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Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 12/30/2022 Pedcor Financial, LLC Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $14.8 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Fidelity Federal Bancorp on an 8.00% fixed-to-floating rate subordinated notes offering due in 2032 Subordinated Notes
 Sole Placement Agent
Published 12/30/2022 Pedcor Financial, LLC Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Preferred Stock $6.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for United Fidelity Bank on a 10.00% non-cumulative perpetual preferred stock offering, Series E Preferred Stock
 Sole Placement Agent
Published 12/29/2022 SureWerx Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for SureWerx, a portfolio company of The Riverside Company, on sale to Partners Group SureWerx, a portfolio company of The Riverside Company, has sold to Partners Group Financial Advisor
Published 12/28/2022 Knighthead Annuity & Life Insurance Company Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $50.0 Million Financial Services, Insurance Piper Sandler served as financial advisor and sole placement agent for Knighthead Annunity & LIfe Insurance Company on a fixed-rate prescribed capital notes due in 2042 Senior Notes
 Sole Placement Agent
Published 12/23/2022 Monarch Silica Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Monarch Silica on sale of its Eagle Ford sand mining operations to ProFrac Holdings Corp. Monarch Silica has sold its Eagle Ford sand mining operations to ProFrac Holdings Corp. Financial Advisor
Published 12/23/2022 Remediant, Inc. Mergers & Acquisitions Sell-Side Technology, Security Piper Sandler served as sell-side advisor for Remediant, Inc. on sale to Netwrix Remediant, Inc. has sold to Netwrix Financial Advisor
Published 12/22/2022 von Drehle Corporation Restructuring Special Situations Financing Consumer, Diversified Consumer Products Piper Sandler served as financial advisor for von Drehle Corporation on sale and recapitalization led by consortium of investors, including Atlas Holdings, Comvest partners and Morgan Stanley Private Credit Special Situations Financing
 Financial Advisor
Published 12/22/2022 Artemis Wax Corp. Mergers & Acquisitions Minority Investment Consumer, Health & Wellness Services Piper Sandler served as financial advisor for Artemis Wax Corp on a minority investment from Main Post Partners Artemis Wax Corp has received a minority investment from Main Post Partners Financial Advisor
Published 12/16/2022 Crunch LLC Mergers & Acquisitions Division Carve Out Consumer, Health & Wellness Services Piper Sandler served as sell-side advisor for Crunch LLC on divestiture of six corporate-owned high-value, low-price health clubs to Atticus Franchise Group. The six clubs are based in Sacramento, CA and the transaction includes the rights for Atticus to develop an additional 75 locations in select territories throughout the U.S.
 Crunch LLC has divested a portfolio of gyms to Atticus Franchise Group
 Financial Advisor
Published 12/15/2022 Ermco, Inc. Mergers & Acquisitions Buy-Side Services & Industrials Piper Sandler served as buy-side advisor and sole debt placement agent for Electric Research and Manufacturing Cooperative, Inc. on acquisition of Spire Power Solutions, L.P., a portfolio company of Mill Point Capital LLC Electric Research and Manufacturing Cooperative, Inc. has acquired Spire Power Solutions, L.P., a portfolio company of Mill Point Capital LLC Financial Advisor
Published 12/15/2022 Waypoint Residential, LLC Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $63.2 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Waypoint Residential on a senior notes offering
 Senior Notes Sole Placement Agent
Published 12/15/2022 Kingstone Companies, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $30.0 Million Financial Services, Insurance Piper Sandler served as financial advisor for Kingstone Companies, Inc. on a debt refinancing and exchange offer of 5.50% senior notes due in 2022
 Debt Refinancing & Exchange Offer of Senior Notes Financial Advisor
Published 12/15/2022 Kingstone Companies, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $20.0 Million Financial Services, Insurance Piper Sandler served as sole placement agent for Kingstone Companies, Inc. on a private placement of 12.00% senior notes due in 2024
 Private Placement of Senior Notes Financial Advisor
Published 12/14/2022 The Community Financial Corporation Mergers & Acquisitions Sell-Side $254.4 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for The Community Financial Corporation on announced merger with Shore Bancshares, Inc.
 The Community Financial Corporation has agreed to merge with Shore Bancshares, Inc. Financial Advisor
Published 12/14/2022 Malvern Bancorp, Inc. Mergers & Acquisitions Sell-Side $150.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Malvern Bancorp, Inc. on announced merger with First Bank
 Malvern Bancorp, Inc. has agreed to merge with First Bank Financial Advisor
Published 12/13/2022 Ion Financial, MHC Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Ion Financial, MHC on a 7.50% fixed-to-floating rate subordinated notes offering due in 2032 Subordinated Notes Sole Placement Agent
Published 12/13/2022 BJ Energy Financing, Debt Capital Markets Senior Secured Debt $100.0 Million Energy & Power, Oilfield Services & Equipment Piper Sandler served as financial advisor and sole debt placement agent for BJ Energy on an ABL Revolver
 ABL Revolver Financial Advisor
Published 12/12/2022 ImmunityBio Financing, Equity Capital Markets Registered Direct $50.0 Million Healthcare, Biopharma Piper Sandler served as sole placement agent for ImmunityBio on a registered direct offering Registered Direct Sole Placement Agent
Published 12/12/2022 PSB Holding Corp. Mergers & Acquisitions Sell-Side $53.9 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for PSB Holding Corp. on announced merger with Summit Financial Group PSB Holding Corp. has agreed to merge with Summit Financial Group Financial Advisor
Published 12/09/2022 BJ Energy Solutions Financing, Debt Capital Markets Senior Notes $100.0 Million Energy & Power, Energy & Power Infrastructure Piper Sandler served as sole placement agent for BJ Energy Solutions on an ABL revolver ABL Revolver Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.

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