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Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 01/25/2023 Paragon 28, Inc. Financing, Equity Capital Markets CMFO $110.5 Million Healthcare, Med-Tech Piper Sandler served as bookrunner for Paragon 28, Inc. on a confidentially marketed follow on offering
 Confidentially Marketed Follow-On Offering Active Bookrunner
Published 01/23/2023 CymaBay Therapeutics, Inc. Financing, Equity Capital Markets CMFO $97.7 Million Healthcare, Biopharma Piper Sandler served as left bookrunner for Cymabay Therapeutics, Inc. on a confidentially marketed follow-on offering
 Confidentially Marketed Follow-On Offering Left Bookrunner
Published 01/17/2023 Fulcrum Therapeutics, Inc. Financing, Equity Capital Markets CMFO $125.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Fulcrum Therapeutics, Inc. on a confidentially marketed follow-on offering
 Confidentially Marketed Follow-On Offering Active Bookrunner
Published 01/17/2023 SeaSpine Holdings Corporation Mergers & Acquisitions Merger $862.0 Million Healthcare, Med-Tech Piper Sandler served as financial advisor for SeaSpine Holdings Corporation on a merger of equals with Orthofix Medical Inc. SeaSpine Holdings Corporation has merged with Orthofix Medical Inc. Financial Advisor
Published 01/13/2023 Skyward Specialty Insurance Financing, Equity Capital Markets IPO $154.4 Million Financial Services, Insurance Piper Sandler served as bookrunner for Skyward Specialty Insurance Group, Inc. on an initial public offering
Initial Public Offering Passive Bookrunner
Published 01/12/2023 Diamondback Energy Mergers & Acquisitions Sell-Side Energy & Power, Midstream & Downstream Piper Sandler served as sell-side advisor for Diamondback Energy Inc. on sale of their 10% ownership in Gray Oak Pipeline to Enbridge Diamondback Energy Inc. has sold their 10% ownership in Gray Oak Pipeline to Enbridge Financial Advisor
Published 01/12/2023 Simeio Solutions LLC Mergers & Acquisitions Buy-Side Technology, Security Piper Sandler served as buy-side advisor for Simeio Solutions LLC on acquisition of PathMaker Group L.P.
Simeio Solutions LLC has acquired PathMaker Group L.P. Financial Advisor
Published 01/11/2023 Bliss HoldCo Inc. Mergers & Acquisitions Sell-Side Consumer, Beauty & Personal Care, Diversified Consumer Products Piper Sandler served as sell-side advisor for Bliss HoldCo Inc., a portfolio company of L Catterton, on sale to AS Beauty Group
 Bliss HoldCo Inc. Financial Advisor
Published 01/10/2023 Redwood Trust Financing, Equity Capital Markets Preferred Stock $65.0 Million Financial Services, Specialty Finance Piper Sandler served as bookrunner for Redwood Trust, Inc. on a preferred stock offering
 Preferred Stock
 Active Bookrunner
Published 01/10/2023 Fluid Energy Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Fluid Energy Group Ltd. on divestiture of its modified and synthetic acids and industrial businesses to Dorf Ketal Chemicals
 Fluid Energy Group Ltd. has divested its modified and synthetic acids and industrial businesses to Dorf Ketal Chemicals
 Financial Advisor
Published 01/10/2023 Cactus Wellhead, LLC Financing, Equity Capital Markets Follow-On Offering $172.5 Million Energy & Power, Oilfield Services & Equipment Piper Sandler served as bookrunner for Cactus, Inc. on a follow on offering
 Follow-On Offering Passive Bookrunner
Published 01/10/2023 Aspen Aerogels, Inc. Financing, Equity Capital Markets At the Market Offering Energy & Power, Renewables & Clean Energy Piper Sandler served as bookrunner for Aspen Aerogels, Inc. on an at the marketing offering. The company produces aerogel materials used primarily in the energy infastructure, building materials and electric vehicle markets At The Market Offering Active Bookrunner
Published 01/05/2023 First National of Nebraska, Inc. Mergers & Acquisitions Buy-Side Financial Services Piper Sandler served as buy-side advisor for First National of Nebraska, Inc. on announced acquisition of Northland Capital Holdings
 First National of Nebraska, Inc. has agreed to acquire Northland Capital Holdings
 Financial Advisor
Published 01/05/2023 Claria Medical, Inc. Mergers & Acquisitions Strategic Advisory Healthcare, Med-Tech Piper Sandler served as financial advisor for Claria Medical, Inc. on a strategic financing led by Organon & Co. Claria Medical, Inc. has received a strategic financing led by Organon & Co. Financial Advisor
Published 01/05/2023 Esquire Deposition Solutions Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Esquire Deposition Solutions, LLC, a portfolio company of Bayside Capital, on sale to Gridiron Capital Esquire Deposition Solutions, LLC, a portfolio company of Bayside Capital, has sold to Gridiron Capital Financial Advisor
Published 01/04/2023 REV Energy Services Mergers & Acquisitions Sell-Side $160.0 Million Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for REV Energy Services on sale to ProFrac Holding Corp. to increase their total horsepower and expand their geographic presence in the Bakken, DJ and Powder River Basins REV Energy Services has sold to ProFrac Holding Corp. Financial Advisor
Published 01/03/2023 National Auto Care Mergers & Acquisitions Sell-Side Financial Services, Insurance Piper Sandler served as sell-side advisor for National Auto Care on sale to APCO Holdings National Auto Care has sold to APCO Holdings Financial Advisor
Published 01/03/2023 Gustave A. Larson Company Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as financial advisor for Gustave A. Larson Company on partnership with Hajoca Corporation Gustave A. Larson Company has entered into a partnership with Hajoca Corporation Financial Advisor
Published 12/30/2022 GTT Communications, Inc. Restructuring Chapter 11 Reorganization $4 Billion Technology, Software Piper Sandler served as investment banker for GTT Communications, Inc. on its restructuring, which was effectuated through the sale of its infrastructure business in September 2021 to I Squared Capital (with proceeds being used to pay down their debt) and a pre-packaged chapter 11 filing to restructure their remaining debt
 Chapter 11 Reorganization Financial Advisor
Published 12/30/2022 Pedcor Financial, LLC Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Preferred Stock $6.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for United Fidelity Bank on a 10.00% non-cumulative perpetual preferred stock offering, Series E Preferred Stock
 Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.

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