Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	03/30/2026	1864 Bancorp	Debt Capital Markets	Subordinated Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for 1864 Bancorp Inc. on its subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	03/24/2026	Flowco	Equity Capital Markets	CMFO		Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as bookrunner for Flowco Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Lead Bookrunner
Published	03/24/2026	Red Sky Capital Partners	Private Capital Advisory	Capital Solutions		Image	Financial Services, Specialty Finance, Private Capital Advisory	Piper Sandler served as financial advisor for Red Sky Capital Partners on its strategic investment and partnership transaction with a Global Alternative Asset Manager	Red Sky Capital Partners has closed a strategic investment and partnership transaction with Global Alternative Asset Manger	Financial Advisor
Published	03/17/2026	CytomX Therapeutics Inc.	Equity Capital Markets	Follow-On Offering		Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for CytomX Therapeutics Inc. on its follow-on offering	Follow-On Offering	Active Bookrunner
Published	03/16/2026	Atlantic House Group	Mergers & Acquisitions	Sell-Side	$200.0 Million	Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for Atlantic House on its announced sale to WisdomTree	Atlantic House has agreed to be acquired by WisdomTree	Financial Advisor
Published	03/16/2026	Five Point Infrastructure	Private Capital Advisory	Secondary Capital		Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Private Capital Advisory	Piper Sandler served as financial advisor for Five Point Infrastructure on its single asset continuation vehicle for San Mateo Midstream	Five Point Infrastructure has formed a single asset continuation vehicle for San Mateo Midstream	Financial Advisor
Published	03/13/2026	Hanover Bancorp Inc.	Debt Capital Markets	Subordinated Notes	$35.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Hanover Bancorp, Inc. on its subordinated notes offering	Subordinated Notes	Lead Placement Agent
Published	03/12/2026	First Guaranty Bancshares, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for First Guaranty Bancshares, Inc. on its announced sale of its Texas operations to Armstrong Bank	First Guaranty Bancshares, Inc. has agreed to sell its Texas operations to Armstrong Bank	Financial Advisor
Published	03/12/2026	HBT Financial	Debt Capital Markets	Subordinated Notes	$85.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for HBT Financial, Inc. on its subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	03/12/2026	ACNB Corporation	Debt Capital Markets	Subordinated Notes	$15.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for ACNB Corporation on its subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	03/12/2026	Christofferson, Robb & Company	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for Christofferson Robb & Company on its agreement with the Abu Dhabi Investment Authority	Christofferson Robb & Company deepens long-standing relationship with Abu Dhabi Investment Authority	Financial Advisor
Published	03/12/2026	Esquire Financial Holdings, Inc.	Mergers & Acquisitions	Buy-Side	$348.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Esquire Financial Holdings, Inc on its announced acquisition of Signature Bancorporation	Esquire Financial Holdings has agreed to acquire Signature Bank	Financial Advisor
Published	03/10/2026	Razor Oiltools	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Razor Oiltools Limited on its controlling stake sale to Odfjell Technology	Razor Oiltools has been acquired by Odfjell	Financial Advisor
Published	03/10/2026	Kaseum Technology	Mergers & Acquisitions	Sell-Side		Image Image	Energy, Power & Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for Kaseum Technology on its sale to Odfjell Technology	Kaseum has been acquired by Odfjell Technology	Financial Advisor
Published	03/10/2026	Lone Star Bank	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Lone Star Bank on its announced acquisition to Journey Financial Group, Inc.	Lone Star Bank has agreed to be acquired Journey Financial Group, Inc.	Financial Advisor
Published	03/10/2026	MiniMed Inc.	Equity Capital Markets	IPO	$538.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for MiniMed Inc. on its IPO	Initial Public Offering	Passive Bookrunner
Published	03/09/2026	Trinitas Capital Management	Debt Capital Markets	Senior Notes	$96.3 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole placement agent for Trinitas Capital Management on its senior notes offering	Senior Notes	Sole Placement Agent
Published	03/09/2026	The Wells Companies	Mergers & Acquisitions	Sell-Side		Image Image	Services & Industrials, Industrial Services	Piper Sandler served as sell-side advisor for The Wells Companies, Inc. on its sale to KPS Capital Partners	The Wells Companies has been acquired by KPS Capital Partners	Financial Advisor
Published	03/06/2026	Nurix	Equity Capital Markets	At the Market Offering	$413.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for Nurix Inc. on an ATM offering	ATM Program Common Stock	Sole Placement Agent
Published	03/04/2026	Moxe Health Corporation	Mergers & Acquisitions	Sell-Side	$240.0 Million	Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as the exclusive financial advisor for Moxe Health Corporation on its majority investment from BV Investment Partners	Moxe Health Corporation has received a majority investment from BV Investment Partners	Financial Advisor