Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	12/18/2024	Valiant Solutions	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Defense & Government	Piper Sandler served as financial advisor for Valiant Solutions on its strategic investment from Bluestone Investment Partners	Valiant Solutions has received a strategic investment from Bluestone Investment Partners	Financial Advisor
Published	12/17/2024	Norwood Financial Corp.	Equity Capital Markets	CMFO	$26.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Norwood Financial Corp. on its CMFO	Common Stock Offering	Lead Bookrunner
Published	12/12/2024	M1 Bancshares, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Subordinated Notes	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for M1 Bancshares, Inc on its subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	12/12/2024	Flushing Financial Corp	Equity Capital Markets	Follow-On Offering	$70.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Flushing Financial Corporation on its CMFO	Common Stock Offering	Active Bookrunner
Published	12/11/2024	Financial Institutions, Inc.	Equity Capital Markets	CMFO		Image	Financial Services, Depositories	Piper Sandler served as co-manager for Financial Institutions, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager
Published	12/11/2024	Cybersixgill	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Security	Piper Sandler served as sell-side advisor for Cybersixgill in acquisition to Bitsight	Cybersixgill has been acquired by Bitsight	Financial Advisor
Published	12/11/2024	ServiceTitan, Inc.	Equity Capital Markets	IPO		Image	Technology, Software	Piper Sandler served as bookrunner for ServiceTitan, Inc. on its IPO	Initial Public Offering	Passive Bookrunner
Published	12/10/2024	Solaris Energy Infrastructure, Inc.	Equity Capital Markets	Follow-On Offering		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as bookrunner for Solaris Energy Infrastructure, Inc. on its CMFO	Follow-On Offering	Passive Bookrunner
Published	12/10/2024	ImmunityBio	Equity Capital Markets	CMFO	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for ImmunityBio, Inc. on its CMFO	Confidentially Marketed Follow-on Offering	Active Bookrunner
Published	12/09/2024	Northeast Bancorp	Equity Capital Markets	At the Market Offering	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as placement agent for Northeast Bancorp on an ATM offering	ATM	Sole Placement Agent
Published	12/09/2024	Arthur J. Gallagher & Co.	Equity Capital Markets	Follow-On Offering	$8.5 Billion	Image	Financial Services, Insurance	Piper Sandler served as co-manager for Arthur &. Gallagher & Co. on its follow-on offering	Follow-On Offering	Co-Manager
Published	12/09/2024	Enterprise Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$562.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Enterprise Bancorp in announced merger with Independent Bank Corp	Enterprise Bancorp, Inc has agreed to merge with Independent Bank Corp	Financial Advisor
Published	12/07/2024	Akoya Biosciences	Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Life Sciences Tools & Diagnostics	Piper Sandler served as placement agent for Akoya Biosciences on an ATM offering	ATM	Sole Placement Agent
Published	12/06/2024	SDG	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Technology Services	Piper Sandler served as sell-side advisor for SDG Corporation in majority investment from Recognize	SDG has received a majority investment from Recognize	Financial Advisor
Published	12/05/2024	Semtech Corporation	Equity Capital Markets	Follow-On Offering	$661.2 Million	Image	Technology, Hardware	Piper Sandler served as co-manager for Semtech Corporation on its follow-on offering	Follow-On Offering	Co-Manager
Published	12/03/2024	Ready Capital	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$130.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as bookrunner for Ready Capital Corporation on its senior unsecured notes offering	Senior Unsecured Notes	Active Bookrunner
Published	12/02/2024	Equity Bancshares, Inc.	Equity Capital Markets	CMFO	$91.9 Million	Image	Financial Services, Depositories	Piper Sandler served as co-manager for Equity Bancshares, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager
Published	11/30/2024	EV Holdings Limited	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure, Energy & Power Services & Equipment	Piper Sandler served as sell-side advisor for EV, in acquisition by Enersol, a joint venture between ADNOC Drilling and Alpha Dubai Holding	EV has been acquired by Enersol, a joint venture between ADNOC Drilling and Alpha Dubai Holding	Financial Advisor
Published	11/29/2024	Hamilton Thorne	Mergers & Acquisitions	Sell-Side	$262.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Hamilton Thorne in acquisition to Astorg	Hamilton Thorne has been acquired by Astorg	Financial Advisor
Published	11/27/2024	Hypha Fund	Private Capital Advisory, Private Funds	Private Funds	£118.3 Million	Image	Private Capital Advisory	Successfully raised the hard cap for an oversubscribed Fund I focused on the healthcare, technology and specialist manufacturing sectors in the UK LMM	Fund I	Sole Placement Agent