor
Published	05/09/2024	Provident Financial Services Inc.	Financing	Subordinated Notes	$225.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Provident Financial Services, Inc. on its subordinated notes offering	Subordinated Notes Offering	Left Bookrunner
Published	05/09/2024	Envoi LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management		Envoi has been acquired by AlTi Tiedemann Global	Financial Advisor
Published	05/08/2024	AG Mortgage Investment Trust	Financing	Senior Notes	$65.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as bookrunner for AG Mortgage Investment Trust on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	05/06/2024	Skyward Specialty Insurance	Financing	Follow-On Offering	$184.7 Million	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for Skyward Specialty Insurance Group, Inc. on its follow-on offering	Follow-On Offering	Passive Bookrunner
Published	05/02/2024	ROVOP Ltd	Mergers & Acquisitions	Sell-Side		Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for ROVOP Holdings Limited, a portfolio company of Bluewater Private Equity, on sale to The Chouest Group	ROVOP, a portfolio company of Bluewater Private Equity has been acquired The Chouest Group
Published	05/02/2024	Context Therapeutics LLC	Financing	PIPE	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Context Therapeutics, Inc. on its PIPE offering	PIPE	Sole Placement Agent
Published	04/30/2024	Fulton Financial Corporation	Mergers & Acquisitions	Buy-Side		Image Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Fulton Financial Corporation bank subsidiary, Fulton Bank in the acquisition of substantially all assets and has assumed the deposits of Republic First Bank in and FDIC assisted transaction	Fulton Financial Corporation's bank subsidiary, Fulton Bank, acquired substantially all assets and assumed the deposits of Republic First Bank in an FDIC-assisted transaction	Financial Advisor
Published	04/29/2024	Soleno Therapeutics, Inc.	Equity Capital Markets	CMFO	$138.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Soleno Therapeutics, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Left Bookrunner