Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	05/14/2025	VeraBank	Debt Capital Markets	Subordinated Notes	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for VeraBank on its subordinated notes offering	Subordinated Notes Offering	Sole Placement Agent
Published	05/14/2025	Klaviyo Inc.	Equity Capital Markets	Follow-On Offering	$372.9 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Klaviyo Inc. on its follow-on offering	Follow-On Offering	Passive Bookrunner
Published	05/14/2025	Savers Value Village	Equity Capital Markets	Follow-On Offering	$138.7 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Savers Value Village, Inc. on its follow-on offering	Follow-On Offering	Passive Bookrunner
Published	05/13/2025	First Busey Corporation	Equity Capital Markets	Preferred Stock	$215.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead book-running manager for First Busey Corporation on its perpetual preferred stock	Perpetual Preferred Stock	Lead Bookrunner
Published	05/12/2025	CytomX Therapeutics Inc.	Equity Capital Markets	Registered Direct	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for CytomX Therapeutics Inc. on its RD	Underwritten Registered Direct Offering	Active Bookrunner
Published	05/12/2025	CytomX Therapeutics Inc.	Equity Capital Markets	Follow-On Offering		Image	Healthcare, Biopharma	Piper Sandler served as Co-Manager for CytomX Therapeutics Inc. on its follow on offering	Follow-On Offering	Co-Manager
Published	05/09/2025	Annaly Capital Management	Financing, Equity Capital Markets	At the Market Offering	$2.0 Billion	Image	Financial Services, Real Estate	Piper Sandler served as placement agent for Annaly Capital Management on an ATM offering	ATM Program Common Stock	Lead Placement Agent
Published	05/09/2025	American Integrity Insurance Co.	Equity Capital Markets	IPO	$110.0 Million	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for American Integrity Insurance on its IPO	Initial Public Offering	Lead Bookrunner
Published	05/09/2025	CareTrust REIT	Mergers & Acquisitions	Buy-Side	£642.0 Million	Image Image	Healthcare, Healthcare Services	Piper Sandler served as buy-side advisor for CareTrust REIT in the acquisition of Care REIT plc	CareTrust REIT has acquired Care REIT plc	Financial Advisor
Published	05/09/2025	Aspen Insurance Holdings Ltd.	Equity Capital Markets	IPO	$397.5 Million	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for Aspen Insurance Holdings on its IPO	Initial Public Offering	Passive Bookrunner
Published	05/06/2025	Two Harbors Investment Corp.	Debt Capital Markets	Senior Notes	$115.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as bookrunner for Two Harbors Investment Corp. on its senior notes offering	Senior Notes	Active Bookrunner
Published	05/05/2025	Awayday	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials, Residential Services	Piper Sandler served as exclusive financial advisor to Awayday, a portfolio company of LightBay Capital, in its recapitalized by Ares Management	Awayday, a portfolio company of LightBay Capital, has been recapitalized by Ares Management	Financial Advisor
Published	05/02/2025	First National of Nebraska, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for First National of Nebraska, on its announced acquisition of CCB Financial Corporation	First National of Nebraska has agreed to acquire Country Club Bank	Financial Advisor
Published	05/02/2025	Equify Financial	Debt Capital Markets	Senior Notes	$25.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as sole placement agent for Equify Financial on senior unsecured notes	Senior Unsecured Notes	Sole Placement Agent
Published	05/01/2025	24 Hour Fitness USA, Inc.	Restructuring	Special Situations Financing		Image	Consumer, Health & Wellness Services	Piper Sandler served as advisor to the company on its $305M debt financing and recapitalization	Special Situations Financing	Financial Advisor
Published	04/28/2025	ProFrac Holdings	Mergers & Acquisitions	Division Carve Out	$105.0 Million	Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as financial advisor for ProFrac Holdings on the sale of certain power generating assets to Flotek Industries	PF Holdings has sold digitally enhances mobile natural gas conditioning and distribution units to Flotek	Financial Advisor
Published	04/23/2025	Columbia Banking System	Mergers & Acquisitions	Buy-Side	$2.0 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Columbia Banking System on its announced acquisition of Pacific Premier Bancorp, Inc	Columbia Banking System has agreed to acquire Pacific Premier	Financial Advisor
Published	04/23/2025	Citizens & Northern Corporation	Mergers & Acquisitions	Buy-Side	$44.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Citizens & Northern Corporation in announced acquisition of Susquehanna Community Financial	Citizens & Northern has agreed to acquire Susquehanna Community Financial	Financial Advisor
Published	04/21/2025	Paragon 28, Inc.	Mergers & Acquisitions	Sell-Side	$1.2 Billion	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Paragon 28 in the sale to Zimmer Biomet Holdings	Paragon 28 has acquired Zimmer Biomet	Financial Advisor
Published	04/17/2025	Ready Capital	Financing, Equity Capital Markets	Senior Notes	$50.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Ready Capital on its senior noes offering	Senior Secured Notes	Sole Placement Agent