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Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 01/25/2023 | Paragon 28, Inc. | Financing, Equity Capital Markets | CMFO | $110.5 Million | Image
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Healthcare, Med-Tech | Piper Sandler served as bookrunner for Paragon 28, Inc. on a confidentially marketed follow on offering |
Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 01/23/2023 | CymaBay Therapeutics, Inc. | Financing, Equity Capital Markets | CMFO | $97.7 Million | Image
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Healthcare, Biopharma | Piper Sandler served as left bookrunner for Cymabay Therapeutics, Inc. on a confidentially marketed follow-on offering |
Confidentially Marketed Follow-On Offering | Left Bookrunner |
Published | 01/17/2023 | Fulcrum Therapeutics, Inc. | Financing, Equity Capital Markets | CMFO | $125.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Fulcrum Therapeutics, Inc. on a confidentially marketed follow-on offering |
Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 01/17/2023 | SeaSpine Holdings Corporation | Mergers & Acquisitions | Merger | $862.0 Million | Image
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Healthcare, Med-Tech | Piper Sandler served as financial advisor for SeaSpine Holdings Corporation on a merger of equals with Orthofix Medical Inc. | SeaSpine Holdings Corporation has merged with Orthofix Medical Inc. | Financial Advisor |
Published | 01/13/2023 | Skyward Specialty Insurance | Financing, Equity Capital Markets | IPO | $154.4 Million | Image
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Financial Services, Insurance | Piper Sandler served as bookrunner for Skyward Specialty Insurance Group, Inc. on an initial public offering |
Initial Public Offering | Passive Bookrunner |
Published | 01/12/2023 | Diamondback Energy | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Midstream & Downstream | Piper Sandler served as sell-side advisor for Diamondback Energy Inc. on sale of their 10% ownership in Gray Oak Pipeline to Enbridge | Diamondback Energy Inc. has sold their 10% ownership in Gray Oak Pipeline to Enbridge | Financial Advisor | |
Published | 01/12/2023 | Simeio Solutions LLC | Mergers & Acquisitions | Buy-Side | Image
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Technology, Security | Piper Sandler served as buy-side advisor for Simeio Solutions LLC on acquisition of PathMaker Group L.P. |
Simeio Solutions LLC has acquired PathMaker Group L.P. | Financial Advisor | |
Published | 01/11/2023 | Bliss HoldCo Inc. | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Beauty & Personal Care, Diversified Consumer Products | Piper Sandler served as sell-side advisor for Bliss HoldCo Inc., a portfolio company of L Catterton, on sale to AS Beauty Group |
Bliss HoldCo Inc. | Financial Advisor | |
Published | 01/10/2023 | Redwood Trust | Financing, Equity Capital Markets | Preferred Stock | $65.0 Million | Image
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Financial Services, Specialty Finance | Piper Sandler served as bookrunner for Redwood Trust, Inc. on a preferred stock offering |
Preferred Stock |
Active Bookrunner |
Published | 01/10/2023 | Fluid Energy | Mergers & Acquisitions | Division Carve Out | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for Fluid Energy Group Ltd. on divestiture of its modified and synthetic acids and industrial businesses to Dorf Ketal Chemicals |
Fluid Energy Group Ltd. has divested its modified and synthetic acids and industrial businesses to Dorf Ketal Chemicals |
Financial Advisor | |
Published | 01/10/2023 | Cactus Wellhead, LLC | Financing, Equity Capital Markets | Follow-On Offering | $172.5 Million | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as bookrunner for Cactus, Inc. on a follow on offering |
Follow-On Offering | Passive Bookrunner |
Published | 01/10/2023 | Aspen Aerogels, Inc. | Financing, Equity Capital Markets | At the Market Offering | Image
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Energy & Power, Renewables & Clean Energy | Piper Sandler served as bookrunner for Aspen Aerogels, Inc. on an at the marketing offering. The company produces aerogel materials used primarily in the energy infastructure, building materials and electric vehicle markets | At The Market Offering | Active Bookrunner | |
Published | 01/05/2023 | First National of Nebraska, Inc. | Mergers & Acquisitions | Buy-Side | Image
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Financial Services | Piper Sandler served as buy-side advisor for First National of Nebraska, Inc. on announced acquisition of Northland Capital Holdings |
First National of Nebraska, Inc. has agreed to acquire Northland Capital Holdings |
Financial Advisor | |
Published | 01/05/2023 | Claria Medical, Inc. | Mergers & Acquisitions | Strategic Advisory | Image
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Healthcare, Med-Tech | Piper Sandler served as financial advisor for Claria Medical, Inc. on a strategic financing led by Organon & Co. | Claria Medical, Inc. has received a strategic financing led by Organon & Co. | Financial Advisor | |
Published | 01/05/2023 | Esquire Deposition Solutions | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for Esquire Deposition Solutions, LLC, a portfolio company of Bayside Capital, on sale to Gridiron Capital | Esquire Deposition Solutions, LLC, a portfolio company of Bayside Capital, has sold to Gridiron Capital | Financial Advisor | |
Published | 01/04/2023 | REV Energy Services | Mergers & Acquisitions | Sell-Side | $160.0 Million | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for REV Energy Services on sale to ProFrac Holding Corp. to increase their total horsepower and expand their geographic presence in the Bakken, DJ and Powder River Basins | REV Energy Services has sold to ProFrac Holding Corp. | Financial Advisor |
Published | 01/03/2023 | National Auto Care | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for National Auto Care on sale to APCO Holdings | National Auto Care has sold to APCO Holdings | Financial Advisor | |
Published | 01/03/2023 | Gustave A. Larson Company | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as financial advisor for Gustave A. Larson Company on partnership with Hajoca Corporation | Gustave A. Larson Company has entered into a partnership with Hajoca Corporation | Financial Advisor | |
Published | 12/30/2022 | GTT Communications, Inc. | Restructuring | Chapter 11 Reorganization | $4 Billion | Image
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Technology, Software | Piper Sandler served as investment banker for GTT Communications, Inc. on its restructuring, which was effectuated through the sale of its infrastructure business in September 2021 to I Squared Capital (with proceeds being used to pay down their debt) and a pre-packaged chapter 11 filing to restructure their remaining debt |
Chapter 11 Reorganization | Financial Advisor |
Published | 12/30/2022 | Pedcor Financial, LLC | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Preferred Stock | $6.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for United Fidelity Bank on a 10.00% non-cumulative perpetual preferred stock offering, Series E | Preferred Stock |
Sole Placement Agent |
Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.